Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DHX SERIES OF PLEASANT LAKE OPPORTUNITIES FUND LP See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623561 Filed Document 0001140361-15-002505 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PanTheryx, Inc. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001416162 Filed Document 0001416162-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 32, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614035 Filed Document 0001614035-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPR Wealth Management LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $278,515 Associated Brokers / Dealers John Ezell CIK Number 0001605945 Filed Document 0001605945-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Cycle Gear Holding LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $42,850,000 Associated Brokers / Dealers N/A CIK Number 0001630801 Filed Document 0001630801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Roseman Wagner Partners, L.P. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556441 Filed Document 0001630841-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Applied Cavitation, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers N/A CIK Number 0001613273 Filed Document 0001613273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rambler's Way Farm, Inc. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001596069 Filed Document 0001596069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Adomani, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001563568 Filed Document 0001002014-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ethika, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620827 Filed Document 0001620827-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Briarwood Capital Partners LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595456 Filed Document 0001595456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MWBC Lot 9, LLLP See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $3,835,264 Associated Brokers / Dealers None CIK Number 0001630826 Filed Document 0001630826-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fund That Flip, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001631102 Filed Document 0001631102-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Hartwell Capital Partners LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354588 Filed Document 0001354588-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourandhalf, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001567608 Filed Document 0001567608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Stabilis Fund IV, LP See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001630965 Filed Document 0001630964-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QES Holdco LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $20,119,634 Associated Brokers / Dealers N/A CIK Number 0001631135 Filed Document 0001631135-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SPECIAL SITUATIONS PRIVATE EQUITY FUND L P See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035570 Filed Document 0000905718-15-000072 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BeaconLight Domestic Fund, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483277 Filed Document 0000919574-15-000579 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TGP Capital Partners II, LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001631249 Filed Document 0000950138-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
City Finance Co II LLC See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567648 Filed Document 0000935836-15-000062 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Fintan Investments Ltd See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners, LLC CIK Number 0001325829 Filed Document 0000905718-15-000084 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moneil Investment Fund LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001631232 Filed Document 0001631232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
SAND OAKS INVESTMENT FUNDS LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435454 Filed Document 0001435454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
PALM EQUITY PARTNERS, L.P. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464349 Filed Document 0001464349-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
KB IV, LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001631254 Filed Document 0001209191-15-005641 Exclusions or Exemptions 506c Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
GMI-BROOMFIELD 139, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised $6,995,427 Associated Brokers / Dealers Bennet Ely, Mark Van Mourick, Nathan Night, Curt Ladd, Steve Kaestner, Kathy Scanlon, Michael Irhie, Robert E Burns, Lisa Alllen, Russ Huffington, George M Hjorth, Marc Alan Seeherman, MF Long II, Nir Regev, and Kenny Harter CIK Number 0001616836 Filed Document 0001616836-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AVM RANGER FUND, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529647 Filed Document 0001566114-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BizIntro, Inc. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised $1,828,209 Associated Brokers / Dealers N/A CIK Number 0001608598 Filed Document 0001078782-15-000092 Exclusions or Exemptions 506c Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Molecular Matrix, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001591302 Filed Document 0001140361-15-002756 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROTELLA POLARIS FUND LTD See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165137 Filed Document 0001165137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Mezzanine Fund IV, L.P. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601112 Filed Document 0001181431-15-001283 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackBear Fund, LP See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631286 Filed Document 0001631286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altiostar Networks, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $49,999,997 Associated Brokers / Dealers N/A CIK Number 0001548140 Filed Document 0001548140-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Meetoou, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers n/a CIK Number 0001567842 Filed Document 0001567842-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cup Food You Pick Up, L.L.C. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001631049 Filed Document 0001631049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Diamante Investors, LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001631162 Filed Document 0001631162-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BRUIN SPORTS CAPITAL, LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $83,600,000 Associated Brokers / Dealers ALLEN & COMPANY LLC CIK Number 0001630915 Filed Document 0001630915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOLON CAPITAL LTD See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439861 Filed Document 0001439861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forward Health Group, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $435,745 Associated Brokers / Dealers N/A CIK Number 0001474300 Filed Document 0001362118-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Seedling Growth Partners, LP See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543038 Filed Document 0001543038-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrity Vision Investment, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001628637 Filed Document 0001628637-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OTB ARCHITECTURAL ELEMENTS, INC. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001556887 Filed Document 0001556887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Advanced Technology Fund LLC See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Crossing - Boone, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001631109 Filed Document 0001631109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Shopoff Commercial Growth & Income Fund II, L.P. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001630840 Filed Document 0001630840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
ImmunoPhotonics, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $3,387,487 Associated Brokers / Dealers N/A CIK Number 0001490953 Filed Document 0001490953-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FCM Income Fund, L.P. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481365 Filed Document 0001315863-15-000046 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER NEZU PARTNERS, LP See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535290 Filed Document 0000919574-15-000542 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIMESSQUARE FOCUS FUND L P See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387581 Filed Document 0001387581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund