Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HIGHBRIDGE CAPITAL CORP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), Johnson Capital, LLC, and NEWEDGE USA, LLC CIK Number 0000931921 Filed Document 0000931921-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MYDA Plus, L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594575 Filed Document 0001594575-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TITAN MASTERS FUND LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142022 Filed Document 0001140361-13-046922 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariner Spyglass Investment Partners, L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594566 Filed Document 0001594566-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC Club Holdings, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594793 Filed Document 0001594793-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Seven Mile Capital Partners Fund II, LP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594553 Filed Document 0001594558-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Tower, LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers SKB Securities, LLC and Robert R. Walker, Jr. CIK Number 0001594037 Filed Document 0001594037-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Federated Media Publishing Inc See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $9,883,383 Associated Brokers / Dealers N/A CIK Number 0001332388 Filed Document 0001332388-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LNB BANCORP INC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $3,682,717 Associated Brokers / Dealers N/A CIK Number 0000737210 Filed Document 0000737210-13-000030 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PI Paramount Boulevard, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $3,445,000 Associated Brokers / Dealers N/A CIK Number 0001594418 Filed Document 0001594418-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MacKenzie Preferred Funding, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001594354 Filed Document 0001594354-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $6,793,992 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-13-000284 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $16,200,000 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-13-000289 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Franklin Templeton Global Multisector Plus (Cayman) Fund, Ltd. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William J. Makris, Brian Zeiler, John Carter Bailey, Jr., Tom Dickson, and Patrick Hughes CIK Number 0001476350 Filed Document 0001476350-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GrayCo Alternative Partners II, LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001560212 Filed Document 0001560212-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FREP Remington, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001595299 Filed Document 0001595299-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TTCP FUND I, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001561475 Filed Document 0001561475-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Resort Community Investments Opportunity Fund II, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001593525 Filed Document 0001593525-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ELOF Master Fund, L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594117 Filed Document 0001594117-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ares ELOF (Offshore), L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ISP Financial Services AG CIK Number 0001594119 Filed Document 0001594119-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bullet Time Ventures 2014, L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001594582 Filed Document 0001594582-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claren Road Credit Fund, Ltd. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474920 Filed Document 0000919574-13-006961 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birzeit International Development Enterprise (BIDE) Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001594680 Filed Document 0001594680-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Harvest Fund I, LLLP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565123 Filed Document 0001565123-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Graham Absolute Return Ltd. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593364 Filed Document 0001593364-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Unterberg Koller Capital Fund, L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001594944 Filed Document 0001140361-13-047021 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
BANC OF CALIFORNIA, INC. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $20,000,212 Associated Brokers / Dealers N/A CIK Number 0001169770 Filed Document 0001415889-13-002609 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BANK OF GEORGETOWN See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $18,083,286 Associated Brokers / Dealers N/A CIK Number 0001506339 Filed Document 0001506339-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EMERGING EUROPE FUND See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593289 Filed Document 0000919574-13-006966 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bermuda Partners, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $525,300 Associated Brokers / Dealers N/A CIK Number 0001593735 Filed Document 0001593735-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WeatherBell Analytics LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001514711 Filed Document 0001514711-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ares European Loan Opportunities Fund (E), L.P. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ISP Financial Services AG CIK Number 0001594142 Filed Document 0001594142-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Indus Japan Long Only Fund, LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483251 Filed Document 0000919574-14-000011 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverix Biomics, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $8,605,389 Associated Brokers / Dealers N/A CIK Number 0001595711 Filed Document 0001595711-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Indus Japan Fund, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171503 Filed Document 0000919574-14-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claren Road Credit Partners, LP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353586 Filed Document 0000919574-13-006962 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sols Systems Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,753,219 Associated Brokers / Dealers N/A CIK Number 0001593746 Filed Document 0001140361-13-046938 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROW NYC LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001580403 Filed Document 0001580403-13-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Standard 7G Investors LP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $9,849,980 Associated Brokers / Dealers N/A CIK Number 0001594558 Filed Document 0001594558-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LoopPay, Inc. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $12,101,965 Associated Brokers / Dealers N/A CIK Number 0001590342 Filed Document 0001590342-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TRICON XI B-2, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Triton Pacific Capital, LLC CIK Number 0001591015 Filed Document 0001591015-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund IV Series 4 See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001594612 Filed Document 0001594612-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers Joanna Hampton CIK Number 0001135856 Filed Document 0001135856-13-000278 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $3,801,233 Associated Brokers / Dealers Paul Ned Davis III CIK Number 0001135856 Filed Document 0001135856-13-000280 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gramercy Emerging Markets Alpha LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507399 Filed Document 0000919574-13-006967 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THB MICROCAP FUND, LLC See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500702 Filed Document 0001593947-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Media Publishing Inc See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $49,513,340 Associated Brokers / Dealers N/A CIK Number 0001332388 Filed Document 0001332388-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maroon Peaks Private Equity Fund VI LP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594804 Filed Document 0001594804-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunity Income Plus LP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581172 Filed Document 0001581172-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised $21,953,799 Associated Brokers / Dealers Jennifer Kephart, John S. Fulton, Edward M. Lubell (Ned), and Sara D. Roth CIK Number 0001135856 Filed Document 0001135856-13-000273 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund