Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OZDPII Private Investors LLC See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001455514 Filed Document 0000950103-15-000940 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INDUCTIVE CAPITAL L P See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001366400 Filed Document 0000935836-15-000085 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cannae Capital Partners LTD See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563265 Filed Document 0001563265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE Pueblo AM, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $5,176,125 Associated Brokers / Dealers N/A CIK Number 0001631581 Filed Document 0001631581-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HORIZON KINETICS VOLATILITY PREMIUM FUND, LP See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632274 Filed Document 0001632274-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC Ranger, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001632707 Filed Document 0000950172-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $638,153 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Triage East LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001632643 Filed Document 0001632643-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RCG Longview Principal Partners II, LP See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633203 Filed Document 0001633203-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSV MA REAL CO HOLDINGS, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001632821 Filed Document 0001632821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Capital Emerging Markets 2013, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001563682 Filed Document 0001563682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WiseBanyan Holdings, Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001632610 Filed Document 0001632610-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVIDUS MANAGEMENT GROUP INC. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $429,034 Associated Brokers / Dealers N/A CIK Number 0001508153 Filed Document 0001183740-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Slingshot Power, PBC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001632662 Filed Document 0001632662-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Pnly-Fund, a series of AngelList-KaAl-Funds, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $255,005 Associated Brokers / Dealers N/A CIK Number 0001629257 Filed Document 0001629257-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Sdia-Fund, a series of AngelList-RiMa-Funds, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $265,000 Associated Brokers / Dealers N/A CIK Number 0001632601 Filed Document 0001632601-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bkon LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001552964 Filed Document 0001552964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALLEGIS VI LP, AN ALLEGIS CYBER INNOVATION FUND See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594829 Filed Document 0001594829-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tower Square Capital Partners IV-A, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001598727 Filed Document 0001598727-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAPOLLA INDUSTRIES INC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $1,407,000 Associated Brokers / Dealers N/A CIK Number 0000875296 Filed Document 0001140361-15-004144 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Reshape Medical, Inc. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Perry Investors Offshore Ltd. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001512304 Filed Document 0000950103-15-000939 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trek10 Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001633133 Filed Document 0001633133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
USB Focus Fund SemaConnect 3-A LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $7,804,724 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001623882 Filed Document 0001623882-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P2 Capital Master Fund V, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485148 Filed Document 0001181431-15-002058 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Instream Energy Systems Corp. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $120,354 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
LUMINUS ENERGY PARTNERS LTD See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342506 Filed Document 0001140361-15-008184 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Twin Tree Capital Offshore Partners, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509316 Filed Document 0001509316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FG US Holdings 2 LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001632760 Filed Document 0001632760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners, LP See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216215 Filed Document 0000902664-15-000423 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Esquire Financial Holdings, Inc. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler O'Neil + Partners, L.P. CIK Number 0001531031 Filed Document 0001531031-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HFS Montrose Portfolio I, LP See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $1,630,000 Associated Brokers / Dealers N/A CIK Number 0001632742 Filed Document 0001632742-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Albizia ASEAN Opportunities Fund See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598496 Filed Document 0001598496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cannae Capital Partners(Onshore), LP See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563304 Filed Document 0001563265-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOWDiagnostics, Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $6,208,000 Associated Brokers / Dealers None CIK Number 0001572736 Filed Document 0001572736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry Technology Fund II LLC, Series E-5 See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001632329 Filed Document 0001632329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Redhop LP See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606860 Filed Document 0001606860-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuMat Technologies, Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $6,375,000 Associated Brokers / Dealers N/A CIK Number 0001579978 Filed Document 0001579978-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tap House Great Plains, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001631939 Filed Document 0001631939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Velan-Assure-Fund, a series of AngelList-AV-Funds, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001631913 Filed Document 0001631913-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivo Capital Fund VIII, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised $600,650,000 Associated Brokers / Dealers N/A CIK Number 0001618788 Filed Document 0001618788-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maltman TPII LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $2,725,000 Associated Brokers / Dealers N/A CIK Number 0001632717 Filed Document 0001632717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mobile Money Americas Corp See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001632777 Filed Document 0001632777-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AngelList-Iero-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $905,100 Associated Brokers / Dealers N/A CIK Number 0001631912 Filed Document 0001631912-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYCE GLOBAL EXPLORER FUND, LTD. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599521 Filed Document 0000919574-15-000966 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Sion-Fund, a series of AngelList-DC-Funds, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $266,500 Associated Brokers / Dealers N/A CIK Number 0001632603 Filed Document 0001632603-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ApplePie Finance, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001630410 Filed Document 0001630410-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
StratoScientific, Inc. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001632815 Filed Document 0001632815-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Stsy-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $137,050 Associated Brokers / Dealers N/A CIK Number 0001631188 Filed Document 0001631188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DST INVESTMENTS XI, L.P. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631057 Filed Document 0001631057-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund