Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Heatwurx, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001533743 Filed Document 0001441557-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FireEye, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $739,265,776 Associated Brokers / Dealers N/A CIK Number 0001370880 Filed Document 0001181431-14-002149 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Worldwide Investment Fund 2014, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Worldwide Investment Inc., LLC CIK Number 0001596360 Filed Document 0001596360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
STONEPINE CAPITAL L P See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments CIK Number 0001370042 Filed Document 0001370042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BERMUDA FUND L P See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000798402 Filed Document 0000798402-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457426 Filed Document 0000919574-14-000177 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIS Research, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596388 Filed Document 0001596388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $28,349,490 Associated Brokers / Dealers Michael Moorhead, Jennifer Kephart, and Monte Herrick CIK Number 0001135856 Filed Document 0001135856-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Industrial Technology Group, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001596565 Filed Document 0001596565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Farmers Bankshares, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001596123 Filed Document 0001140361-14-001801 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
NEW YORK LIFE INSURANCE CO See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000071633 Filed Document 0000071633-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TCV VIII (A), L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566338 Filed Document 0001566338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCV VIII (B), L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566339 Filed Document 0001566339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon of Women - Fund I, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001588332 Filed Document 0001209191-14-002865 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Advanced Capital Intelligence Global Real Estate Opportunities (TE), L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001536452 Filed Document 0001536452-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Relative Value & Event Driven Co See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001480380 Filed Document 0001596164-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAXIS EQUITY NEUTRAL LP See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001131846 Filed Document 0000935836-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALCYON FUND LP See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001214804 Filed Document 0001315863-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellfount, Corp See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001495014 Filed Document 0001495014-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Gunsite Joint Venture See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001592471 Filed Document 0001592471-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,660,604 Associated Brokers / Dealers Michael Shannon and Sam Sheth CIK Number 0001135856 Filed Document 0001135856-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NAKED BRAND GROUP INC. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $233,500 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Vinci Zafferano Emerging Markets Opportunities Fund Ltd See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596491 Filed Document 0001596491-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Event Driven Fund Ltd. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540832 Filed Document 0001540832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Energy Participation Fund LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001575901 Filed Document 0001575901-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXCIENT INC See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001446270 Filed Document 0001446270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whippoorwill Credit Opportunity Fund, L.P. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital, LLC and Jefferies LLC CIK Number 0001591624 Filed Document 0001591624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Equity Market Neutral Company, SPC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001595938 Filed Document 0001596164-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $25,406 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FLUOROPHARMA MEDICAL, INC. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Monarch Capital Group LLC CIK Number 0001402785 Filed Document 0001415889-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GID Group, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001490638 Filed Document 0001490638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FPC Small Cap Fund I, L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $70,237,500 Associated Brokers / Dealers N/A CIK Number 0001544076 Filed Document 0001544076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cokeville, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Ronald S Tanner CIK Number 0001595920 Filed Document 0001080368-14-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPO Global Inc See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0000716778 Filed Document 0001558891-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets $$1 - $1,000,000 Type of Security Debt
EAGLE GROWTH PARTNERS I, LP See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001168111 Filed Document 0000897069-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CPC Brazos Energy II, LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596204 Filed Document 0001596204-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Activant Holdings I, LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001596459 Filed Document 0001596459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Adi Long Short Equity Fund LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596169 Filed Document 0000919574-14-000191 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adi Long Short Equity Intermediate Fund LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596230 Filed Document 0000919574-14-000189 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clear Metals Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $213,264 Associated Brokers / Dealers N/A CIK Number 0001596933 Filed Document 0001140361-14-002032 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ENWAVE Corp See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,171,582 Associated Brokers / Dealers Raymond James Ltd. and CIBC World Markets Inc. CIK Number 0001437598 Filed Document 0001140361-14-001882 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Barfly Ventures, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596782 Filed Document 0000905729-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Carbon Objects, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001596504 Filed Document 0001596504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Absolution, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001596221 Filed Document 0001596221-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
3D SYSTEMS CORP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000910638 Filed Document 0001209191-14-003298 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HEDGECAP PARTNERS L P See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000874511 Filed Document 0000874511-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Nery Capital Partners, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299125 Filed Document 0001315863-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SPECTRASCIENCE INC See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers John Evey CIK Number 0000727672 Filed Document 0001181431-14-001976 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Trian Partners (ERISA), Ltd. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507253 Filed Document 0000902664-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ScanSys, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $13 Associated Brokers / Dealers N/A CIK Number 0001566039 Filed Document 0001262463-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity