Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Azini 3 LLP See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers none CIK Number 0001594835 Filed Document 0001594835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Boulder Ventures VI, L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588900 Filed Document 0001588900-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HayFin Direct Lending Fund (USD Parallel) (Feeder) LP See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd. CIK Number 0001594801 Filed Document 0001594801-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Fund Series 8 See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594650 Filed Document 0001594650-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Tarsis Resources Ltd. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $255,271 Associated Brokers / Dealers N/A CIK Number 0001409036 Filed Document 0001409036-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ARC Medical Devices Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001505556 Filed Document 0001140361-13-047011 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Metamarkets Group, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001492160 Filed Document 0001492160-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metro Apts, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001594478 Filed Document 0001465818-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PC Arbors, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001594889 Filed Document 0001594889-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Perham Egg Ohio LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594903 Filed Document 0001594903-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Asia Fund, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477546 Filed Document 0001477546-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Stonegate, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001594888 Filed Document 0001594888-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
OICP RE Fund V, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001594490 Filed Document 0001594490-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PC Wyndam, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001594932 Filed Document 0001594932-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Prime Meridian Income Fund, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548090 Filed Document 0001548090-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Real American Capital Corp See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001329218 Filed Document 0001329218-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MoriahStone Global, L.P. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564797 Filed Document 0000935836-13-000573 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KUBOO, INC. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-13-000018 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Press Hotel Manager LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001594818 Filed Document 0001594818-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 5 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594655 Filed Document 0001594655-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Franklin Templeton Emerging Market Debt Opportunities Fund, L.P. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas John Dickson, John Carter Bailey, Jr., Daniel R. Veddern, Sr., and Brian Zeiler CIK Number 0001504957 Filed Document 0001504957-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 8 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594660 Filed Document 0001594652-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
1901 Deptford, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001594412 Filed Document 0001594412-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
HudCo VIII (Global), L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001594469 Filed Document 0001181431-13-063876 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kadenze, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $115,385 Associated Brokers / Dealers N/A CIK Number 0001594765 Filed Document 0001209191-13-057956 Exclusions or Exemptions 504 and 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 7 See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594659 Filed Document 0001594659-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Freshplum Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594896 Filed Document 0001594896-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GEM NPL CO-INV, L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001593994 Filed Document 0001593994-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AlphaOne Global Innovations Fund, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Banyan Partners, LLC CIK Number 0001558772 Filed Document 0001140361-13-046955 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DG Investments, Inc See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594844 Filed Document 0001594844-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cryoport, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001124524 Filed Document 0001144204-13-068273 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ICONIQ Access 18, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594067 Filed Document 0001594067-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baron Bakken I LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001594470 Filed Document 0001594470-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BADU Networks Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NONE CIK Number 0001594917 Filed Document 0001594917-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Atlas Fundamental Trading Fund, LTD See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594130 Filed Document 0001594130-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Regional Development, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $618,000 Associated Brokers / Dealers Gregory Jia, Charles Prater, Scott McElmeel, Eric Friedman, Robert M. Lamb, Scott Holmgren, S. Gary Huff, Bruce M. Flowers, Elaine Purvis, Karen Chopra, Three B's Investment LLC, NS Trinity Associates, LLC, and Kristin Kliewer CIK Number 0001544748 Filed Document 0001544748-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
IOF VIII, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001595241 Filed Document 0001595241-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ironbridge Equity Partners (International) II, LP See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586869 Filed Document 0001586869-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vistronix Partners, L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $8,150,000 Associated Brokers / Dealers none CIK Number 0001594781 Filed Document 0001594781-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LONG BALL PARTNERS LLC See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308057 Filed Document 0001209191-13-058719 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 11 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594663 Filed Document 0001594663-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Echo Therapeutics, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001031927 Filed Document 0001415889-13-002619 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blackstone Strategic Capital Holdings (Cayman) L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001591055 Filed Document 0000950142-13-002443 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS FUNDAMENTAL TRADING FUND LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439225 Filed Document 0001439225-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adornably, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001594552 Filed Document 0001594552-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Datameer, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $18,999,989 Associated Brokers / Dealers N/A CIK Number 0001521473 Filed Document 0001521473-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DWM FUNDS S.C.A.-SICAV SIF See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers DWM Finance LLC, Jeffrey Tolk, and Rafal Kwiatkowski CIK Number 0001440884 Filed Document 0001440884-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Affinity Investment Partners, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236855 Filed Document 0001095449-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Opportunity Fund, L.P. See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340602 Filed Document 0000919574-14-000013 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpeechVive Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593767 Filed Document 0001593767-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity