Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
STIFEL FINANCIAL CORP See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $73,199,144 Associated Brokers / Dealers N/A CIK Number 0000720672 Filed Document 0000950138-15-000408 Exclusions or Exemptions 506c Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Emerging Women International, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001611886 Filed Document 0001611886-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Canute Offshore, Ltd. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001579037 Filed Document 0001140361-15-024503 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STS Media Inc dba FreedomPop See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $30,000,001 Associated Brokers / Dealers N/A CIK Number 0001553918 Filed Document 0001065949-15-000159 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Soroban Fund LLC See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505382 Filed Document 0001505382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soroban Opportunities Cayman Fund Ltd See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615909 Filed Document 0001615909-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERGREEN III LIFEPLAN FUND, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers none CIK Number 0001642840 Filed Document 0001642769-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
MakeTime Inc. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $3,870,767 Associated Brokers / Dealers N/A CIK Number 0001643704 Filed Document 0001643704-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLOSINGCORP INC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001420128 Filed Document 0001617058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA 129 See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Philadelphia Financial Distribution Company CIK Number 0001636676 Filed Document 0001636676-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELCO SELECT FUND, L.P. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers George Stark and Noelle-Claire LeCann CIK Number 0001165138 Filed Document 0001165138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Barnburner Games LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001644915 Filed Document 0001644915-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BluAzu, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001645579 Filed Document 0001645579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Quality Care Dialysis LLC See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568203 Filed Document 0001568203-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Care Monster, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001645391 Filed Document 0001645391-15-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
747 STUYVESANT V, L.P. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001646048 Filed Document 0001646048-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GTP AW FUND I, LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $1,868,041 Associated Brokers / Dealers N/A CIK Number 0001645674 Filed Document 0001645674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Wine Plum, Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $3,999,991 Associated Brokers / Dealers N/A CIK Number 0001645039 Filed Document 0001645039-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Grand Angels-Blue Medora, LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645140 Filed Document 0001645140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Millennium USA LP See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001502357 Filed Document 0001502357-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NRV-MEDCPU, LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $645,000 Associated Brokers / Dealers N/A CIK Number 0001645269 Filed Document 0001645269-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LUCERNE CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001366814 Filed Document 0000950142-15-001442 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edgestream Nias Fund, Ltd. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496123 Filed Document 0001315863-15-000522 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYPRESS INT'L EQUITY FUND, L P See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised $2,635,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001465492-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Jeremiah's Italian Ice of Mandarin, LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001642701 Filed Document 0001642701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Alkeon Growth Partners Fund LP See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001556737 Filed Document 0001556737-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA XII-B, L.P. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001645462 Filed Document 0001645462-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinex Pharmaceuticals, Inc. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300699 Filed Document 0001300699-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TalentSky, Inc. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Imperfect Foods, SPC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001645225 Filed Document 0001645225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
FGI GLOBAL ASSET ALLOCATION FUND, LP See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645248 Filed Document 0001645248-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NRV-Nutr,LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $969,000 Associated Brokers / Dealers N/A CIK Number 0001645146 Filed Document 0001645146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
STATE BANK FINANCIAL CORP See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-15-000098 Exclusions or Exemptions 504 and 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Farmland Partners Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $9,760,872 Associated Brokers / Dealers N/A CIK Number 0001591670 Filed Document 0001104659-15-045697 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Farmland Partners Operating Partnership, LP See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $23,605,515 Associated Brokers / Dealers N/A CIK Number 0001605741 Filed Document 0001605741-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pramerica Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001610784 Filed Document 0000902664-15-002858 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Zero Mass Water Investors, LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001645176 Filed Document 0001645176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Shocase, Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001561482 Filed Document 0001561482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Glendale, LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $215,968 Associated Brokers / Dealers N/A CIK Number 0001646420 Filed Document 0001461373-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Off The Farm Foods, Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001645651 Filed Document 0001615774-15-001539 Exclusions or Exemptions 506c Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
KKR Apex Equity Private Investors LP See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645223 Filed Document 0000902664-15-002865 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iconixx Software Corp See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001565206 Filed Document 0001565206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Helpful Alliance Co See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001561257 Filed Document 0001561257-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
MCF Co-Investment GP LP See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538585 Filed Document 0001181431-15-008456 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Altalis Capital Offshore Fund, Ltd. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571204 Filed Document 0000919574-15-004931 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FattMerchant, Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001645335 Filed Document 0001645335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wunder Co See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001614905 Filed Document 0001614905-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Western Highland Fund II LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001522784 Filed Document 0001522784-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ServiceTitan, Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $19,052,632 Associated Brokers / Dealers N/A CIK Number 0001638826 Filed Document 0001638826-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HFR U S Feeder Fund LLC See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348814 Filed Document 0001348814-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund