Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,717,936 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-13-000233 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PES Fund V, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,210,000 Associated Brokers / Dealers N/A CIK Number 0001593978 Filed Document 0001593926-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SRG PARTNERS COMMUNITIES INVESTMENT CO, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $4,008,000 Associated Brokers / Dealers N/A CIK Number 0001593813 Filed Document 0001140361-13-045228 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Practice Fusion Inc See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $85,449,982 Associated Brokers / Dealers N/A CIK Number 0001461356 Filed Document 0001461356-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
West Face Credit Opportunities (USA) L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534657 Filed Document 0001534657-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Supramed, Inc. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ohio River Valley Associates, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $26,400 Associated Brokers / Dealers N/A CIK Number 0001539250 Filed Document 0000892303-13-000026 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TEXAS REIN LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001593703 Filed Document 0001593703-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
HARBERT UNITED STATES REAL ESTATE FUND V, L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001563698 Filed Document 0001563698-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
MHS Capital Partners II, L.P. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001591803 Filed Document 0001591803-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODBINE CAPITAL FUND LTD See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456889 Filed Document 0001456889-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aprecia Pharmaceuticals Co See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $36,238,104 Associated Brokers / Dealers N/A CIK Number 0001299458 Filed Document 0001299458-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Trilantic Capital Partners V (North America) Fund A L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,250,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Barclays Bank PLC, Magenta Capital Services Ltd., and Greenhill & Co., LLC CIK Number 0001550858 Filed Document 0000950142-13-002389 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NanoFlex Power Corp See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,544 Associated Brokers / Dealers N/A CIK Number 0001571636 Filed Document 0001571636-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Triune Hedge Fund LP See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585929 Filed Document 0001585929-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Eric D. Wittenmyer, Various Agents, Glenn A. Fishman, John A. Whittemore, Myrteel M. Ward, Donald G. Petrie, Carl S. Feen, Gary B. Block, and Various Agents CIK Number 0000728240 Filed Document 0000728240-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
TIGO ENERGY INC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PARK CITY CAPITAL PARTNERS LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid-Continent Securities Advisors and Edward Vickery CIK Number 0001448642 Filed Document 0001448642-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UFI Acquisition, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $4,582,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001571173 Filed Document 0001571173-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CoreNetwork Fund LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001593849 Filed Document 0001593849-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Aether Real Assets III, L.P. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001592903 Filed Document 0001592903-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caspian Private Equity II, L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NGAM DISTRIBUTION, L.P. CIK Number 0001563247 Filed Document 0001593310-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Footmarks, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001589523 Filed Document 0001589523-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BDR Mercer Island I LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593725 Filed Document 0001593725-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Plain, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001593639 Filed Document 0001593639-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,860,600 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $15,050,397 Associated Brokers / Dealers Kirk Penland, Dan Golesh, and Ken Prodger CIK Number 0001135856 Filed Document 0001135856-13-000234 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HealthScripts of America - Kansas City, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590474 Filed Document 0001590474-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RENNOVIA INC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001456754 Filed Document 0001456754-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOOD & BEVERAGE INNOVATIONS, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001577213 Filed Document 0001577213-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Yadkin River Holdings, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001593462 Filed Document 0001209191-13-056316 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NuLegacy Gold Corp See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $156,339 Associated Brokers / Dealers N/A CIK Number 0001502758 Filed Document 0001140361-13-045265 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Revily, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593320 Filed Document 0001593320-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CODESMART HOLDINGS, INC. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $116,161 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trilantic Capital Partners V (North America) L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,250,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Barclays Bank PLC, Magenta Capital Services Ltd., and Greenhill & Co., LLC CIK Number 0001550859 Filed Document 0000950142-13-002388 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHEF SOFTWARE INC. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001545207 Filed Document 0001545207-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Blackwater Global Offshore Fund, Ltd. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001557708 Filed Document 0001557708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samuel Jacobs and Jennifer H. Macaulay CIK Number 0001030011 Filed Document 0001030011-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
WellDoc, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001459113 Filed Document 0001459113-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SILENCERCO LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,200,011 Associated Brokers / Dealers N/A CIK Number 0001447330 Filed Document 0001010924-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Bugkalot Coffee Company, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593672 Filed Document 0001593672-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business PHILIPPINES Revenue or Assets Decline to Disclose Type of Security Debt
Fooda, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001593700 Filed Document 0001593700-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYNET LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $588,500 Associated Brokers / Dealers N/A CIK Number 0001361012 Filed Document 0001361012-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Adaptive Medias, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428397 Filed Document 0001144204-13-066326 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clear Markets Holdings, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001589637 Filed Document 0001589637-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
West Face Credit Opportunities Fund Ltd. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534658 Filed Document 0001534658-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willett Partners Fund LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503554 Filed Document 0001503554-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Solution Resources, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001592313 Filed Document 0001592313-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mediafeedia, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593734 Filed Document 0001593734-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,780,000 Associated Brokers / Dealers Mark Merlotti CIK Number 0001135856 Filed Document 0001135856-13-000235 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund