Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PROSPX INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001442323 Filed Document 0001442323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fairfield Windshire REIT See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595690 Filed Document 0001595690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TP Therapeutics, INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595893 Filed Document 0001595893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spark Intrepid L.P. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539478 Filed Document 0001539478-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IFA Productions, Inc. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001565477 Filed Document 0001565477-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
HIGHTAIL, INC. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $45,000,002 Associated Brokers / Dealers N/A CIK Number 0001315677 Filed Document 0001315677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TATE'S LIST INC. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595660 Filed Document 0001595660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AmpliPhi Biosciences Corp See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $18,001,750 Associated Brokers / Dealers Griffin Securities, Inc. and Roth Capital Partners, LLC CIK Number 0000921114 Filed Document 0000921114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Chadwick Global Advantage Fund, LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539050 Filed Document 0001539050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Fairfield Bowens Crossing REIT See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595695 Filed Document 0001595695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Io Therapeutics, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001538762 Filed Document 0001538762-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
N-of-One Therapeutics, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529194 Filed Document 0001529194-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Distil Networks, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,348,000 Associated Brokers / Dealers N/A CIK Number 0001566069 Filed Document 0001461373-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES MASTER FUND LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001432467 Filed Document 0001140361-14-001538 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
81 Yale Apartments, LLLP See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001595131 Filed Document 0001595131-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Hapten Sciences, Inc. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers NA CIK Number 0001526465 Filed Document 0001526465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ECOSPHERE TECHNOLOGIES INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001071760 Filed Document 0001553350-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
SoCal Wolf, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,690,265 Associated Brokers / Dealers N/A CIK Number 0001595718 Filed Document 0001595718-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Convergent US Fund LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424774 Filed Document 0001209191-14-000512 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Descomplica, Ltd. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001562493 Filed Document 0001562493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Global Health Investment Fund I, LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568111 Filed Document 0001140361-14-000268 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ACME Inventions LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591979 Filed Document 0001591979-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Anomo, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001548603 Filed Document 0001548603-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AO Technology Fund, LP See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595193 Filed Document 0001140361-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SWP STRATEGIC INCOME, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595384 Filed Document 0001595384-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Mogo Industries LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001584595 Filed Document 0001013762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zekavat Private Equity Group VIII, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462641 Filed Document 0001462641-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPARK PARTNERS FUND L.P. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539477 Filed Document 0001539478-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prevently, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582098 Filed Document 0001582098-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $156,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NEXXT LEVEL TOTAL RETURN FUND LP. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564881 Filed Document 0001144204-14-004709 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neos Therapeutics, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001467652 Filed Document 0001467652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HYPERTHERM INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454269 Filed Document 0001454269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Dalton Distressed Credit (US Feeder) Fund LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457219 Filed Document 0001209191-14-000518 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kemp Technologies Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $3,999,992 Associated Brokers / Dealers N/A CIK Number 0001539410 Filed Document 0001539410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prime Holdings L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hershey's Investments, LLC, General Partner CIK Number 0001595712 Filed Document 0001595712-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TURKS AND CAICOS ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ubooly, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $27,838 Associated Brokers / Dealers N/A CIK Number 0001548234 Filed Document 0001548234-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fairfield Hacienda REIT See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595693 Filed Document 0001595693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BOLD STROKE VENTURES INC. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001595667 Filed Document 0001595667-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Prudential U.S. Real Estate Debt Fund REIT II, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595641 Filed Document 0001595641-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Mid-South Car Wash Investors Fund II, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001595615 Filed Document 0001595615-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
All About Beer, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001595676 Filed Document 0001595676-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Stage One Venture Capital Fund II (Israel), L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001595536 Filed Document 0001595536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Vic Innovations, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers Simon Micek CIK Number 0001594862 Filed Document 0001594862-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dev Equity, LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001525750 Filed Document 0001140361-14-000313 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Briarwood Capital Partners LP See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595456 Filed Document 0001595456-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Health Investment Fund I Offshore, LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568109 Filed Document 0001140361-14-000267 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blue Bay Technologies, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001595411 Filed Document 0001595411-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Reservoir Resource Partners TE, L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001595178 Filed Document 0001595182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eNeura Therapeutics LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,212,035 Associated Brokers / Dealers N/A CIK Number 0001561799 Filed Document 0001561799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity