Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Saba Labs, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001594979 Filed Document 0001594979-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Other
KHRONOS CREDIT OPPORTUNITIES FUND (US) LP See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566366 Filed Document 0001013594-13-000576 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QYOUTV, INC See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001594457 Filed Document 0001594457-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ZALICO's VL Series Account - 2 See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001519435-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Hylan Debt Fund, LLC - Portfolio Series 15 See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594666 Filed Document 0001594666-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Strategic Environmental & Energy Resources, Inc. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $3,512,500 Associated Brokers / Dealers Park City Capital, Inc. CIK Number 0001576197 Filed Document 0001387131-13-004736 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
West Granite Homes, Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595086 Filed Document 0001595086-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Discount Retail Venture II DST See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $6,592,296 Associated Brokers / Dealers Inland Securities Corporation, Samuel J. Angelo, Jr., Christoper E. Krejci, Terrill M. Jannsen, Stuart W. Benjamin, Justin C. Lowy, Gary L. Chapman, Susan J. Gitt, Eric J. Schindler, Robert H. Chapman, Robert L. Lincoln, Brian D. Vosberg, Michael A. DiPietro, Kyle D. Addington, Jennifer J. Homman, Jay J. Meyer, and Scott V. Kaup CIK Number 0001587776 Filed Document 0001587776-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
NextBit Systems Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $17,756,808 Associated Brokers / Dealers N/A CIK Number 0001594378 Filed Document 0001594378-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SANTA MONICA PARTNERS LP See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000904793 Filed Document 0001398344-13-005876 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swift Partners I, Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001594880 Filed Document 0001594880-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Power Supply Collective, Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593389 Filed Document 0001593389-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Providence Debt Fund III L.P. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001564217 Filed Document 0001594911-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hint Inc See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376463 Filed Document 0001376463-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ARC Property Trust, Inc. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, and More Than 5 Persons CIK Number 0001480970 Filed Document 0001480970-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
INVESCO DCP FEEDER FUND LLC See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459940 Filed Document 0001181431-13-064022 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS III-D, LP See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers UBS SECURITIES LLC and BEL AIR SECURITIES LLC CIK Number 0001594550 Filed Document 0001594550-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Mountain West Senior Secured, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593915 Filed Document 0001593915-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
Jefferson County Cannabis SPC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595004 Filed Document 0001595004-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Anchorage MSW Structured Credit Master, L.P. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565155 Filed Document 0001565155-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheeler REIT, L.P. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $193,425 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Pure Alpha Fund II, LLC See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536982 Filed Document 0001536980-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS III-A, LP See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers UBS SECURITIES LLC and BEL AIR SECURITIES LLC CIK Number 0001594547 Filed Document 0001594547-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DL Art Fund, LP See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579598 Filed Document 0001579598-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairfield Quiet Waters REIT See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595692 Filed Document 0001595692-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Leveraged Capital Structures Institutional Offshore Ltd. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509886 Filed Document 0000919574-14-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OakTree Real Estate Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001595622 Filed Document 0000898432-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LASER LIGHT ENGINES INC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $310,201 Associated Brokers / Dealers N/A CIK Number 0001435834 Filed Document 0001435834-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Silver Creek Credit Opportunities IV Fund A, L.P. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587818 Filed Document 0001587818-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW European TOPS Fund See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504530 Filed Document 0000902664-13-004004 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loyola Capital Management, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel Weiss and Anthony House CIK Number 0001488323 Filed Document 0001488323-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
rePlanet Holdings, Inc. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $66,523,794 Associated Brokers / Dealers N/A CIK Number 0001591527 Filed Document 0001140361-13-047209 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593943 Filed Document 0001594791-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Estate Mortgage Network, Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $16,999,996 Associated Brokers / Dealers N/A CIK Number 0001594486 Filed Document 0001594486-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Opargo, LLC See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593866 Filed Document 0001593866-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SSL Riverview LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $1,430,000 Associated Brokers / Dealers Allen C. Ewing & Co. CIK Number 0001595166 Filed Document 0001595166-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NEC-Charleston Holdings LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $396,136 Associated Brokers / Dealers N/A CIK Number 0001594815 Filed Document 0001594815-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 16 See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594671 Filed Document 0001594671-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
1830 Holdings, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001594899 Filed Document 0001594899-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, and Andrew B. Linbeck CIK Number 0001589065 Filed Document 0001589065-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FLOATING THEATER LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers None CIK Number 0001594971 Filed Document 0001594971-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KHRONOS LIQUID OPPORTUNITIES FUND LTD. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537195 Filed Document 0001013594-13-000577 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MBS HOLDINGS INC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $29,000,000 Associated Brokers / Dealers N/A CIK Number 0001141359 Filed Document 0001141359-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Global Partners VI, L.P. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers ALFILUX Partners, Newcastle Distributors LLC, and PAS Advisory Services (T/A Principle Advisory Services) CIK Number 0001593585 Filed Document 0001593585-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Haven at Highland Knolls, LP See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $3,996,460 Associated Brokers / Dealers N/A CIK Number 0001594989 Filed Document 0001594989-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Wingspan Portfolio Holdings Inc See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $2,239,000 Associated Brokers / Dealers N/A CIK Number 0001559770 Filed Document 0000909143-13-000057 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
All Weather Portfolio Ltd See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536978 Filed Document 0001536980-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
731 Market Street Owner, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisers, LLC CIK Number 0001593851 Filed Document 0001594001-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GAM Divergent Trading Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594937 Filed Document 0001594937-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victoria Gardens REIT Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001593660 Filed Document 0000950172-13-000132 Exclusions or Exemptions 506b Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity