Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grey Owl Partners, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509940 Filed Document 0000919574-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TONOGOLD RESOURCES INC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001337085 Filed Document 0001337085-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clayton, Dubilier & Rice Fund IX, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not applicable CIK Number 0001584485 Filed Document 0001181431-14-001594 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOLUB CAPITAL PEARLS DIRECT LENDING PROGRAM, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518266 Filed Document 0001518266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Side Capital Offshore, Ltd. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345015 Filed Document 0000919574-14-000089 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENWOOD CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121944 Filed Document 0001121944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mundane International Ltd See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419752 Filed Document 0001419752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rip van Wafels, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596009 Filed Document 0001596009-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Lakes III Master Fund, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001565775 Filed Document 0001565779-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyber Risk Marketplace, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595890 Filed Document 0001595890-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Banyan Investments LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001566648 Filed Document 0001566648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AIT Bioscience, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595728 Filed Document 0001178858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Digital Arbitrage Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001567778 Filed Document 0001567778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Cardon Healthcare Holdings, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,500,083 Associated Brokers / Dealers N/A CIK Number 0001541460 Filed Document 0001541460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Corinthian Equity Fund II, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001595872 Filed Document 0001595872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aeolus Property Catastrophe Keystone Fund LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564928 Filed Document 0001595867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Albee Square Hotel LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brooklyn Hotel Group LLC CIK Number 0001595251 Filed Document 0001594089-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HCM Venture Fund VII, LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001591686 Filed Document 0001591686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levant Power Corp See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001473107 Filed Document 0001473107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Investment Holdings, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580989 Filed Document 0001594911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GEODIGITAL INTERNATIONAL INC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $11,976,470 Associated Brokers / Dealers N/A CIK Number 0001455096 Filed Document 0001062993-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mulberry Health Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $30,000,005 Associated Brokers / Dealers N/A CIK Number 0001568651 Filed Document 0001568651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock European Hedge Fund Ltd See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566474 Filed Document 0000950172-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bell Biosystems, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,103,004 Associated Brokers / Dealers N/A CIK Number 0001550379 Filed Document 0001550379-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Tamarack, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595338 Filed Document 0000902664-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Payments Company, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596280 Filed Document 0001596280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Legato International Equity Fund, LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595477 Filed Document 0001595477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mantra Capital Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $56,391 Associated Brokers / Dealers N/A CIK Number 0001594856 Filed Document 0001140361-14-001154 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
aPEEL Technologies, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001595566 Filed Document 0001595566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Fresh Matters, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001530900 Filed Document 0001530900-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HCOP Merrimack, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001596192 Filed Document 0001546927-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GENEVA CAPITAL LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001314281 Filed Document 0001362118-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
NetClarity, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001551237 Filed Document 0001551237-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TIE LAUNCHPAD FUND I LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $4,875,004 Associated Brokers / Dealers N/A CIK Number 0001595582 Filed Document 0001595582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLW Squared, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001595719 Filed Document 0001595719-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Great Lakes III, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001565779 Filed Document 0001565779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T-Rex Group, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001596184 Filed Document 0001596184-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Outrider Offshore, Ltd. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001294131 Filed Document 0000919574-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egerton Long-Short Fund (USD) Ltd See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001204178 Filed Document 0000919574-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Credit Strategies, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378527 Filed Document 0001378527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mundane (USA) Partners LP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419755 Filed Document 0001419755-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hard Assets 2X Fund Ltd See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001382446 Filed Document 0001452732-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Porte-Cochere, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001559017 Filed Document 0001559017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
CAPSTONE HARLINGEN BP L P See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $578,078 Associated Brokers / Dealers N/A CIK Number 0001334961 Filed Document 0001334961-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Actinium Pharmaceuticals, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Recipient Laidlaw & Company (UK) Ltd. CIK Number 0001388320 Filed Document 0001213900-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Agilis Biotherapeutics, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595971 Filed Document 0001595971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Athena Brands, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001595646 Filed Document 0001595646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bia Sport, Inc See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers None CIK Number 0001596045 Filed Document 0001596045-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Downers Grove Retail DST See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $11,604,054 Associated Brokers / Dealers Richard J. Reynolds, Daniel J. Woog, James R. Reynolds, Christina S. Nielson, Robert L. Boggess, Susan J. Gitt, Rena B. Morris, Joseph A. Nugent, Warren J. Thomas, Thomas J. Ealy, Joshua P. Ungerecht, Craig A. Cooper, Anthony J. Pitta, Samuel J. Angelo, Jr., William F. Walsh, Corbin S. Thomas, Rocco Santorsola, Brian D. Vosberg, Michael A. DiPietro, Jonathan R. Creighton, Mark O. Coombe, Gary L. Forry, Daniel R. Mueller, Vic V. Mullet, and Martin H. McFarlin CIK Number 0001583111 Filed Document 0001583111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MPH-1 Bellevue Corp. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595824 Filed Document 0001595824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity