Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DigiPuppets LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593202 Filed Document 0001593202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Co-Invest, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $7,593,440 Associated Brokers / Dealers N/A CIK Number 0001606519 Filed Document 0000950142-14-000947 Exclusions or Exemptions 506c Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Tiburon Saltwater Reclamation Fund II, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandlapper Securities, LLC CIK Number 0001605645 Filed Document 0001605645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Damballa, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $13,000,002 Associated Brokers / Dealers N/A CIK Number 0001359572 Filed Document 0001359572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Carroll Multifamily Real Estate Fund III, LP See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001598256 Filed Document 0001598256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GR Partners 2014, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001606227 Filed Document 0001606227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Trumaker, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $6,519,930 Associated Brokers / Dealers N/A CIK Number 0001560125 Filed Document 0001231919-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meritus Communities Partners, LLLP See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $10,145,000 Associated Brokers / Dealers N/A CIK Number 0001606300 Filed Document 0000948830-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JMI VII DE AIV Blocker, L.P. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606335 Filed Document 0001606335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY BANK MORTGAGE LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $88,500 Associated Brokers / Dealers N/A CIK Number 0001446874 Filed Document 0001446874-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Applied Nanotech Holdings, Inc See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891417 Filed Document 0001019687-14-001534 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
PM Manager Fund, SPC-Segregated Portfolio 23 See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490021 Filed Document 0001565908-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ceterix Orthopaedics, Inc. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $31,922,250 Associated Brokers / Dealers N/A CIK Number 0001565435 Filed Document 0001565435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VIRIDIAN FUND, LTD. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463481 Filed Document 0001463481-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raphael Holding Co See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605620 Filed Document 0001605620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
TrackIF LLC See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001578576 Filed Document 0001578576-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Makena Absolute Return Associates, L.P. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548173 Filed Document 0001548173-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOLTAN FRONTIER MARKETS FUND (ONSHORE) See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461243 Filed Document 0001461243-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Partners III, L.P. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001593999 Filed Document 0001593999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiburon Saltwater Reclamation Fund II, LLC See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandlapper Securities, LLC CIK Number 0001605645 Filed Document 0001605645-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Private Equity (TEI), LLC See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001480506 Filed Document 0001480506-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verno Capital Growth Fund Ltd See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547505 Filed Document 0000919574-14-002718 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtru Corp See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001578739 Filed Document 0001578739-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
FIDUCIARY PARTNERS FUND LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937103 Filed Document 0000937103-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIVATECH ONCOLOGY, INC. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001373884 Filed Document 0001373884-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Allos I-B, L.P. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001606389 Filed Document 0001606389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immunomic Therapeutics, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001543256 Filed Document 0001543256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blueshift International Materials, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $1,000,001 Associated Brokers / Dealers N/A CIK Number 0001606135 Filed Document 0001606135-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Lithotripsy Institute of Indiana, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $112,400 Associated Brokers / Dealers N/A CIK Number 0001462108 Filed Document 0001462108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WellCentive, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $12,000,063 Associated Brokers / Dealers N/A CIK Number 0001523802 Filed Document 0001523802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Emerging Manager Fund (US), LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001548311 Filed Document 0001548311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
India Enhanced Index Fund I, LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599655 Filed Document 0001599655-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signifyd, Inc. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $4,568,027 Associated Brokers / Dealers N/A CIK Number 0001564648 Filed Document 0001564648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cubed, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001507718 Filed Document 0001255294-14-000366 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Expo Event Holdco, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001579214 Filed Document 0000895345-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BOOMBOTIX, INC. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $5,156,898 Associated Brokers / Dealers N/A CIK Number 0001582700 Filed Document 0001582700-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SpiderSuite, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001606224 Filed Document 0001606224-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, and Hastings Capital Group LLC CIK Number 0001547953 Filed Document 0001547953-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Makena Absolute Return Splitter Y, L.P. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548177 Filed Document 0001548177-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Absolute Return Splitter X, L.P. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548176 Filed Document 0001548176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Islet Sciences, Inc See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers COVA CAPITAL PARTNERS, LLC CIK Number 0001425919 Filed Document 0001532199-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Lindy-Wyncote, LP See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers No sales compensation CIK Number 0001606479 Filed Document 0001606479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
KWK OPPORTUNITY FUND LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460392 Filed Document 0001460392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Energy Diversified Fund, LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602156 Filed Document 0001602156-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advisory Research Opportunities Fund, L.P. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549974 Filed Document 0001549974-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verno Capital Growth Fund LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547508 Filed Document 0000919574-14-002717 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 LONG ALPHA FUND LLC See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357794 Filed Document 0001565908-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CELADON COMMODITIES FUND, LTD. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463475 Filed Document 0001463475-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Commodities Fund, LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485021 Filed Document 0001485021-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LendingHome Fund I-B, L.P. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606039 Filed Document 0001606039-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund