Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INVENTUS CAPITAL PARTNERS FUND II, LTD. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535186 Filed Document 0001535186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellgreen Platinum Ltd. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $4,914,423 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001535652 Filed Document 0001535652-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Route 35 Shrewsbury Limited Partnership See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $41,544,997 Associated Brokers / Dealers N/A CIK Number 0001595968 Filed Document 0001595968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PAION AG See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $820,697 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001594923 Filed Document 0001594923-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
X-Factor Communications Holdings, Inc. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Chelsea Morgan Securities, Inc. d/b/a Chelsea Financial Services and Wynston Hill Capital, LLC CIK Number 0001517653 Filed Document 0001213900-14-000264 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GABELLI INTERMEDIATE CREDIT FUND, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc. CIK Number 0001413183 Filed Document 0000919574-14-000276 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RXR Atlas REIT LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001596808 Filed Document 0001596808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DOROTHY OF OZ LLC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001371994 Filed Document 0001019687-14-000174 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Other
Ivantis, Inc. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $46,369,994 Associated Brokers / Dealers N/A CIK Number 0001521993 Filed Document 0001521993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bottlenose, Inc. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583696 Filed Document 0001583696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375606 Filed Document 0001375606-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Hamilton Fund, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596835 Filed Document 0000919574-14-000290 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bolthouse Fixed Income Limited Partnership See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567322 Filed Document 0001567322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
AQR Risk Balanced Reinsurance Fund Ltd. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539446 Filed Document 0001539446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Class D Segregated Portfolio of FORT Global Offshore, SPC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593360 Filed Document 0001507943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grandmaster Capital Fund, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524611 Filed Document 0001524611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenshoe Series Fund, LLC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554973 Filed Document 0000897069-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abby Med, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596914 Filed Document 0001596914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD OPPORTUNITY FUND, INC. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000947724 Filed Document 0001405086-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Clearstone Sports Inc. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001577471 Filed Document 0001577471-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AQUESYS INC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001406412 Filed Document 0001140361-14-002605 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peak Select Access Fund Ltd. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461592 Filed Document 0001461592-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLM US Focused Equity Fund, LLC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001461674 Filed Document 0001461674-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
SARA CREEK GOLD CORP. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001415286 Filed Document 0001352362-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PEAK PARTNERS OFFSHORE FUND LTD. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001280684 Filed Document 0001280684-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBS TURNAROUND FUND (QP) (A LTD PARTNERSHIP) See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415021 Filed Document 0001054712-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardian Phalanx Offshore Fund, Ltd. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566640 Filed Document 0001566640-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Westward Leaning, Inc. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $6,102,160 Associated Brokers / Dealers N/A CIK Number 0001598910 Filed Document 0001598910-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PORT MADISON PARTNERS, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $105,840 Associated Brokers / Dealers NONE CIK Number 0001597275 Filed Document 0001597275-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Equity
Tourbillon Global Equities, LLC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565505 Filed Document 0001597179-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Street Capital Private Equity Fund XI, L.P. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001595966 Filed Document 0001595966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theodent, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001545279 Filed Document 0001209191-14-004427 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Old Kings Capital Offshore, Ltd. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381302 Filed Document 0000919574-14-000270 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOME DEPOT INC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000354950 Filed Document 0001209191-14-003304 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Morgan Stanley HedgePremier/Graham Discretionary 6V Portfolio Fund LP See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001510774 Filed Document 0001510774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT ST ELMO II, LLC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481059 Filed Document 0001565908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLM INDEX FUND See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets, Inc. CIK Number 0001075058 Filed Document 0001075058-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Elan Memorial Park Phase II, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001596976 Filed Document 0001596976-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Makena Liquid Endowment Splitter X, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508839 Filed Document 0001508839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLM Symmetry Master Fund Ltd. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496681 Filed Document 0001496681-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEANKIT, INC. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566103 Filed Document 0001566103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GABELLI INTERNATIONAL GOLD FUND LTD. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc. CIK Number 0001456986 Filed Document 0000919574-14-000275 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GABELLI JAPANESE VALUE PARTNERS, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc. CIK Number 0001456985 Filed Document 0000919574-14-000282 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-003431 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawaii Direct Telephone Company, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001597146 Filed Document 0001597146-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sea Girt Limited Partnership See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $17,555,312 Associated Brokers / Dealers N/A CIK Number 0001595942 Filed Document 0001595942-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Piping Rock AA LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Piping Rock Partners Inc CIK Number 0001597259 Filed Document 0001597259-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-002589 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Promentis Pharmaceuticals, Inc. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $2,870,156 Associated Brokers / Dealers N/A CIK Number 0001470994 Filed Document 0001470994-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Makena Liquid Endowment Associates, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508836 Filed Document 0001508836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund