Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
U.S. RARE EARTHS, INC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001098881 Filed Document 0001161697-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Apigee Corp See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001324772 Filed Document 0001324772-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Omada SLP, Ltd See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595639 Filed Document 0000950142-14-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Degreed, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001556900 Filed Document 0001556900-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Solfo, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $6,999,983 Associated Brokers / Dealers N/A CIK Number 0001595488 Filed Document 0001478396-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CBRE U.S. Core Partners Holdings, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595609 Filed Document 0001595609-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Layton Park Financial Group, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001594066 Filed Document 0001594066-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Four Corners Tavern Fund I, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001594314 Filed Document 0001594314-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Ursa Major Natural Care LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $218,975 Associated Brokers / Dealers N/A CIK Number 0001478036 Filed Document 0001478036-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
STRUCTURED ALPHA 500 LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372729 Filed Document 0001372729-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Z CAPITAL SPECIAL SITUATIONS FUND II-A, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Jefferies & Company, Inc., TRIAGO EUROPE S.A., TRIAGO AMERICAS, INC., TRIAGO MEA LTD., and DIAMOND DRAGON CAPITAL CIK Number 0001561041 Filed Document 0001561041-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER SMALL CAP VALUE, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287840 Filed Document 0001594791-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Face Alternative Credit USA L.P. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595507 Filed Document 0001595507-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
833 Development Partners, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $24,600,000 Associated Brokers / Dealers N/A CIK Number 0001594955 Filed Document 0000892712-13-000860 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CHAPIN PARTNERS FUND LTD See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432884 Filed Document 0001432884-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DILON TECHNOLOGIES INC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers Michael N. Taglich and Robert F. Taglich CIK Number 0001047810 Filed Document 0001047810-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
FRONTIER RESEARCH FUND, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287796 Filed Document 0001594791-13-000009 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHIMNEY ROCK VALUE FUND OFFSHORE LTD. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595189 Filed Document 0001013594-13-000588 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CHIMNEY ROCK VALUE FUND LP See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595233 Filed Document 0001013594-13-000590 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
West Face Alternative Credit Cayman L.P. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595482 Filed Document 0001595482-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encore Energy, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $1,541,250 Associated Brokers / Dealers N/A CIK Number 0001532342 Filed Document 0001532342-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Daylight Digital, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593894 Filed Document 0001587668-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Adapteva, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001473283 Filed Document 0001473283-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Omada MGP, Ltd See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595636 Filed Document 0000950142-14-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hartford Life Insurance Co Separate Account ICMG III-B See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lynch and Associates, Executive Services Securities, LLC, Executive Services Securities, LLC, M Holdings Securities, Inc., and Newport Group Securities, Inc. CIK Number 0001459851 Filed Document 0001104659-14-003747 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUND MARK HORIZONS FUND, LP See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588444 Filed Document 0001588444-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TerraX Minerals Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $571,586 Associated Brokers / Dealers Wolverton Securities (USA), Ltd. CIK Number 0001595332 Filed Document 0001595332-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tricida, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $13,164,243 Associated Brokers / Dealers N/A CIK Number 0001595585 Filed Document 0001595585-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Investment Partners LP See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595501 Filed Document 0001595501-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
FPWL5 SEQ LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $12,725,501 Associated Brokers / Dealers N/A CIK Number 0001580163 Filed Document 0001580163-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Inspired Homes, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001595843 Filed Document 0001595843-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Progenitor Life Sciences LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001595632 Filed Document 0001595632-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PSCM Proprietary Investment Portfolio Fund, LP See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595473 Filed Document 0001019056-13-001398 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southgate Center Associates, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001595443 Filed Document 0001014100-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Kirk & Associates, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $517,572 Associated Brokers / Dealers N/A CIK Number 0001589674 Filed Document 0001589674-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pyramid Green Power Corp. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001595186 Filed Document 0001595186-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Structured Alpha 1000 Plus LLC See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001555565 Filed Document 0001528570-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z CAPITAL SPECIAL SITUATIONS FUND II, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Jefferies & Company, Inc., TRIAGO EUROPE S.A., TRIAGO AMERICAS, INC., TRIAGO MEA LTD., and DIAMOND DRAGON CAPITAL CIK Number 0001561035 Filed Document 0001561035-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Fund, LP See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481597 Filed Document 0001481597-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
WF ACF KY I L.P. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595504 Filed Document 0001595504-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER SMALL CAP GROWTH FUND, L.P. See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001232646 Filed Document 0001594791-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mandala Agribusiness Fund See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Access Alpha Worldwide CIK Number 0001591836 Filed Document 0001591836-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Can USA Group, Inc., a California Corp See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,000,100 Associated Brokers / Dealers N/A CIK Number 0001594858 Filed Document 0001594858-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Realtyshares 2, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001595494 Filed Document 0001595494-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
M87, Inc. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $5,344,054 Associated Brokers / Dealers N/A CIK Number 0001595282 Filed Document 0001595282-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Victory Social Capital, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587668 Filed Document 0001587668-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Pegasi Energy Resources Corporation. See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001363254 Filed Document 0001185185-13-002740 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER MID CAP GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2013-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001119766 Filed Document 0001594791-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Title Agency LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $26,125 Associated Brokers / Dealers N/A CIK Number 0001411627 Filed Document 0001411627-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ursa Major Natural Care LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers N/A CIK Number 0001478036 Filed Document 0001478036-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity