Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alliance Mortgage Fund LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595297 Filed Document 0001595297-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AL-Soundfocus-Fund, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $138,500 Associated Brokers / Dealers N/A CIK Number 0001595221 Filed Document 0001595221-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Software Revolution Corp See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575592 Filed Document 0001140361-13-047552 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HKB BRAGANCA, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $7,440,989 Associated Brokers / Dealers N/A CIK Number 0001594215 Filed Document 0001594215-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Groupay, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001560442 Filed Document 0001560442-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Palantir Technologies Inc. See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC and Melville Island, LLC CIK Number 0001321655 Filed Document 0001321655-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Capital Resources II LP See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers CSP Securities, LP CIK Number 0001593630 Filed Document 0001593630-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Six/Ten Group, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001593621 Filed Document 0001593621-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Corbel Structured Equity Partners Parallel, L.P. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001594428 Filed Document 0001140361-13-047463 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abakus, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594386 Filed Document 0000950103-13-007467 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delmarva Bancshares, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $10,999,999 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001539496 Filed Document 0001484364-13-000041 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND III L.L.C. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Sean M. Hannan, Aline Rose Lavelle, Drew Goldman, and Barry P. Boothe CIK Number 0001594615 Filed Document 0001594615-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
WHARD Stewart Partners LP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564991 Filed Document 0000919574-13-007004 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetaStat, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Noble Financial Capital Markets CIK Number 0001404943 Filed Document 0001144204-13-068871 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Wentworth Physicians Holding Co. LLC See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001581977 Filed Document 0000897069-13-000428 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
AL-Swiftype-Fund, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001595157 Filed Document 0001595221-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
New Frontier Foods Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575775 Filed Document 0001575775-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SYMPHONY CONVERTIBLE BOND FUND LP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001458839 Filed Document 0000935836-13-000575 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NorthPoint Industrial Fund II, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers none CIK Number 0001594841 Filed Document 0001594841-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CARVER SCIENTIFIC, INC. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511128 Filed Document 0001511128-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
American Midstream Partners, LP See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,976,277 Associated Brokers / Dealers N/A CIK Number 0001513965 Filed Document 0001513965-13-000089 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Accelecare Holdings, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001593991 Filed Document 0001593991-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
USConnect Holdings, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001595250 Filed Document 0001595250-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
PREVISER CORP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $3,740,256 Associated Brokers / Dealers N/A CIK Number 0001395580 Filed Document 0001395580-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hinde Gold Feeder Fund L.P. See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523431 Filed Document 0001523431-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEE Fund Ltd See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559240 Filed Document 0000919574-13-007005 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC IMPERIAL RAILROAD, INC. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001578069 Filed Document 0001578069-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAI Advanced Power Solutions, Inc. See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595171 Filed Document 0001595171-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Heron Capital Fund I, LP See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001583968 Filed Document 0001015325-13-000052 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Eschelon Teton Partners I, LP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001558867 Filed Document 0001558867-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Forerunner Partners II, L.P. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $55,530,303 Associated Brokers / Dealers N/A CIK Number 0001593996 Filed Document 0001593996-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axium Nanofibers, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001517287 Filed Document 0001517287-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iMedX Holdings, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $4,034,263 Associated Brokers / Dealers N/A CIK Number 0001531763 Filed Document 0001405086-13-000439 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Chicago Climbing Gym Co LLC See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001579633 Filed Document 0001579633-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Big Horn Wind Farm, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594761 Filed Document 0001594761-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Debt
SAI Advanced Power Solutions, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595171 Filed Document 0001595171-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Limulus Venture Partners Limited Partnership See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595116 Filed Document 0001140361-13-047458 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roam Analytics, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $1,749,998 Associated Brokers / Dealers N/A CIK Number 0001593313 Filed Document 0001593313-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chester Drive Capital Fund, LP See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511452 Filed Document 0001511452-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH ENHANCEMENT PRODUCTS INC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001101026 Filed Document 0001078782-13-002472 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
BCM Weston Offshore, Ltd See All Filings	D/A	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lars Bjoergerd CIK Number 0001517720 Filed Document 0001517720-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
URUGUAY AGRICULTURAL LAND FUND II, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001594210 Filed Document 0001594210-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GatherGift, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001564781 Filed Document 0001564781-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
THIRTEEN PARTNERS PRIVATE EQUITY 3, L.P. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594257 Filed Document 0001140361-13-047662 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waste Less Living, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594633 Filed Document 0001594633-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sensible Organics, Inc. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001529689 Filed Document 0001529689-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Albee Square Hotel LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brooklyn Hotel Group LLC CIK Number 0001595251 Filed Document 0001595251-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Corbel Structured Equity Partners, L.P. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001594425 Filed Document 0001140361-13-047465 Exclusions or Exemptions 506b Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKRO I, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001550363 Filed Document 0001144204-14-000099 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
QuorumLabs, Inc. See All Filings	D/A	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,070,312 Associated Brokers / Dealers N/A CIK Number 0001473836 Filed Document 0001473836-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity