Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
African Frontier Fund LP See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618745 Filed Document 0001546927-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aloha Brands, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $5,865,000 Associated Brokers / Dealers N/A CIK Number 0001629810 Filed Document 0001629810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wellcoin, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001570107 Filed Document 0001570107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Other
DALTON ASIA (US FEEDER) FUND LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428125 Filed Document 0001209191-15-004646 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keen Focus Fund II Limited Partnership See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAPTRUST and C. Anderson Cooper CIK Number 0001507982 Filed Document 0000919574-15-000487 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XRpro Sciences, Inc. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $8,855,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001518520 Filed Document 0001213900-15-000331 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IHP CAPITAL PARTNERS FUND VII, L.P. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers ACCORD CAPITAL PARTNERS LLC CIK Number 0001630963 Filed Document 0001630963-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Specialty Financing Fund, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001609281 Filed Document 0001609281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BR SQUARED FINANCIAL, L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516286 Filed Document 0001516286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Series C - Generation Capital Partners Donuts LP See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $4,040,341 Associated Brokers / Dealers N/A CIK Number 0001630954 Filed Document 0001630954-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TAH Core Fund, LLC See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567004 Filed Document 0001567004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOUNTAIN AVENUE PARTNERS LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001038103 Filed Document 0001038103-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAF-T-PAY, INC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers n/a CIK Number 0001447738 Filed Document 0001447738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HRA Paloma Village, LP See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001630026 Filed Document 0001630028-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PRIVATE CAPITAL FUND, LLC See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001597336 Filed Document 0001614461-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Caisson Breakwater Global Opportunity Fund, LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598239 Filed Document 0001598239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ GC Opportunities Overseas Fund, Ltd. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565835 Filed Document 0001565835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Term Fund 2019 See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626614 Filed Document 0001140361-15-001952 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAMCO THRIFT PARTNERS LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027991 Filed Document 0001027991-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $4,450,659 Associated Brokers / Dealers Scott Holton, William Holton, Richard DeVita, and Michael Godwin CIK Number 0001135856 Filed Document 0001135856-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Seattle Funding Group, Ltd. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
BlueSpruce Fund Ltd. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592932 Filed Document 0001592932-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GAMCO MEDICAL OPPORTUNITIES LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456987 Filed Document 0000919574-15-000456 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers Arthur Gilbert, Steven Cwienkala, and Douglass Wooley CIK Number 0001135856 Filed Document 0001135856-15-000037 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Marlin Fund III, Limited Partnership See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467026 Filed Document 0000919574-15-000499 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VENTUREBEAT INC See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $4,955,698 Associated Brokers / Dealers N/A CIK Number 0001423935 Filed Document 0000897069-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Fund LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001551784 Filed Document 0000902664-15-000139 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOUNTY MINERALS III LLC See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $100,688,324 Associated Brokers / Dealers N/A CIK Number 0001628245 Filed Document 0001628245-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bauernhof Brewing Company, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001630911 Filed Document 0001630907-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain West Retail Property Services, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $132,342 Associated Brokers / Dealers N/A CIK Number 0001630846 Filed Document 0001630846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Oaktree Principal Fund VI (Feeder), L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570545 Filed Document 0001181431-15-000997 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GT U.S. QP Fund, LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379739 Filed Document 0001379739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDG Capital Fund SPV-I, LP See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630802 Filed Document 0000919574-15-000507 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NantOmics, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001631644 Filed Document 0001631644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North By Northwest II, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $6,720,000 Associated Brokers / Dealers Trevor Gordon CIK Number 0001563619 Filed Document 0001630812-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DEP Shape Memory Therapeutics, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001630786 Filed Document 0001630786-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roundup Media, LLC See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $18,718,891 Associated Brokers / Dealers N/A CIK Number 0001620687 Filed Document 0001620687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
C.P.S. INSURANCE COMPANY, LTD See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $796,100 Associated Brokers / Dealers N/A CIK Number 0001304452 Filed Document 0001304452-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BODYSHOPBIDS, INC. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001585027 Filed Document 0001585027-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Blue Medora LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001566586 Filed Document 0000905729-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Empire Capital Partners, L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC and Perkins Fund Marketing, LLC CIK Number 0001170998 Filed Document 0000902664-15-000134 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bezar, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001630071 Filed Document 0001630071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Duman Alex A See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001630974 Filed Document 0001630976-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Creciente Global Equity Fund, LP See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630092 Filed Document 0001461373-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Life On Air, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $3,600,050 Associated Brokers / Dealers N/A CIK Number 0001630068 Filed Document 0001630068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MetaStat, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $3,492,500 Associated Brokers / Dealers H.C. Wainwright and Co. LLC CIK Number 0001404943 Filed Document 0001415889-15-000149 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Poplar Bluff Banc Co See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $3,999,912 Associated Brokers / Dealers N/A CIK Number 0001461725 Filed Document 0001461725-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GT International Equity Fund, LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379743 Filed Document 0001379743-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT Insurance, LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504514 Filed Document 0001504514-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecosystem Integrity Fund II-A, L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001599347 Filed Document 0001599347-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund