Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
First Light Capital Gold Harvest, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Laura Rhoads and John Combias CIK Number 0001139678 Filed Document 0001095449-13-000130 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EIG Energy Fund XVI (Cayman), L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and Julien Dargent CIK Number 0001578127 Filed Document 0001181431-13-062674 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 22, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593858 Filed Document 0001593858-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COURAGE CREDIT OPPORTUNITIES OFFSHORE FUND III, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Creek Butler CIK Number 0001594059 Filed Document 0000919574-13-006924 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Hills Regional Angel Fund, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593685 Filed Document 0001140361-13-045980 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
FUNDTECH HOLDINGS, LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $180,148,372 Associated Brokers / Dealers N/A CIK Number 0001529477 Filed Document 0001529477-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
III SELECT CREDIT FUND LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, Norfolk Markets, LLC, James River Securities Corp., and Frontier Solutions, LLC CIK Number 0001426147 Filed Document 0001426147-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC Culebra Crossing SA, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001594056 Filed Document 0001594056-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Chicago Climbing Gym Co LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001579633 Filed Document 0001579633-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sportsy, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001593033 Filed Document 0001593033-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HAS Partners Fund, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001594155 Filed Document 0001594155-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB Offshore Diversified Arbitrage Fund Ltd. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001216470 Filed Document 0000902664-13-003946 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $32,057,334 Associated Brokers / Dealers J. Michael Nash, Robert Bracco, and Sean Devlin CIK Number 0001135856 Filed Document 0001135856-13-000255 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HIG Debt Holdings, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001565539 Filed Document 0001565539-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Point6 LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,000,160 Associated Brokers / Dealers CircleUp CIK Number 0001563170 Filed Document 0001563170-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICQ Opportunities Fund 1, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593972 Filed Document 0001593972-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Various Agents and John Schmitt CIK Number 0001444597 Filed Document 0001209191-13-056527 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cartica Investors II, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593900 Filed Document 0001593900-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGELLAN MINERALS LTD See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $48,830 Associated Brokers / Dealers N/A CIK Number 0001384295 Filed Document 0001384295-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000250 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MP Concentrated Fund I, LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475645 Filed Document 0001475645-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564460 Filed Document 0000919574-13-006920 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Legatus Partners, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474893 Filed Document 0000919574-13-006925 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guru Technologies, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592783 Filed Document 0001592783-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
REMOTEREALITY Corp See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001167183 Filed Document 0001167183-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ICONIQ Access 18, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594067 Filed Document 0001594067-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GroupGifting.com, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,694,279 Associated Brokers / Dealers N/A CIK Number 0001568752 Filed Document 0001144204-13-067245 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fidelis Capital Investments Florida LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001584594 Filed Document 0001584594-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MGT CAPITAL INVESTMENTS INC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001001601 Filed Document 0001144204-13-067005 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trian Partners, Ltd. (Class D & Class E shares) See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-13-003960 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Light Capital Blue, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Laura Rhoads and John Combias CIK Number 0001415698 Filed Document 0001095449-13-000129 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONSTELLATION HEDGE PARTNERS LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul Eric Tramontano, Sam Katzman, Jon Michael Goldstein, David Ralph Arizini, Michael Ames Texido, Mark Thomas Mulvoy, Christopher Michael Smith, and Dean Jackson CIK Number 0001492505 Filed Document 0000919574-13-006918 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IL Hedge Investments LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293909 Filed Document 0001293909-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIG Energy Fund XVI (Scotland), L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and Julien Dargent CIK Number 0001578129 Filed Document 0001181431-13-062675 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Fish Employee Invest LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001594193 Filed Document 0000945621-13-000378 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deep Fiber Solutions, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001594471 Filed Document 0001594471-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Collabrium Emerging Markets Fund LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517514 Filed Document 0001012975-13-000548 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gardenia Japan Opportunity Fund, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567010 Filed Document 0001567010-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lusman Partners, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379208 Filed Document 0000919574-13-006914 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, and Kelly Milligan CIK Number 0001135856 Filed Document 0001135856-13-000249 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PATH AMERICA TOWER, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Catherine Zhang, Sam Ma, Yang Dan, Xi Jing, Kong Qiu, Louis Gao, Zhou Haihong, Leslie Liu, Li Jiangmei, Dai Hefang, Hong Jingxin, Luo Jinfeng, and Echo DX Liang CIK Number 0001593625 Filed Document 0001593625-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
TYHEE GOLD CORP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $151,040 Associated Brokers / Dealers N/A CIK Number 0001178428 Filed Document 0001183740-13-000460 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Carbon Fund I, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594024 Filed Document 0001594024-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YG PARTNERS FUND, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580997 Filed Document 0000919574-13-006907 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Offshore Diversified Arbitrage Fund II Ltd. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001322692 Filed Document 0000902664-13-003945 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Larson Capital Fund I, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
GIP Fund 1, LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001558311 Filed Document 0000897069-13-000420 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Long Pond U.S. Special Situation Fund, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594122 Filed Document 0001594122-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account P See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, and DAVID A. SOCZEK CIK Number 0001452178 Filed Document 0001181431-13-062602 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,798,800 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-13-000251 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund