Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HCR Value Fund, L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001556476 Filed Document 0001556476-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hightower, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $2,120,000 Associated Brokers / Dealers N/A CIK Number 0001591543 Filed Document 0001591543-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trufa Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001594684 Filed Document 0001594684-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
PLUSTICK PARTNERS, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564799 Filed Document 0000919574-13-006974 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 8 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594660 Filed Document 0001594660-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 9 See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594661 Filed Document 0001594661-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AION Feeder II Ltd. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594402 Filed Document 0001594409-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veenome, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001594568 Filed Document 0001594568-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
H. Barton Co-Invest Fund II, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001594848 Filed Document 0001594848-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 7 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594659 Filed Document 0001594659-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
7AC Technologies, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001530060 Filed Document 0001530060-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Fairmont Creamery Equity, LLC See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001593610 Filed Document 0001593610-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Motivation Science, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $724,141 Associated Brokers / Dealers N/A CIK Number 0001588414 Filed Document 0001461373-13-000050 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
rift.IO, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594365 Filed Document 0001594365-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Retail Apparel Partners, L.P. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EarlyBirdCapital, Inc. CIK Number 0001298360 Filed Document 0001298360-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Implicit Bioscience Inc See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594821 Filed Document 0001594821-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
X2 Biosystems, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001495809 Filed Document 0001495809-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Somerset Small Mid Cap EM All Country Fund LLC See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537243 Filed Document 0001012975-13-000554 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
XF TECHNOLOGIES INC. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001546414 Filed Document 0001546414-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
LSF VIII Investments, L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $119,723,091 Associated Brokers / Dealers N/A CIK Number 0001594448 Filed Document 0001181431-13-063879 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Farrell Franzone Trading, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569827 Filed Document 0001569827-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GLUMETRICS INC See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $6,705,894 Associated Brokers / Dealers N/A CIK Number 0001323678 Filed Document 0001323678-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BDS HY FUND LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,101,000 Associated Brokers / Dealers N/A CIK Number 0001477946 Filed Document 0001477946-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALLOCURE INC See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $26,500,008 Associated Brokers / Dealers N/A CIK Number 0001439955 Filed Document 0001439955-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IOF VII, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001595231 Filed Document 0001595231-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Antilles Offshore Investors Ltd See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575918 Filed Document 0001315863-13-000604 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Eagles Nest, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001594887 Filed Document 0001594887-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Bronson Point Partners L.P. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476777 Filed Document 0001476777-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PC Washington Heights, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594931 Filed Document 0001594931-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Templeton Global Bond Plus Fund, L.P. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN CARTER BAILEY, JR. and Brian David Zeiler CIK Number 0001477279 Filed Document 0001477279-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonehenge Capital Fund South Carolina II, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $7,479,000 Associated Brokers / Dealers None CIK Number 0001594280 Filed Document 0001594280-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Linear Signal, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001474741 Filed Document 0001474741-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TVV Capital Partners III, L.P. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Wiley Bros.-Aintree Capital, LLC and CV Brokerage, Inc. CIK Number 0001523495 Filed Document 0001523495-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sunstone Assurance, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $329,000 Associated Brokers / Dealers N/A CIK Number 0001517535 Filed Document 0001517535-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Virtu Investments Multifamily Opportunity Fund-III, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001582697 Filed Document 0001582697-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund - Portfolio Series 1 See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594651 Filed Document 0001594651-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 5 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594655 Filed Document 0001594652-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 4 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594657 Filed Document 0001594657-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Yield Strategies Fund II, Ltd. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503739 Filed Document 0001503739-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Insurance & Bonds Agency of Texas, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,499,998 Associated Brokers / Dealers N/A CIK Number 0001594560 Filed Document 0001594560-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SQM Frontier Middle East Fund (Offshore), Ltd. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507785 Filed Document 0001507785-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon EM Opportunity Fund, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477547 Filed Document 0001477547-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheeler Real Estate Investment Trust, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC and Newbridge Securities Corporation CIK Number 0001527541 Filed Document 0001527541-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Waveland Drilling Partners III-B, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Independent Financial Group LLC, Kalos Capital Inc., Centaurus Financial Inc., First Allied Securities, Inc., and ProEquities Inc. CIK Number 0001582679 Filed Document 0001582679-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
East Fowler # 1 Joint Venture See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $757,500 Associated Brokers / Dealers N/A CIK Number 0001584462 Filed Document 0001584462-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Hudson Capital Landings LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,758,690 Associated Brokers / Dealers N/A CIK Number 0001594942 Filed Document 0001594942-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Global Cruise Holdings, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001593881 Filed Document 0001477932-13-006148 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sunstone Assurance, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001517535 Filed Document 0001517535-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HudCo VIII (Americas), L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $89,840,000 Associated Brokers / Dealers N/A CIK Number 0001594576 Filed Document 0001181431-13-063875 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MIRAMAR LABS INC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $25,008,213 Associated Brokers / Dealers N/A CIK Number 0001429349 Filed Document 0001429349-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity