Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ultima Hospitality Co-Investment Fund, L.L.C. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001595369 Filed Document 0001595369-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GeoVax Labs, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0000832489 Filed Document 0000832489-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TW BBTS Sidecar LP See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594234 Filed Document 0001594234-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Channel High Yield Catalyst Fund See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594606 Filed Document 0000902664-13-004036 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLINS CAPITAL LOW VOLATILITY PERFORMANCE FUND I LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Edward Lyons, Martha Aldridge, and Regions Securities LLC CIK Number 0001267632 Filed Document 0001264128-13-000063 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BA Potomac Yard Investors, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001594943 Filed Document 0001594943-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Orchestra Caliber Co-Investment Partners, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers EDi Financial Inc. CIK Number 0001559624 Filed Document 0001559624-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shem Creek Capital Fund II LLC See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001559923 Filed Document 0001559923-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,087,993 Associated Brokers / Dealers Gregory Giles CIK Number 0001135856 Filed Document 0001135856-13-000304 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $400,800 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-13-000296 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ProNAi Therapeutics Inc See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $17,797,953 Associated Brokers / Dealers N/A CIK Number 0001290149 Filed Document 0001290149-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Footmarks, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001589523 Filed Document 0001589523-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AL-Spire-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $202,500 Associated Brokers / Dealers N/A CIK Number 0001592403 Filed Document 0001592403-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hudson Square Holdings, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $5,440,000 Associated Brokers / Dealers N/A CIK Number 0001260608 Filed Document 0001260608-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MHR Institutional Partners IV LP See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594962 Filed Document 0001594962-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spice Capital Partners L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452756 Filed Document 0001019056-13-001381 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C/C Financial Corp. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $4,121,428 Associated Brokers / Dealers N/A CIK Number 0001572445 Filed Document 0001572445-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ginkgo OBC LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001594806 Filed Document 0001594806-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO BRAVO FUND II, L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001572531 Filed Document 0001594911-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Boulevard, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001595476 Filed Document 0001595476-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AL-Moonfrye-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers N/A CIK Number 0001594603 Filed Document 0001594603-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $709,299 Associated Brokers / Dealers Mark Maizel and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-13-000291 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wyandotte Investors (Cayman), Ltd. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536910 Filed Document 0000919574-13-006997 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collins Capital Diversified Offshore Fund II Ltd See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ed Michelson, Rod Hennek, Carolyn LaRocco, and Regions Securities LLC CIK Number 0001132357 Filed Document 0001264128-13-000057 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IPWV/FRH, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,105,000 Associated Brokers / Dealers None CIK Number 0001595134 Filed Document 0001595134-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade, Inc. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001192482-13-000248 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Coral Networks, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $653,558 Associated Brokers / Dealers N/A CIK Number 0001524718 Filed Document 0001015325-13-000050 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
RVI Partners, LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502792 Filed Document 0001019056-13-001379 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $51,278 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000309 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,042,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-13-007321 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
155 Passaic TEI Investors LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001591273 Filed Document 0001594089-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Amboy Road Capital, LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545910 Filed Document 0001545910-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Catalyst Group VII, L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $660,000,000 Associated Brokers / Dealers Greenhill & Co. International LLP CIK Number 0001592466 Filed Document 0001592466-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A&B Rail Services Holdings Ltd. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001595036 Filed Document 0001595036-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Millennial PDP Fund IV, LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,625,000 Associated Brokers / Dealers N/A CIK Number 0001593911 Filed Document 0001593911-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SYMBID CORP. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GOTTBETTER CAPITAL MARKETS LLC CIK Number 0001532595 Filed Document 0001078782-13-002475 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hull & Sellers, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,702,609 Associated Brokers / Dealers N/A CIK Number 0001595204 Filed Document 0001595204-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alloy Investment Partners LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565452 Filed Document 0001565452-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthsense Inc See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001415696 Filed Document 0001181431-13-064213 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
WCP Real Estate Fund IV, L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001594949 Filed Document 0000902664-13-004042 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DAKOTA UPREIT LP See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers John Carlson and David Mann CIK Number 0001157887 Filed Document 0001157887-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
COLLINS CAPITAL ALPHA FUND I LP See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267630 Filed Document 0001264128-13-000052 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLINS CAPITAL LOW VOLATILITY PERFORMANCE FUND II L P See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. and Regions Securities LLC CIK Number 0001267637 Filed Document 0001264128-13-000064 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM-WINDSOR, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001595168 Filed Document 0001595168-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SEMINOLE CAPITAL PARTNERS, L.P. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001003541 Filed Document 0001264128-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUSHD, INC. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0001551679 Filed Document 0001551679-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL- Rock Health V5-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $597,500 Associated Brokers / Dealers N/A CIK Number 0001595161 Filed Document 0001595156-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Allen AS Lenders, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $755,000 Associated Brokers / Dealers N/A CIK Number 0001595374 Filed Document 0001079973-14-000042 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Healthbox Chicago II LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $416,667 Associated Brokers / Dealers N/A CIK Number 0001594865 Filed Document 0001594865-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MARANON MEZZANINE OFFSHORE FUND II, L.P. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001595160 Filed Document 0001595160-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity