Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pacific Private Equity Fund I L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596146 Filed Document 0001596146-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TRANSGENOMIC INC See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001043961 Filed Document 0001144204-15-003667 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BEAUMONT FUND LP See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001385448 Filed Document 0000935836-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366584 Filed Document 0001393725-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Harbour Active Ownership Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569681 Filed Document 0001315863-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROWGRASS PARTNERSHIP LP See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459466 Filed Document 0000902664-15-000240 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salthill Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163425 Filed Document 0000919574-15-000651 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellbrooke Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621900 Filed Document 0000919574-15-000632 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omaha Topco Ltd. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $10,914,500 Associated Brokers / Dealers N/A CIK Number 0001631242 Filed Document 0001631242-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hazelbrook Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107862 Filed Document 0000919574-15-000637 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jericho Capital International Ltd. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509785 Filed Document 0000919574-15-000649 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lunar Capital Partners IV LP See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable and Not applicable CIK Number 0001631631 Filed Document 0001181431-15-001459 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
HTG MOLECULAR DIAGNOSTICS, INC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $18,023,596 Associated Brokers / Dealers N/A CIK Number 0001169987 Filed Document 0001169987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
NEXT FLINT CREEK CO-INVESTORS, LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001630762 Filed Document 0001630762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Columbia Pacific Real Estate Fund II, L.P. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001631920 Filed Document 0001631920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSP VALUE & INCOME FUND, L.P. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001630445 Filed Document 0001630445-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerson Capital Partners, LP See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409715 Filed Document 0000919574-15-000663 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GULFSIDE PARTNERS L P See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353516 Filed Document 0001264128-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCS Capital Corp See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $15,650,000 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Emerging Alternatives Fund, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624608 Filed Document 0000919574-15-000656 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoLucid Pharmaceuticals, Inc. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $37,100,000 Associated Brokers / Dealers N/A CIK Number 0001348649 Filed Document 0001625010-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Breethe, Inc. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $1,750,011 Associated Brokers / Dealers N/A CIK Number 0001631734 Filed Document 0001631734-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LINDEN INTERNATIONAL LTD See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459473 Filed Document 0000902664-15-000238 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BITCOIN SHOP INC. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $433,000 Associated Brokers / Dealers N/A CIK Number 0001436229 Filed Document 0001415889-15-000234 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BMPP CAMERON REIT, INC. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001631524 Filed Document 0001631524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empire Tax Fund VII LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631621 Filed Document 0001631621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Sistema Fund Ltd See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606864 Filed Document 0001586487-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Prescient Logistics, LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001626619 Filed Document 0001626619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541655 Filed Document 0001140361-15-002445 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abrams Capital International, Ltd. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442184 Filed Document 0001140361-15-002490 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $298,000 Associated Brokers / Dealers MINISTRY PARTNERS SECURITIES, LLC CIK Number 0000944130 Filed Document 0000944130-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Exhilway Global Opportunities Fund L.P. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001612442 Filed Document 0001612442-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PennantPark Credit Opportunities Fund II, LP See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630869 Filed Document 0000945621-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFER, INC. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers N/A CIK Number 0001571616 Filed Document 0001571616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMC ASSET MANAGEMENT FUNDS - IMC CREDIT FUND See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001582323 Filed Document 0001582323-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mark One Lifestyle, Inc. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $3,167,471 Associated Brokers / Dealers N/A CIK Number 0001595869 Filed Document 0001595869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Espalier Global Partners LP See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509402 Filed Document 0000919574-15-000605 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOD, INC. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001588690 Filed Document 0001588690-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAVATATE, INC, See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621575 Filed Document 0001621575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Helpful Manufacturing, Inc See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001568671 Filed Document 0001568671-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
VelocityCapital Long/Short Volatility Fund LLC See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550944 Filed Document 0000919574-15-000612 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HudCo IX (International), L.P. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $30,116,734 Associated Brokers / Dealers N/A CIK Number 0001629921 Filed Document 0001181431-15-001330 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lakewood Capital Partners, LP See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409705 Filed Document 0000919574-15-000600 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spearfish Partners L.P. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $502,847 Associated Brokers / Dealers N/A CIK Number 0001631805 Filed Document 0001631805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
South Plaza Storage, LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001631417 Filed Document 0001631417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
1891 REIT, LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001630559 Filed Document 0001630559-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CLIPPER INTERNATIONAL HARD ASSETS, INC. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001631398 Filed Document 0001631398-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
COGENT TECHNOLOGY, INC. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001630188 Filed Document 0001630188-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Indicator Fund See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001595735 Filed Document 0001595735-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund