Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
QAZZOW, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,063,679 Associated Brokers / Dealers N/A CIK Number 0001593798 Filed Document 0001593798-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
POLYPLANK AB (Publ) See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,674,516 Associated Brokers / Dealers ASG SECURITIES, INC CIK Number 0001581191 Filed Document 0001144204-13-067543 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Debt
Glacier Peak Global Value Fund, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562076 Filed Document 0001562077-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ANTHROP-J KOREA LARGE CAP, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564497 Filed Document 0000919574-13-006944 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1236 Mearns Manager LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $212,800 Associated Brokers / Dealers N/A CIK Number 0001593707 Filed Document 0001593707-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ZYGA TECHNOLOGY, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001447123 Filed Document 0001181431-13-062788 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DVG 1740 Fund L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593982 Filed Document 0000902664-13-003972 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bolster Corp See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001593988 Filed Document 0001593988-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WestSummit Global Technology Fund, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001588694 Filed Document 0001588694-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common All Country International Fund, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001552277 Filed Document 0001552277-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rossport Metals & Mining Fund LP See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511568 Filed Document 0001511568-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perfect Lithium Corp. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $44,341 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
1735 Rutland Communities LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,743,000 Associated Brokers / Dealers N/A CIK Number 0001593706 Filed Document 0001593706-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
IndexUniverse LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001493028 Filed Document 0001493028-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $8,558,916 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-13-000263 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Paulson Recovery II Fund Ltd. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593469 Filed Document 0001013594-13-000568 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Odyssey Investment Partners Fund V (F&F), LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594837 Filed Document 0001181431-13-063650 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $650,250 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1735 Rutland Manager LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $374,300 Associated Brokers / Dealers N/A CIK Number 0001593705 Filed Document 0001593705-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Agamemnon (U.S. Feeder) Fund Ltd See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594225 Filed Document 0001594225-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPN Accredited Fund LP See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409513 Filed Document 0001409513-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEODEX MINERALS LTD See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001337745 Filed Document 0001337745-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
KITARA MEDIA CORP. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350773 Filed Document 0001094891-13-000159 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Vycon Inc See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001299546 Filed Document 0001299546-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sweetgreen, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $21,949,999 Associated Brokers / Dealers N/A CIK Number 0001477815 Filed Document 0001477815-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Glacier Peak U.S. Value Fund, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562077 Filed Document 0001562077-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
FFL Parallel Fund IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001594335 Filed Document 0001181431-13-062998 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Structured Products Opportunities Fund 2013, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594160 Filed Document 0001315863-13-000602 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iverson Genetic Diagnostics Inc See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001417699 Filed Document 0001417699-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bai Brands LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001477676 Filed Document 0001477676-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HayFin Direct Lending Fund (Feeder) LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd. CIK Number 0001593494 Filed Document 0001315863-13-000601 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBB Hospitality Group, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001594220 Filed Document 0001594220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ONEEIGHTY GLOBAL CORP. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594184 Filed Document 0001594184-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
TWM HIGH YIELD 2008 PARTNERSHIP LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NUECES CAPITAL LTD See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $592,500 Associated Brokers / Dealers N/A CIK Number 0001440724 Filed Document 0001440724-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
OWHC Holdings LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592733 Filed Document 0001592733-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,613,592 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-13-000257 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MILLENNIUM HEALTHCARE INC. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Legend Securities, Inc. CIK Number 0001582054 Filed Document 0001144204-13-067161 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mainstreet Mezzanine Fund II, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Indiana Securities CIK Number 0001594217 Filed Document 0001594217-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
WC San Marcos Student Housing, LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001594534 Filed Document 0001594534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Preferred Transfer LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001593697 Filed Document 0001593697-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
RCL Linkem II LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594198 Filed Document 0001594198-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIFAM SELECT FUND TRUST See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287678 Filed Document 0000919574-13-006927 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCB Research Group, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001594115 Filed Document 0001594115-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
B.I. Omicia, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,360,000 Associated Brokers / Dealers N/A CIK Number 0001594096 Filed Document 0001594096-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HYGIEIA INC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Discovery Global Macro Fund, Ltd. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528169 Filed Document 0000919574-13-006934 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Value Fund (Cayman) III, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers none CIK Number 0001580916 Filed Document 0001580916-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Value Fund III, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers none CIK Number 0001576911 Filed Document 0001576911-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity