Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Highland Sola Fund Ltd See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426426 Filed Document 0000902664-15-000365 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowstreet Global Equity - ACWI Fund, a sub-fund of Arrowstreet US Group Trust See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563833 Filed Document 0001482691-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ERASTAR ENTERTAINMENT INC. See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001632149 Filed Document 0001214659-15-000811 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FH EMERGING MARKETS DEBT FUND OFFSHORE LTD See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453156 Filed Document 0001453156-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weber Capital Partners V, L.P. See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001506663 Filed Document 0001506663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONCIERGE TECHNOLOGIES INC See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001005101 Filed Document 0001354488-15-000383 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AdWerx, Inc. See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001631461 Filed Document 0001631461-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
FANTASY COMBINE LLC See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001632261 Filed Document 0001104659-15-005654 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Aithon Offshore Ltd. See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627903 Filed Document 0001315863-15-000071 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392417 Filed Document 0000912938-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESRC Holdings, LLC See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001634343 Filed Document 0001634343-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Kane Street Fund LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001466623 Filed Document 0000919574-15-000787 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Light Strategic Fund IV, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001630267 Filed Document 0001630267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LG Capital Fund, LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527638 Filed Document 0001527638-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curator Lifestyle Portfolio Fund, LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594600 Filed Document 0001594600-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ADVISORY RESEARCH ENERGY FUND LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co CIK Number 0001322311 Filed Document 0001322311-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEGREGATED PORTFOLIO A OF SUMMIT ROCK DIVERSIFIED STRATEGIES (OFFSHORE) PORTFOLIO, SPC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424675 Filed Document 0001424675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barlow Partners Offshore Ltd. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112469 Filed Document 0000919574-15-000763 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SugarCRM Inc See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $3,568,960 Associated Brokers / Dealers N/A CIK Number 0001298253 Filed Document 0001298253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Southport Selador Fund, LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509377 Filed Document 0000919574-15-000770 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archer Capital Fund, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakpoint Advisors, LLC and Oakpoint Advisors, LLC CIK Number 0001539577 Filed Document 0001315863-15-000060 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALARC OFFSHORE FUND, LTD. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596108 Filed Document 0001405086-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artigent Income Opportunities, LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584698 Filed Document 0001584698-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radius Networks, Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $6,696,200 Associated Brokers / Dealers N/A CIK Number 0001551849 Filed Document 0001551849-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Glade Brook Global Offshore Fund Ltd See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530798 Filed Document 0000902664-15-000352 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry Technology Fund II LLC, Series D-1 See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001623008 Filed Document 0001623008-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
NFI Income Strategies Fund, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566741 Filed Document 0001566741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trans World Health Services, Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001501939 Filed Document 0001501939-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339848 Filed Document 0001339848-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $188,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000012 Exclusions or Exemptions 506c Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GPShopper, LLC See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471079 Filed Document 0001471079-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
STONERISE CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453987 Filed Document 0001453987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobeFlex Emerging Markets Small Cap, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925056 Filed Document 0000925056-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanoir Fund See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001627026 Filed Document 0001627026-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $847,200 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
MFS Emerging Markets Debt LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001294012 Filed Document 0001378639-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloudBees, Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $23,366,002 Associated Brokers / Dealers N/A CIK Number 0001526855 Filed Document 0001140361-15-003102 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mina Investment Fund, LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478750 Filed Document 0001478750-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Next World Capital II, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001632014 Filed Document 0001632014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtual Communications Corp See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers WINTECH, LLC CIK Number 0001625023 Filed Document 0001625023-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
August Capital VII, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001630524 Filed Document 0001630524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blumberg Capital IV, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001632049 Filed Document 0001632049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP Investment IV REIT II See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001632234 Filed Document 0001632234-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Koru Careers, Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $7,999,990 Associated Brokers / Dealers N/A CIK Number 0001586914 Filed Document 0001586914-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Special Opportunities Offshore Fund I, Ltd See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595037 Filed Document 0000919574-15-000768 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSEBURY L P See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000877388 Filed Document 0000877388-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Eastmore, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633329 Filed Document 0001019056-15-000148 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LDL Wealth Advisory 2015-1 Oil & Gas Limited Partnership See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001631595 Filed Document 0001162677-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tilden Park Offshore Investment Fund Ltd See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553518 Filed Document 0000950142-15-000172 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CBA PHARMA INC See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001143410 Filed Document 0001465818-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity