Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Progress Ventures Fund II, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001575181 Filed Document 0001575181-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry-Glori Energy Investment III LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Gentry Secuities LLC CIK Number 0001592652 Filed Document 0001140361-13-045787 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
11601 Audelia Dallas, LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001594033 Filed Document 0001594033-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Argentum Capital Partners III, LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592477 Filed Document 0001192482-13-000208 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEPTUNE MINERALS, INC. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $19,208,752 Associated Brokers / Dealers International Assets Advisory, LLC and National Securities Corporation CIK Number 0001535730 Filed Document 0000897069-13-000418 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Global Fund See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593876 Filed Document 0001593877-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Throwing Fruit Productions LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001589600 Filed Document 0001589600-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mile High Run Club, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594278 Filed Document 0001594278-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Otlet Fund LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH CREEK BUTLER CIK Number 0001556300 Filed Document 0000919574-13-006902 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joule Assets, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Arjent LLC CIK Number 0001593466 Filed Document 0001593466-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WILSON RESOURCES INC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $277,500 Associated Brokers / Dealers None CIK Number 0001133060 Filed Document 0001133060-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Solaris Power Cells, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001411730 Filed Document 0001085037-13-000192 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenport Brewing Company, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001564432 Filed Document 0001564432-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Acadian Emerging Markets Equity II Fund, LLC See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461762 Filed Document 0001461762-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexercise, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594112 Filed Document 0001594112-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Semi-Linear, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593474 Filed Document 0001593474-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CamCap Resources, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363846 Filed Document 0001140361-13-045604 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommonAngels Ventures Fund IV, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001588128 Filed Document 0001588128-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CMN, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,022,110 Associated Brokers / Dealers N/A CIK Number 0001594009 Filed Document 0001594009-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Coral Networks, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $699,040 Associated Brokers / Dealers N/A CIK Number 0001524718 Filed Document 0001015325-13-000046 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edisun Heliostats, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001593780 Filed Document 0001593780-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atea Pharmaceuticals, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Madding King CIK Number 0001593899 Filed Document 0001140361-13-045616 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Six Trees Capital LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $798,000 Associated Brokers / Dealers NA CIK Number 0001593650 Filed Document 0001593650-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lexington Middle Market Investors III, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001555389 Filed Document 0001555389-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Solstice Group, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593059 Filed Document 0001593059-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $822,850 Associated Brokers / Dealers Jeffrey Micklege CIK Number 0001135856 Filed Document 0001135856-13-000238 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LGIMA Long Duration US Credit Fund, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537253 Filed Document 0001537253-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $131,330,682 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-13-000240 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Four Rivers Partners III, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001590822 Filed Document 0000897069-13-000419 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478104 Filed Document 0001478104-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United States Debt Recovery XIV, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590648 Filed Document 0001590648-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renola Income, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001429504 Filed Document 0001429504-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ZoomCar, Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,082,744 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
166 Productions LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers None CIK Number 0001593918 Filed Document 0001593918-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Title Center of Greater Kentucky LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $14,000 Associated Brokers / Dealers N/A CIK Number 0001331084 Filed Document 0001331084-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RREEF Debt Investments Offshore I REIT See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001561642 Filed Document 0000950172-13-000124 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ATS INVESTMENT SPV LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001591850 Filed Document 0001591850-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco U.S. Income Fund, L.P. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575920 Filed Document 0001575920-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Innovative Med Concepts, LLC See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547539 Filed Document 0001547539-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
WHOLESOME VALLEY FOODS See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $1,020,001 Associated Brokers / Dealers FUNDME SECURITIES LLC CIK Number 0001591027 Filed Document 0001591027-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Absolute Return Bond Fund, LLC See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592977 Filed Document 0001592977-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-13-003937 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Xagenic Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $21,286,648 Associated Brokers / Dealers N/A CIK Number 0001594154 Filed Document 0001594154-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Co-Investors VIII (A), L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593853 Filed Document 0000950142-13-002404 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOUTH GEORGIA PARTNERS, LP See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494929 Filed Document 0001494929-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
My Personal Network, Inc. See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001575473 Filed Document 0001575473-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
International Infrastructure Finance Co Feeder, L.P. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593901 Filed Document 0001593901-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecurityScorecard, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $900,531 Associated Brokers / Dealers N/A CIK Number 0001594266 Filed Document 0001594266-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JAMF Holdings, Inc. See All Filings	D	2013-12-10 00:00:00 UTC
Amount To Be Raised $29,999,920 Associated Brokers / Dealers Pacific Crest Securities LLC CIK Number 0001593760 Filed Document 0001593760-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MW Eureka (US) Fund See All Filings	D/A	2013-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504533 Filed Document 0000902664-13-003931 Exclusions or Exemptions 506b Accepted Date 2013-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund