Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stonehenge Capital Fund South Carolina II, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $7,479,000 Associated Brokers / Dealers None CIK Number 0001594280 Filed Document 0001594280-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Linear Signal, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001474741 Filed Document 0001474741-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TVV Capital Partners III, L.P. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Wiley Bros.-Aintree Capital, LLC and CV Brokerage, Inc. CIK Number 0001523495 Filed Document 0001523495-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sunstone Assurance, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $329,000 Associated Brokers / Dealers N/A CIK Number 0001517535 Filed Document 0001517535-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Virtu Investments Multifamily Opportunity Fund-III, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001582697 Filed Document 0001582697-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund - Portfolio Series 1 See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594651 Filed Document 0001594651-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 5 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594655 Filed Document 0001594652-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 4 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594657 Filed Document 0001594657-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Yield Strategies Fund II, Ltd. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503739 Filed Document 0001503739-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Insurance & Bonds Agency of Texas, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,499,998 Associated Brokers / Dealers N/A CIK Number 0001594560 Filed Document 0001594560-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SQM Frontier Middle East Fund (Offshore), Ltd. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507785 Filed Document 0001507785-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon EM Opportunity Fund, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477547 Filed Document 0001477547-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheeler Real Estate Investment Trust, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC and Newbridge Securities Corporation CIK Number 0001527541 Filed Document 0001527541-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Waveland Drilling Partners III-B, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Independent Financial Group LLC, Kalos Capital Inc., Centaurus Financial Inc., First Allied Securities, Inc., and ProEquities Inc. CIK Number 0001582679 Filed Document 0001582679-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
East Fowler # 1 Joint Venture See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $757,500 Associated Brokers / Dealers N/A CIK Number 0001584462 Filed Document 0001584462-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Hudson Capital Landings LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,758,690 Associated Brokers / Dealers N/A CIK Number 0001594942 Filed Document 0001594942-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Global Cruise Holdings, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001593881 Filed Document 0001477932-13-006148 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sunstone Assurance, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001517535 Filed Document 0001517535-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HudCo VIII (Americas), L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $89,840,000 Associated Brokers / Dealers N/A CIK Number 0001594576 Filed Document 0001181431-13-063875 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MIRAMAR LABS INC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $25,008,213 Associated Brokers / Dealers N/A CIK Number 0001429349 Filed Document 0001429349-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Denali Holding Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001571996 Filed Document 0001140361-13-046925 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Beach Professional Baseball, L.L.C. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001594626 Filed Document 0001594626-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 6 See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594658 Filed Document 0001594658-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RHEONIX INC See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001454559 Filed Document 0001454559-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 4 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594657 Filed Document 0001594652-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund - Portfolio Series 10 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594662 Filed Document 0001594662-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 3 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594654 Filed Document 0001594654-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Bengal Investments Ltd. SPC, Segregated Portfolio II See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588364 Filed Document 0001588364-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners Strategic Investment Fund II, L.P. See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001544236 Filed Document 0000902664-13-003996 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDERO RESOURCE CORP. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $484,107 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001062993-13-006398 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 2 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594652 Filed Document 0001594652-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 11 See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594663 Filed Document 0001594652-13-000023 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Vidible, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $3,350,673 Associated Brokers / Dealers N/A CIK Number 0001577326 Filed Document 0001577326-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Adama Materials, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $6,462 Associated Brokers / Dealers N/A CIK Number 0001584333 Filed Document 0001584333-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Vertical Brands Media, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001592836 Filed Document 0001592836-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fairmont Creamery Equity, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001593610 Filed Document 0001593610-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Algorithmic, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001593485 Filed Document 0001593485-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Azini 3 LLP See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers none CIK Number 0001594835 Filed Document 0001594835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Boulder Ventures VI, L.P. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588900 Filed Document 0001588900-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HayFin Direct Lending Fund (USD Parallel) (Feeder) LP See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd. CIK Number 0001594801 Filed Document 0001594801-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Fund Series 8 See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594650 Filed Document 0001594650-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Tarsis Resources Ltd. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $255,271 Associated Brokers / Dealers N/A CIK Number 0001409036 Filed Document 0001409036-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ARC Medical Devices Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001505556 Filed Document 0001140361-13-047011 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Metamarkets Group, Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001492160 Filed Document 0001492160-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metro Apts, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001594478 Filed Document 0001465818-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PC Arbors, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001594889 Filed Document 0001594889-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Perham Egg Ohio LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594903 Filed Document 0001594903-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Asia Fund, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477546 Filed Document 0001477546-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Stonegate, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001594888 Filed Document 0001594888-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
OICP RE Fund V, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001594490 Filed Document 0001594490-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund