Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CREFII Waramaug REIT, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595829 Filed Document 0001595829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AppTap, Inc. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001445782 Filed Document 0001445782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 3, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571040 Filed Document 0001571040-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indy Spirit, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001592797 Filed Document 0001592797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolf River Specialty Onshore II QP, L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564975 Filed Document 0001315863-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 19, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593973 Filed Document 0001593973-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JZ REIT Metropolitan Corp. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595839 Filed Document 0001595839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Farrell Franzone, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504555 Filed Document 0001504555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TRV1, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001595856 Filed Document 0001595856-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DNANEXUS, INC. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001469369 Filed Document 0001469369-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GI PARTNERS FUND IV-B L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers UBS SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MERRILL LYNCH INTERNATIONAL & CO. C.V., and HSBC ALTERNATIVE INVESTMENTS LIMITED CIK Number 0001568165 Filed Document 0001568165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Katana Capital Partners, L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543101 Filed Document 0001095449-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Murfie, Inc. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001583197 Filed Document 0001583197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BERENS CAPITAL ERISA FUND, LTD. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453890 Filed Document 0001566114-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Animas Hospital Campus Partners, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001595647 Filed Document 0001595647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NITTANY LION FUND LLC See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305085 Filed Document 0001305085-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
ICONIQ Access 20, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593540 Filed Document 0001593540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stemgenics, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001595336 Filed Document 0001595336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AO Technology Fund, Ltd. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595749 Filed Document 0001140361-14-000429 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CREFII Blue Bell REIT, L.P. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595847 Filed Document 0001595847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cypress REIT, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595812 Filed Document 0001595812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Q India Equity Fund Ltd. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538785 Filed Document 0001538785-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
LUCERNEX INC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers N/A CIK Number 0001432956 Filed Document 0001432956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Empower Micro Systems Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001559730 Filed Document 0001559730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ostendo Technologies, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001595777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MAX Exchange LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001486199 Filed Document 0001140361-14-000339 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
JZ REIT Flatbush Portfolio Corp. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595874 Filed Document 0001595874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paradise Genomics, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001595814 Filed Document 0001595814-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Stonehenge Capital Fund Arkansas I, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $10,390,000 Associated Brokers / Dealers None CIK Number 0001595434 Filed Document 0001595434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Second Curve Partners International, Ltd. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001115497 Filed Document 0000919574-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUMICELL, INC. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,013,582 Associated Brokers / Dealers N/A CIK Number 0001521898 Filed Document 0001521898-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 19, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593973 Filed Document 0001593973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urgent-MD KGH Management LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595795 Filed Document 0001595795-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
NANOSTEEL COMPANY, INC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $7,475,213 Associated Brokers / Dealers N/A CIK Number 0001339693 Filed Document 0001339693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
PEAKCOLO HOLDINGS, INC. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Joshua Water Technology, Inc. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559497 Filed Document 0001559497-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Remitly, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001534076 Filed Document 0001534076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BeesFree, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001432139 Filed Document 0001595097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Western Alternative Strategies, L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERENS CAPITAL FUND, LTD. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Citi Private Bank, Global Managed Investments CIK Number 0001173659 Filed Document 0001566114-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Ventures 20, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595451 Filed Document 0001595451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Diablo Vista Fund, L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509548 Filed Document 0001509548-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREFII Orchard REIT, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595831 Filed Document 0001595831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CREFII Market Street, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595848 Filed Document 0001595848-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
7943067 Canada Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,049,974 Associated Brokers / Dealers N/A CIK Number 0001595706 Filed Document 0001595706-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BREP Europe IV Feeder B L.P. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595478 Filed Document 0001595478-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREFII Silver City, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595830 Filed Document 0001595830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CAPREF Lloyd Center REIT LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595813 Filed Document 0001595813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PAION AG See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $3,647,110 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001594923 Filed Document 0001594923-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Integral Ad Science, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $29,999,987 Associated Brokers / Dealers N/A CIK Number 0001473705 Filed Document 0001473705-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity