Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Perfect Lithium Corp. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,134 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SCHF CIF, L.P. - CIF 2014-A SERIES See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594224 Filed Document 0001594224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transphorm, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001400017 Filed Document 0001181431-13-063211 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1804 Rundberg Communities LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,457,947 Associated Brokers / Dealers N/A CIK Number 0001593711 Filed Document 0001593711-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Imaging Radar, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001557005 Filed Document 0001557005-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,070,709 Associated Brokers / Dealers Kenneth Dayton, Brian Moore, and Christopher Harbour CIK Number 0001135856 Filed Document 0001135856-13-000266 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kahua, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595071 Filed Document 0001595071-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Iron Compass Partners, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593128 Filed Document 0001013594-13-000566 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CloSys Corp See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers BROKERBANK SECURITIES, INC. CIK Number 0001406794 Filed Document 0001406794-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
Zoonie, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,010,000 Associated Brokers / Dealers N/A CIK Number 0001591260 Filed Document 0001591260-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Vistronix Intelligence & Technology Solutions, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $17,300,000 Associated Brokers / Dealers N/A CIK Number 0001594557 Filed Document 0001594557-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBIA MANAGEMENT PRIVATE FUNDS VII, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $109,666,980 Associated Brokers / Dealers Columbia Management Investment Distributors, Inc. CIK Number 0001385649 Filed Document 0000919574-13-006936 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zymeworks Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001403752 Filed Document 0001403752-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Context Labs, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $999,995 Associated Brokers / Dealers N/A CIK Number 0001594065 Filed Document 0001594065-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Sub-Saharan Africa Equity Fund, Ltd. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC and Florida Atlantic Securities Corp. CIK Number 0001594227 Filed Document 0001594227-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
New Health Sciences, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $17,600,000 Associated Brokers / Dealers N/A CIK Number 0001305849 Filed Document 0001140361-13-046247 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000262 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Saleen Automotive, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $368,000 Associated Brokers / Dealers N/A CIK Number 0001528098 Filed Document 0001528098-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PetroForce Energy II, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001594103 Filed Document 0001594103-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Recovery Fund II LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593325 Filed Document 0001013594-13-000567 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Lithium Corp. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $57,528 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
FFL Capital Partners IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001594334 Filed Document 0001181431-13-062997 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TwoDeep Brewing Company, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001538076 Filed Document 0001538076-13-000006 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Galvanize Venture Fund I, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001592846 Filed Document 0001592846-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reign Development Group, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001570092 Filed Document 0001570092-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
GoldenTree Structured Products Opportunities Fund 2013, Ltd See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594206 Filed Document 0001315863-13-000603 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appalachian Energy Holdings I, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594306 Filed Document 0001594306-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Mineral Property
PaxVax Inc See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $25,659,293 Associated Brokers / Dealers N/A CIK Number 0001402296 Filed Document 0001402296-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Tusk Lease Acquisition & Development Partnership LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001594367 Filed Document 0001594367-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SI Plano Retail, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $790,000 Associated Brokers / Dealers N/A CIK Number 0001594343 Filed Document 0001594343-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Granite Debt Fund LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001548779 Filed Document 0001548779-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
QAZZOW, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,063,679 Associated Brokers / Dealers N/A CIK Number 0001593798 Filed Document 0001593798-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
POLYPLANK AB (Publ) See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,674,516 Associated Brokers / Dealers ASG SECURITIES, INC CIK Number 0001581191 Filed Document 0001144204-13-067543 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Debt
Glacier Peak Global Value Fund, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562076 Filed Document 0001562077-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ANTHROP-J KOREA LARGE CAP, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564497 Filed Document 0000919574-13-006944 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1236 Mearns Manager LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $212,800 Associated Brokers / Dealers N/A CIK Number 0001593707 Filed Document 0001593707-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ZYGA TECHNOLOGY, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001447123 Filed Document 0001181431-13-062788 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DVG 1740 Fund L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593982 Filed Document 0000902664-13-003972 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bolster Corp See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001593988 Filed Document 0001593988-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WestSummit Global Technology Fund, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001588694 Filed Document 0001588694-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common All Country International Fund, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001552277 Filed Document 0001552277-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rossport Metals & Mining Fund LP See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511568 Filed Document 0001511568-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perfect Lithium Corp. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $44,341 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
1735 Rutland Communities LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,743,000 Associated Brokers / Dealers N/A CIK Number 0001593706 Filed Document 0001593706-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
IndexUniverse LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001493028 Filed Document 0001493028-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $8,558,916 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-13-000263 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Paulson Recovery II Fund Ltd. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593469 Filed Document 0001013594-13-000568 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Odyssey Investment Partners Fund V (F&F), LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594837 Filed Document 0001181431-13-063650 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $650,250 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity