Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
John Hancock Variable Account PPM2-K See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James A. Cheney CIK Number 0001458491 Filed Document 0001181431-13-062537 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIG Energy Fund XVI-E, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and Julien Dargent CIK Number 0001591998 Filed Document 0001181431-13-062676 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
EIG Energy Fund XVI, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and Julien Dargent CIK Number 0001578109 Filed Document 0001181431-13-062671 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Eco-Site, Inc See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $80,850,000 Associated Brokers / Dealers N/A CIK Number 0001563505 Filed Document 0001563505-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LGI Predictive Analytics LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592416 Filed Document 0001592416-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Redrock Capital Fund III, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001594201 Filed Document 0001594201-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, and David Wexler CIK Number 0001458488 Filed Document 0001181431-13-062599 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRG Knobs Pointe Holding Company, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594072 Filed Document 0000892251-13-000153 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CDK PARTNERS, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545403 Filed Document 0001545403-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopkins Golf, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,709,041 Associated Brokers / Dealers N/A CIK Number 0001594183 Filed Document 0001181431-13-062614 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARMADA WATER ASSETS INC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001568996 Filed Document 0001568996-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001181431-13-062570 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1-800 All Parts Holdings, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $10,554,466 Associated Brokers / Dealers N/A CIK Number 0001590169 Filed Document 0001590169-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fish Parent Holdings LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $65,330,500 Associated Brokers / Dealers N/A CIK Number 0001594082 Filed Document 0000945621-13-000377 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blackburne & Brown Mortgage Fund II, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594156 Filed Document 0001594156-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Photofy, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001593675 Filed Document 0001593675-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Investable Fund See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593878 Filed Document 0001593877-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Plains Event Center, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001593923 Filed Document 0001593923-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Other
SG SPM Fund, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477035 Filed Document 0001565908-13-000098 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otlet Offshore Fund Ltd. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH CREEK BUTLER CIK Number 0001556305 Filed Document 0000919574-13-006903 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital Floating Rate Fund LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580592 Filed Document 0001315863-13-000598 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIA GLOBAL HIGH YIELD FUND, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441535 Filed Document 0000919574-13-006895 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontera Global Opportunity Fund, LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Boomerang Capital LLC CIK Number 0001473501 Filed Document 0001473501-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Capital Partners Asia Pacific IV L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593755 Filed Document 0001593755-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yukon Capital Partners II, L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001592787 Filed Document 0001592787-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Mile High Run Club, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594278 Filed Document 0001594278-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ToutApp, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $5,709,784 Associated Brokers / Dealers N/A CIK Number 0001594006 Filed Document 0001594006-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Brook Partners, LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593818 Filed Document 0001593818-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirical Long Short Fund, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525853 Filed Document 0001525853-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOYAGER CAPITAL FOUNDERS' FUND IV, L.P. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594036 Filed Document 0001594036-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $68,537,239 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000245 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Acacia Living, Inc. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001488711 Filed Document 0001488711-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
iSentium, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001594123 Filed Document 0000897069-13-000421 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Moon Capital Management, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management CIK Number 0001410588 Filed Document 0001410588-13-000003 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Gatheredtable, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001594057 Filed Document 0001594057-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Bristol Norton Commons Partners, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,249,751 Associated Brokers / Dealers N/A CIK Number 0001593905 Filed Document 0001593905-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GABRIEL ROEDER SMITH & CO /MI See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $348,300 Associated Brokers / Dealers N/A CIK Number 0001058640 Filed Document 0001058640-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Goldstar Ashbury LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001593970 Filed Document 0001593970-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CamCap Energy, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363827 Filed Document 0001140361-13-045595 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1-800 All Parts Holdings, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $4,616,953 Associated Brokers / Dealers N/A CIK Number 0001590169 Filed Document 0001590169-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Village Bank & Trust Financial Corp. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,684,075 Associated Brokers / Dealers N/A CIK Number 0001290476 Filed Document 0001140361-13-045622 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CARDERO RESOURCE CORP. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $3,705,499 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001062993-13-006283 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Rocket Travel, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $8,499,955 Associated Brokers / Dealers N/A CIK Number 0001561831 Filed Document 0001561831-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NonProfitEasy, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001557936 Filed Document 0001557936-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Playbutton Corp See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $15,244,240 Associated Brokers / Dealers WFG Investments, Inc. CIK Number 0001561299 Filed Document 0001594115-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Melana Development 3, L3C See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001594003 Filed Document 0001594003-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Nextronex Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001593699 Filed Document 0001593699-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised $17,493,159 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000246 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Emerging Markets Free Fund See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593877 Filed Document 0001593877-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APOLLO ENDOSURGERY INC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $63,727,392 Associated Brokers / Dealers N/A CIK Number 0001369432 Filed Document 0001369432-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity