Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
S Labs Holdings, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,776,323 Associated Brokers / Dealers N/A CIK Number 0001606045 Filed Document 0001606043-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ThermalCore, Inc. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593118 Filed Document 0001593118-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Signal Point Holdings Corp. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers Arjent LLC CIK Number 0001560351 Filed Document 0001560351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sotera Wireless, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $53,919,001 Associated Brokers / Dealers N/A CIK Number 0001313884 Filed Document 0001602471-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ledger Petroleum LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Bart Harrison, Dominic Baldini, Trevor Gordon, Glenn Martini, Larry Law, Debra Snetting, Thomas Hille, Jason Venclef, Kevin Grunawalt, and Don Alan Wittler CIK Number 0001459850 Filed Document 0001459850-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GLF Integrated Power Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572927 Filed Document 0001572927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EXPANDED HIGH YIELD FUND, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087222 Filed Document 0001181431-14-016730 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE HIGH YIELD FUND, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000945816 Filed Document 0001181431-14-016728 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ling & Louie's Minneapolis, LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602770 Filed Document 0001602770-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fortress Worldwide Transportation & Infrastructure Investors Offshore L.P. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC"), Deutsche Bank Securities Inc. ("DBSI"), and Barclays Capital Inc. ("Barclays") CIK Number 0001566498 Filed Document 0000950172-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHARETOWN, INC. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001606129 Filed Document 0001606129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Zodiac Spirits, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606096 Filed Document 0001606096-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tubular Labs, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001552879 Filed Document 0001552879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lagunita, Ltd. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Frontier Solutions LLC CIK Number 0001605896 Filed Document 0001605896-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSO INVESTORS LTD See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459687 Filed Document 0001459687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIOMICS Corp See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,104,000 Associated Brokers / Dealers N/A CIK Number 0001605831 Filed Document 0001140361-14-017782 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornell Capital Special Situations Partners I LP See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604785 Filed Document 0000950103-14-002786 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cambridge Medical Funding Group II, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001606374 Filed Document 0001606374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
E ZASSI LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001452098 Filed Document 0001452098-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wilshire Institutional Master Fund II SPC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518631 Filed Document 0001518631-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ForSight VISION5, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001512390 Filed Document 0001512390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Airelle Skin LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $314,000 Associated Brokers / Dealers N/A CIK Number 0001606053 Filed Document 0001606053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Fun Productions Limited Partnership See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001606075 Filed Document 0001606075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AWS Holdings, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $33,333,333 Associated Brokers / Dealers N/A CIK Number 0001604920 Filed Document 0001604920-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnitude Select Opportunities Fund, LLC - Series 2 See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605979 Filed Document 0001605979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWTYN TE PARTNERS, LP See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548709 Filed Document 0000905718-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCM HIGH YIELD TRUST See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460557 Filed Document 0001181431-14-016731 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategy Capital GP LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605668 Filed Document 0001555730-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KEY OIL CO 2014-1A DRILLING PROGRAM See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,620,000 Associated Brokers / Dealers N/A CIK Number 0001605784 Filed Document 0001605784-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
ZOOS, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001605907 Filed Document 0001605907-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
CC ARB SIF I, Ltd. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518609 Filed Document 0001518609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWTYN PARTNERS, LP See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548707 Filed Document 0000905718-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EUROPEAN HIGH YIELD FUND, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087221 Filed Document 0001181431-14-016729 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northstar Mezzanine Partners VI L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580391 Filed Document 0001591653-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retail Players, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,735,385 Associated Brokers / Dealers N/A CIK Number 0001605079 Filed Document 0001605079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
IA RENTLYTICS LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $221,100 Associated Brokers / Dealers N/A CIK Number 0001606510 Filed Document 0001606510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RWN WINE VILLAGE INVESTORS I, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001605087 Filed Document 0001605087-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Waypointe Partners Fund LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595583 Filed Document 0001140361-14-018563 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sense Inc. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001604272 Filed Document 0001231919-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AG REDI, Ltd. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515644 Filed Document 0001515644-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CalSTRS Capital Access Fund V, L.P. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $101,000,000 Associated Brokers / Dealers N/A CIK Number 0001602394 Filed Document 0001393725-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foldax, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CW OIL & GAS INC. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605844 Filed Document 0001605844-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
E M Mining, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594909 Filed Document 0001594909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AMERICAN HALAL CO, INC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001470712 Filed Document 0001515971-14-000145 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Meyers Road Investments vAuto, LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001591258 Filed Document 0001591258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Avvo Inc See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $37,548,866 Associated Brokers / Dealers N/A CIK Number 0001399172 Filed Document 0001399172-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SHP CAPITAL SOLUTIONS FUND L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $44,275,000 Associated Brokers / Dealers N/A CIK Number 0001511190 Filed Document 0001605090-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wireless Advanced Vehicle Electrification, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $3,589,797 Associated Brokers / Dealers N/A CIK Number 0001563060 Filed Document 0001563060-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Oro Capital Corporation, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001562733 Filed Document 0001562733-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity