|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $11,822,500
- Associated Brokers / Dealers
- Michael C. Schulmerich, Inland Securities Corporation, Christina S. Nielson, Richard S. Hyams, Dominick A. Ciocia, Harry R. Tyler, Eric S. Scaff, John H. Scully, Joseph A. Nugent, Mark A. Vanvoorhees, Robert A. Cannon, Corbin S. Thomas, Justin C. Lowy, Patrick R. Conway, Vinton D. Hartmann, Steven H. Murphy, Douglas W. Studer, Gregory A. Block, Michael P. Black, Robert R. Tweed, Bryan L. Stewart, Richard H. Hickman, Mark G. Kosanke, Gregory A. Merritt, Stephen K. Davis, Michael C. Ajello, William B. Elson, Eric A. Bicknese, and Clovis M. Morrison
- CIK Number
- 0001584586
- Filed Document
- 0001584586-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001521518
- Filed Document
- 0001521518-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Atlantic-Pacific Capital, Inc.
- CIK Number
- 0001557006
- Filed Document
- 0001557006-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593482
- Filed Document
- 0001593482-13-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $2,800,003
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563669
- Filed Document
- 0001140361-13-045344
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533196
- Filed Document
- 0001533196-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452111
- Filed Document
- 0001209191-13-055777
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001440590
- Filed Document
- 0001315863-13-000594
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $1,826,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593935
- Filed Document
- 0001593935-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $56,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593043
- Filed Document
- 0001593043-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $510,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593167
- Filed Document
- 0001593167-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512198
- Filed Document
- 0000902664-13-003907
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $1,223,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001103568
- Filed Document
- 0000906318-13-000097
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- gary j. harloff
- CIK Number
- 0001593598
- Filed Document
- 0001593598-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561827
- Filed Document
- 0000899140-13-000574
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001529223
- Filed Document
- 0001529223-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593723
- Filed Document
- 0001593723-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593571
- Filed Document
- 0001593571-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $7,333,050
- Associated Brokers / Dealers
- Terry Wheeler, Prakash Simha, The Strategic Financial Alliance, Inc., David Allen Pierce, and Jason Vanclef
- CIK Number
- 0001587115
- Filed Document
- 0001587115-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442393
- Filed Document
- 0001442393-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $2,059,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594472
- Filed Document
- 0001594472-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Alcentra European Direct Lending Fund No.1 Limited Partnership
See All Filings
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $1,370,000,000
- Associated Brokers / Dealers
- Unknown
- CIK Number
- 0001593546
- Filed Document
- 0001593546-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561090
- Filed Document
- 0001561090-13-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593194
- Filed Document
- 0001593194-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593535
- Filed Document
- 0001593535-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550591
- Filed Document
- 0001550591-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001295420
- Filed Document
- 0001295420-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001593619
- Filed Document
- 0001181431-13-061718
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALAYSIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530153
- Filed Document
- 0001144204-13-066858
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593184
- Filed Document
- 0001214659-13-006982
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $1,885,950
- Associated Brokers / Dealers
- Visionquest Securities, LLC
- CIK Number
- 0001538090
- Filed Document
- 0001538090-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592955
- Filed Document
- 0001592955-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567061
- Filed Document
- 0001567061-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593345
- Filed Document
- 0001593345-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460115
- Filed Document
- 0000902664-13-003901
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $3,069,647
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453977
- Filed Document
- 0001453977-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $1,120,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001352362
- Filed Document
- 0001352362-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505288
- Filed Document
- 0000926877-13-000258
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $92,500,000
- Associated Brokers / Dealers
- PIPER JAFFRAY & CO.
- CIK Number
- 0001593632
- Filed Document
- 0001593632-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527347
- Filed Document
- 0001527347-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001077901
- Filed Document
- 0001077901-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593140
- Filed Document
- 0001593140-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001592274
- Filed Document
- 0001140361-13-045019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- COMMONFUND SECURITIES, INC.
- CIK Number
- 0001365313
- Filed Document
- 0001593310-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593486
- Filed Document
- 0001593486-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $323,182
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594116
- Filed Document
- 0001594116-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
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D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590904
- Filed Document
- 0000945621-13-000369
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590906
- Filed Document
- 0000945621-13-000371
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D/A |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532236
- Filed Document
- 0000945621-13-000357
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D |
2013-12-05 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- no sales compensation
- CIK Number
- 0001592993
- Filed Document
- 0001592993-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
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