Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Leaf Investment Partners, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129620 Filed Document 0000919574-14-000297 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Massey Quick Multi Manager Equity Fund QP LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594883 Filed Document 0001594883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Willow Group, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001597456 Filed Document 0000905729-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Dock Technologies, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001594233 Filed Document 0001594233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Fintan Capital Partners L P See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners, LLC CIK Number 0001325830 Filed Document 0001140361-14-002486 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IM ASIA FUND LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431412 Filed Document 0001431412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Equity
GOZIO, INC. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595044 Filed Document 0001595044-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SPINDLE, INC. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403802 Filed Document 0001393905-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TEI Prime Rate Fund LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001546282 Filed Document 0001546282-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
CMWA Micro Cap Fund LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cetera Advisor Networks LLC /CA See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001140361-14-002328 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Light Street Argon, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552400 Filed Document 0001569049-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GenNx360 Capital Partners II, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001541513 Filed Document 0001541513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Frogtek BOP, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596446 Filed Document 0001192482-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Solidagex, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001541591 Filed Document 0000911959-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Debt
NORTHGATE PARTNERS, A DELAWARE MULTIPLE SERIES LLC/SERIES NCD INVESTORS, A DE MULT. SERIES LLC/AOPTIX TECHNOLOGIES (SECONDARY PURCHASE)-(NCD SERIES A) See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597262 Filed Document 0001597262-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meek Hotels LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001597335 Filed Document 0001597335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Algal Scientific Corp See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466536 Filed Document 0001466536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE & TOUCHE LLP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MV Startup Fund IV Series 2 See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001586370 Filed Document 0001586370-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Cascade Angels Fund 2014, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597351 Filed Document 0001597351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Charter Bridge P Fund, Ltd. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597267 Filed Document 0001566114-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Liquid Rates Fund L.P. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539881 Filed Document 0001539881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andor Opportunity Fund, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517641 Filed Document 0000919574-14-000300 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte LLP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
COVENANT SURGICAL PARTNERS INC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $18,405,751 Associated Brokers / Dealers Iroquois Capital Advisors, LLC and Watermark Advisors, LLC CIK Number 0001439789 Filed Document 0001439789-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
UTest Inc See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $42,999,985 Associated Brokers / Dealers N/A CIK Number 0001415776 Filed Document 0001415776-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COLORCOM LTD See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001045510 Filed Document 0001045510-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AGRICULTURAL GAS CO See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001175682 Filed Document 0001175682-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Debt
Keen Focus Fund Limited Partnership See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAPTRUST, CAPTRUST, CAPTRUST, and CAPTRUST CIK Number 0001496100 Filed Document 0000919574-15-000489 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Peak Enhanced Fund LP See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630255 Filed Document 0000919574-15-000446 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RF CHECK INC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $6,270,725 Associated Brokers / Dealers Dave Nelson, Dan Shea, Bennie Jolly, Joe Lawrence, Kevin Larsen, Eastwind Holding Company, Allison Moore, David Funderbunk, Jasworld Group, LLC, Gloria Dameck, Robert Morrilla, Serdar Ergun, Hank Nametz, and Jeff Jackson CIK Number 0001436512 Filed Document 0001436512-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Shem Creek Capital Fund II LLC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $22,600,000 Associated Brokers / Dealers N/A CIK Number 0001559923 Filed Document 0001559923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Peak Select Access Fund L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001379331 Filed Document 0001379331-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
RAIL SPLITTER FUND L P See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216242 Filed Document 0000919574-14-000291 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAH Core Fund, LLC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567004 Filed Document 0001567004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skedadel Inc. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001597120 Filed Document 0001597120-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Avenue Fund, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001510773 Filed Document 0001510773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBOR SPRING CAPITAL PARTNERS OFFSHORE, LTD. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597229 Filed Document 0000919574-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunrise Income Fund, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596393 Filed Document 0000911959-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
LEUTHOLD GLOBAL INDUSTRIES, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454406 Filed Document 0001362118-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Secondary Fund II, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc., RBC Wealth Management, Morgan Keegan & Company, Inc., Alternative Investments Company, B.V., Heptagon Capital Limited, and Lytton Financial Inc. CIK Number 0001530919 Filed Document 0000902664-14-000169 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Absolute Return Feeder Fund, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165559 Filed Document 0001181431-14-003701 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peak Commodity Fund, LP See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001496680 Filed Document 0001496680-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ GC Opportunities Domestic Partners, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565836 Filed Document 0001538958-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MICROPLANET TECHNOLOGY CORP See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $373,408 Associated Brokers / Dealers N/A CIK Number 0001358564 Filed Document 0001358564-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MILLVILLE OPPORTUNITIES ONSHORE FUND, LP See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597030 Filed Document 0001013594-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001599265 Filed Document 0000898432-14-000184 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyross Fund, LP See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566679 Filed Document 0001566679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gobi Concentrated Partners LP See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597212 Filed Document 0001405086-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity