Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ORION EUROPEAN REAL ESTATE FUND IV, C.V. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564757 Filed Document 0001564757-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GALENA PRIVATE EQUITY RESOURCES CO-INVESTMENT LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594074 Filed Document 0001594074-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,881,279 Associated Brokers / Dealers Jimmy Edwards and William Schantz CIK Number 0001135856 Filed Document 0001135856-13-000252 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TriVascular Technologies, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,950,270 Associated Brokers / Dealers N/A CIK Number 0001432732 Filed Document 0001432732-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ICONIQ Access 21, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593975 Filed Document 0001593975-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Child & Adolescent Therapy Inc. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001547142 Filed Document 0001547142-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Chasing Value Fund I, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001593015 Filed Document 0001593015-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCW INTERNATIONAL FIXED INCOME LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NOT APPLICABLE CIK Number 0001029124 Filed Document 0001029124-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDP LOS ALAMITOS MOB LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $5,340,000 Associated Brokers / Dealers N/A CIK Number 0001576572 Filed Document 0001576572-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Allegiance Software, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $15,617,700 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001340287 Filed Document 0001340287-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Socrates Health Solutions, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001594118 Filed Document 0001594118-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kotak India Leveraged Bond Fund Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594063 Filed Document 0001594063-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Diversified Arbitrage Fund L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001216245 Filed Document 0000902664-13-003948 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonos Inc See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $25,000,010 Associated Brokers / Dealers N/A CIK Number 0001314727 Filed Document 0001168404-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APOLETTO INVESTMENTS LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594064 Filed Document 0001594064-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plink, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001531246 Filed Document 0001531246-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $5,972,678 Associated Brokers / Dealers Richard Devita CIK Number 0001135856 Filed Document 0001135856-13-000253 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Infrastructure Energy Income Fund, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564545 Filed Document 0000919574-13-006916 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIG Energy Fund XVI-B, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and Julien Dargent CIK Number 0001578126 Filed Document 0001181431-13-062673 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
TreSensa, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $4,605,953 Associated Brokers / Dealers N/A CIK Number 0001594222 Filed Document 0001140361-13-045986 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 19, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593973 Filed Document 0001593973-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Variable Account PPM1-R See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg CIK Number 0001458492 Filed Document 0001181431-13-062539 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
StoryPress Inc See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001557640 Filed Document 0001557640-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mesa West Core Lending Fund, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L EQUITIES, LLC, CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001593348 Filed Document 0001593348-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Utopia Brewing Co LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594134 Filed Document 0001594134-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Monon Fund Ltd. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001515416 Filed Document 0000902664-13-003950 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quemulus, Inc. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001551158 Filed Document 0001551158-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ENDURANCE WIND POWER INC. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $337,714 Associated Brokers / Dealers N/A CIK Number 0001502317 Filed Document 0001140361-13-045828 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Custom Molded Products, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $19,660,340 Associated Brokers / Dealers N/A CIK Number 0001594054 Filed Document 0001594054-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Axel Partners, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178623 Filed Document 0000919574-13-006909 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COURAGE CREDIT OPPORTUNITIES ONSHORE FUND III, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Creek Butler and Richard A. Greenman CIK Number 0001594055 Filed Document 0000919574-13-006923 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANA Partners Qualified, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460112 Filed Document 0000902664-13-003955 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chapwood Funds LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593930 Filed Document 0001593930-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PREPARED RESPONSE INC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001165046 Filed Document 0001165046-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
foodjunky, LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592961 Filed Document 0001592961-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Other
Kotak Advantage Fund II Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594161 Filed Document 0001594161-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $3,481,700 Associated Brokers / Dealers Mark Maizel and Michael Kozemchak CIK Number 0001135856 Filed Document 0001135856-13-000254 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lighthouse Opportunity Fund II LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001594081 Filed Document 0001594081-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, L.P. (Class B & Class C limited partnership interests) See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-13-003959 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Jeremiah J. Reen, Jr., Various Agents, Mendel A. Melzer, Wayne M. Schuh, Various Agents, Mark L. Merlotti, David F. Byers, Jr., Various Agents, Various Agents, and James H. Van Epps CIK Number 0000937834 Filed Document 0000937834-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Fish Super Holdings LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $56,173,500 Associated Brokers / Dealers N/A CIK Number 0001594195 Filed Document 0000945621-13-000379 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jasinkiewicz Partners, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483748 Filed Document 0000919574-13-006912 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesa West Real Estate Income Fund III, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L EQUITIES, LLC, CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001593350 Filed Document 0001593348-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Infrastructure Macro Income Fund, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC and SILVER LEAF PARTNERS, LLC CIK Number 0001564543 Filed Document 0000919574-13-006917 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes CIK Number 0001132213 Filed Document 0001181431-13-062600 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Diversified Arbitrage Fund II L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001323454 Filed Document 0000902664-13-003947 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACKETVIDEO CORP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001087823 Filed Document 0001087823-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Everpath Inc. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,118,000 Associated Brokers / Dealers N/A CIK Number 0001584039 Filed Document 0001584039-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Tower, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers SKB Securities, LLC and Robert R. Walker, Jr. CIK Number 0001594037 Filed Document 0001594037-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity