Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DIXON MIDLAND MANAGED FUTURES LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Alcentra Capital Corp See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001578620 Filed Document 0001140361-14-019625 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MEDNAX, INC. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $705,000 Associated Brokers / Dealers N/A CIK Number 0000893949 Filed Document 0001448051-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Basin Acquisition Fund, LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001600169 Filed Document 0001209191-14-032084 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Adriatic Opportunities Fund, LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607496 Filed Document 0001607496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eightfold Logic, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001562685 Filed Document 0001213900-14-002970 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCM Opportunities, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,632,460 Associated Brokers / Dealers N/A CIK Number 0001607706 Filed Document 0001607706-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1810 Venture, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607612 Filed Document 0001607612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
2901 Review Ave Member, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001607414 Filed Document 0001607414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DOUGLAS FALCON FUND, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593297 Filed Document 0001593297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tradeshift Holdings Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594348 Filed Document 0001181431-14-018612 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Houston Residential II, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001607658 Filed Document 0001607658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Clustrix, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $10,240,000 Associated Brokers / Dealers N/A CIK Number 0001406023 Filed Document 0001406023-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CommercialTribe Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001607576 Filed Document 0001607576-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sanderson International Value Tobacco Free Fund See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299232 Filed Document 0001299232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investment Partners, LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steohen T Mellinger CIK Number 0001577648 Filed Document 0001577648-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Offline Media, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001588427 Filed Document 0001588427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR MANAGED FUTURES FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001430270 Filed Document 0001382963-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIAD TRADING FUND LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087932 Filed Document 0001315863-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INSIDETRACK INC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001303179 Filed Document 0001243233-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palladium Equity Partners IV, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. and Sabertia Capita Partners SL CIK Number 0001554773 Filed Document 0001554773-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Post Capital Equity Partners III LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rafael Astruc CIK Number 0001593543 Filed Document 0001393725-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KL Special Opportunities Fund LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Charles F. Gulden, Elizabeth D. Regan, and OPPENHEIMER & CO. INC. CIK Number 0001575813 Filed Document 0000919574-14-002847 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607350 Filed Document 0001566114-14-000036 Exclusions or Exemptions 506c Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Payscale Holdings, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $99,610,400 Associated Brokers / Dealers N/A CIK Number 0001607524 Filed Document 0001607524-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RallyPoint Networks, Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $5,299,999 Associated Brokers / Dealers N/A CIK Number 0001565538 Filed Document 0001565538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $5,408,493 Associated Brokers / Dealers N/A CIK Number 0001177703 Filed Document 0001461373-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EarlyShares.com, Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,912,474 Associated Brokers / Dealers N/A CIK Number 0001555488 Filed Document 0001555488-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CHAMPLAIN SMALL CAP FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457037 Filed Document 0001457037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAA ARC Fund, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491536 Filed Document 0001491536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
tPlus One Fund LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607498 Filed Document 0001607498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lumos Partners LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001607518 Filed Document 0001607518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EBY Hospitality Group LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607535 Filed Document 0001607535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
eCullet Inc See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001417507 Filed Document 0001417507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
1810 Investors, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607614 Filed Document 0001607614-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Chartwell Value Opportunities, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BOOMERANG CAPITAL LLC CIK Number 0001475414 Filed Document 0001413624-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphera Global Healthcare Fund See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544727 Filed Document 0001607479-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA ENERGY PROJECT, LLLP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001587997 Filed Document 0001587997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Coferon, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Working Capital Partners, Ltd See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524900 Filed Document 0001524900-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gigwalk Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $10,139,061 Associated Brokers / Dealers N/A CIK Number 0001519017 Filed Document 0001243233-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sevo Nutraceuticals, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers n/a CIK Number 0001552703 Filed Document 0001552703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Spreedly, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $499,793 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001579202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SANDERSON INTERNATIONAL VALUE FUND See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231844 Filed Document 0001231844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR COMMODITY LONG/SHORT FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001500452 Filed Document 0001382963-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juno Therapeutics, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $97,000,000 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ecotrust Forests II, LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001577624 Filed Document 0001577624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CAIS OZMF Ltd. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607346 Filed Document 0001566114-14-000037 Exclusions or Exemptions 506c Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDERSON INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277934 Filed Document 0001277934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund