Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ComplexCare Holdings, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001596307 Filed Document 0001596307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bespoke Capital Strategies, L.P. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595677 Filed Document 0001595677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHNL, INC. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,839,000 Associated Brokers / Dealers N/A CIK Number 0001554567 Filed Document 0001554567-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Investor B, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $78,916,386 Associated Brokers / Dealers N/A CIK Number 0001596490 Filed Document 0001596489-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TEXAS REIN LLC See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001593703 Filed Document 0001593703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
NFI Income Strategies Fund, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566741 Filed Document 0001566741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meriwether Aggregates, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,276,820 Associated Brokers / Dealers N/A CIK Number 0001596449 Filed Document 0001596449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Serra Capital II, LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001597861 Filed Document 0001597861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
D & S Energy Corp. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,640,000 Associated Brokers / Dealers None CIK Number 0001383778 Filed Document 0001383778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Invisible Sentinel, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $6,869,826 Associated Brokers / Dealers N/A CIK Number 0001459223 Filed Document 0001192482-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Walterboro, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $227,206 Associated Brokers / Dealers N/A CIK Number 0001596198 Filed Document 0001461373-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance CO of Connecticut See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Kirk L. Penland, Thomas J. Hummer, Stanley F. Eckert, Samir H. Sheth, and Steven W. Broadbent CIK Number 0000733076 Filed Document 0000937834-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
School Current, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596117 Filed Document 0001596117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
RedLeaf Management Partners, L.P. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $4,570,000 Associated Brokers / Dealers N/A CIK Number 0001597024 Filed Document 0001597024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zoomin Market, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001595562 Filed Document 0001595562-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Zebra Grocery, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596134 Filed Document 0001596134-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PLAISANCE FUND LP See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462049 Filed Document 0000919574-14-000116 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellAware Holdings, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001566486 Filed Document 0001566486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quippi Corp See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,560,544 Associated Brokers / Dealers N/A CIK Number 0001597368 Filed Document 0001597368-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Utrip, Inc. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001559164 Filed Document 0001559164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Syntonic Wireless, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596442 Filed Document 0001596442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Xpliant, Inc. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001554228 Filed Document 0001554228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Iconixx Software Corp See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001565206 Filed Document 0001565206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EXTRAPRISE GROUP INC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $3,003,045 Associated Brokers / Dealers N/A CIK Number 0001041518 Filed Document 0001041518-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OnCorps, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,123,209 Associated Brokers / Dealers N/A CIK Number 0001596084 Filed Document 0001596084-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DSG INVESTORS, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596389 Filed Document 0001596389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BroadOak Fund II, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $13,110,000 Associated Brokers / Dealers N/A CIK Number 0001561970 Filed Document 0001561970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALARC FUND, LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596131 Filed Document 0000919574-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalina Sea Ranch, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001596025 Filed Document 0001596025-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SAV Acquisition Corp See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001595097 Filed Document 0001595097-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Co-Investment Offshore LP See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566581 Filed Document 0001315863-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Partners Americas Private Investors L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $97,924,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001585873 Filed Document 0001585873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSF IV Hoboken REIT LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001596238 Filed Document 0001596238-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Home Team Holdings, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001595995 Filed Document 0001140361-14-002242 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dexter Winston Fund, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510197 Filed Document 0001510197-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
COVENANT SURGICAL PARTNERS INC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,630,282 Associated Brokers / Dealers N/A CIK Number 0001439789 Filed Document 0001439789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Axtria, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001490702 Filed Document 0001490702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital VI, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $240,909,091 Associated Brokers / Dealers N/A CIK Number 0001549459 Filed Document 0001549459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSHG Global Macro 90 Fund, Ltd. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Credit Suisse Securities (USA), LLC CIK Number 0001489812 Filed Document 0001489812-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PHAROS HOSPITALITY, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001596185 Filed Document 0001596185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Incapture LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597240 Filed Document 0000902664-14-000204 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Horsley Bridge X Growth Buyout, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001566593 Filed Document 0001144204-14-001346 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMRxT, INC. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $3,999,996 Associated Brokers / Dealers N/A CIK Number 0001562772 Filed Document 0001562772-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SecureRF Corp See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $5,311,135 Associated Brokers / Dealers N/A CIK Number 0001596534 Filed Document 0001213900-14-000139 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orion Venture IX Rialto, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $12,700,000 Associated Brokers / Dealers N/A CIK Number 0001596220 Filed Document 0001596220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Corvex Co-Investment Onshore LP See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566580 Filed Document 0001315863-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLUROGEN THERAPEUTICS INC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $4,125,000 Associated Brokers / Dealers N/A CIK Number 0001357019 Filed Document 0001357019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SMARTVUE CORP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001280831 Filed Document 0001280831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SilentSeas Funds, LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596247 Filed Document 0001596247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund