Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CapitalSpring Direct Lending Partners, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $255,935,000 Associated Brokers / Dealers BTIG LLC CIK Number 0001567524 Filed Document 0000897069-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Balanced Fund (Cayman), Ltd. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296069 Filed Document 0001296069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moment Ventures I, L.P. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001596879 Filed Document 0001596879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
123 Lumpsum Delaware Holdings, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575432 Filed Document 0001575432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GTCR FUND XI/B LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001591435 Filed Document 0001591432-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZocDoc Inc See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417902 Filed Document 0001417902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Concord Atlantic Holding, Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001463748-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WiL Fund I LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001596276 Filed Document 0001596276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aly Energy Services, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $2,361,750 Associated Brokers / Dealers N/A CIK Number 0000946822 Filed Document 0001477932-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ShopIgniter, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001486550 Filed Document 0001486550-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Austin Value Capital Fund I, LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597398 Filed Document 0001597398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cibus Global, Ltd. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $13,600,409 Associated Brokers / Dealers N/A CIK Number 0001483752 Filed Document 0001483752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Digital Arbitrage Inc. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001567778 Filed Document 0001567778-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Brook III LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001597358 Filed Document 0001597358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Adwar Drilling Fund II, L.P. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Newport Coast Securities, Inc. CIK Number 0001597063 Filed Document 0001597063-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
ITB PREMIUM FUND II LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392067 Filed Document 0001392067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Asian Century Quest Institutional Equity Fund, Ltd. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $36,700,000 Associated Brokers / Dealers N/A CIK Number 0001510656 Filed Document 0000919574-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Criterion Vista Fund, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510892 Filed Document 0000935836-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Investment Fund (I) VIII, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $18,476,470,000 Associated Brokers / Dealers UBS AG, Picton S.A., J.P. Morgan Securities LLC, and GSA Capital Associates, LLC CIK Number 0001580047 Filed Document 0000950142-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nevada Sunrise Gold Corp See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $94,672 Associated Brokers / Dealers N/A CIK Number 0001415758 Filed Document 0001183740-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Taveekan Capital Federal IT Fund I, L.P. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001597441 Filed Document 0001597441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM JAMES CAPITAL, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579246 Filed Document 0001579246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Indigeo Virtus, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001597764 Filed Document 0001597764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Taubenpost Capital LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404371 Filed Document 0000919574-14-000325 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galena Commodity Trade Finance Fund Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001557864 Filed Document 0001557885-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEZU CYCLICALS PARTNERS, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494879 Filed Document 0000919574-14-000313 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hard Assets Portfolio Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383720 Filed Document 0001482027-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Hedwig Broadway Co LLC See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001593377 Filed Document 0001144204-14-002749 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Apollo Co-Investors VIII (C), L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $18,476,470,000 Associated Brokers / Dealers N/A CIK Number 0001580021 Filed Document 0000950142-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GTCR FUND XI/C LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001591436 Filed Document 0001591432-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MDR Precision Fund, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561530 Filed Document 0001561530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AKO EUROPEAN LONG-ONLY FUND LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539315 Filed Document 0000919574-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENDALE HOLDINGS LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000732161 Filed Document 0000732161-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Union Holdings, LLC See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539705 Filed Document 0001539705-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SILVER LINING FUND, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518960 Filed Document 0001518960-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
G-175 Strategies LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477438 Filed Document 0001482027-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BIOZONE PHARMACEUTICALS, INC. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001412486 Filed Document 0001521536-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blueprint Medicines Corp See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $25,099,995 Associated Brokers / Dealers N/A CIK Number 0001597264 Filed Document 0001597264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CITIZENS BANK OF DE GRAFF See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers PATRICK CAPITAL MARKETS, LLC CIK Number 0001596902 Filed Document 0001596902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arosa Capital Management Market Neutral Fund LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596540 Filed Document 0000902664-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chicago Standard Holding Company, Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459859 Filed Document 0001459859-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TENDENZA CAPITAL FUND, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534384 Filed Document 0001534384-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Apollo Overseas Partners (I) VIII, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $18,476,470,000 Associated Brokers / Dealers UBS AG, Picton S.A., J.P. Morgan Securities LLC, and GSA Capital Associates, LLC CIK Number 0001580043 Filed Document 0000950142-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GiveGab, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001569039 Filed Document 0001569039-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK CAPITAL MARKETS OPPORTUNITIES FUND, LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596019 Filed Document 0001596019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Co-Investors VIII (E), L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $18,476,470,000 Associated Brokers / Dealers N/A CIK Number 0001593820 Filed Document 0000950142-14-000135 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Light Street Xenon, Ltd. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550746 Filed Document 0001514080-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GALENA MALACHITE FUND LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401085 Filed Document 0001557885-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPPF Mass Holding REIT, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001596193 Filed Document 0001596193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Three Vines Partners, LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566311 Filed Document 0001566311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund