Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DFINE INC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $17,490,000 Associated Brokers / Dealers N/A CIK Number 0001330003 Filed Document 0001330003-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Strategies Real Estate Income Fund, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001594908 Filed Document 0001594908-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Woodlands Hotel Investments, LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers Richard Ach and Donald W. Lee CIK Number 0001595567 Filed Document 0001595567-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Revolights, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595090 Filed Document 0001595090-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ShareSafe Solutions, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001595546 Filed Document 0001595546-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CIC Bayshore, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001595149 Filed Document 0001595149-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Midway Stratford, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001595351 Filed Document 0001595351-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Diamond Hill Valuation-Weighted 500, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diamond Hill Capital Management, Inc. CIK Number 0001582484 Filed Document 0001582489-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PRISA LHC, LLC See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595472 Filed Document 0001595472-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tallwave, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001547368 Filed Document 0001547368-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Idibon, Inc. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001574092 Filed Document 0001574092-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AEGIS MOBILITY INC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001450421 Filed Document 0001140361-13-047832 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Partners, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510127 Filed Document 0001140361-13-047666 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acclaris Holdings, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001496697 Filed Document 0001496697-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JAND, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001504776 Filed Document 0001504776-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INTELLIGENT PORTAL SYSTEMS, INC. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001594828 Filed Document 0001594828-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MemberSuite, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001595496 Filed Document 0001595496-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $6,776,483 Associated Brokers / Dealers David Fisher, Thomas Chisholm, and Kevin Ballou CIK Number 0001135856 Filed Document 0001135856-13-000334 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Elevar Equity III, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001595118 Filed Document 0001595118-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unique Solutions Design Ltd. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $866,769 Associated Brokers / Dealers N/A CIK Number 0001463412 Filed Document 0001144204-13-069484 Exclusions or Exemptions 506c Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marketo, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $11,743,735 Associated Brokers / Dealers N/A CIK Number 0001490660 Filed Document 0001490660-13-000037 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Timber Resources LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Teachers Personal Investors Services, Inc. CIK Number 0001595207 Filed Document 0001595207-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boulder Dam Credit Fund LLC See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538355 Filed Document 0001538355-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascension Starcrest, LP See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $6,365,000 Associated Brokers / Dealers N/A CIK Number 0001595532 Filed Document 0001595532-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arium Towne Lake REIT, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595540 Filed Document 0001595540-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
South Ridge Investors, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,760,000 Associated Brokers / Dealers N/A CIK Number 0001595141 Filed Document 0001595141-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SUMMIT FINANCIAL SERVICES GROUP INC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $280,450 Associated Brokers / Dealers N/A CIK Number 0001261436 Filed Document 0001209191-13-058862 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MAVENLINK, INC. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001531055 Filed Document 0001531055-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Medicast-Funds, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $68,000 Associated Brokers / Dealers N/A CIK Number 0001595222 Filed Document 0001595222-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OPGEN INC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
MBT FINANCIAL CORP See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Donnelly Penman & Partners CIK Number 0001118237 Filed Document 0001144204-13-069399 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LBC Credit Partners Parallel III, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001565812 Filed Document 0001565812-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockstep Scottsbluff LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595303 Filed Document 0001209191-13-058805 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RCP-DR, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $6,990,000 Associated Brokers / Dealers N/A CIK Number 0001595486 Filed Document 0001595486-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Hyperion Capital Partners Volatility Arbitrage Fund, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590792 Filed Document 0001590792-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Hill Global Fund, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diamond Hill Capital Management, Inc, CIK Number 0001582489 Filed Document 0001582489-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CUNEXUS SOLUTIONS INC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001439787 Filed Document 0001439787-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GUSTO WOOD FIRE GRILL, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001591390 Filed Document 0001591390-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $5,817,741 Associated Brokers / Dealers David Fisher, Thomas Chisholm, and Kevin Ballou CIK Number 0001135856 Filed Document 0001135856-13-000335 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $17,040,000 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-13-000330 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TIVERTON INVESTMENTS LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360420 Filed Document 0001360420-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONACO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iagnosis, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $7,425,644 Associated Brokers / Dealers N/A CIK Number 0001543039 Filed Document 0001543039-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
200 North Michigan Owner, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595468 Filed Document 0001595468-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AdFin Solutions, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $4,484,375 Associated Brokers / Dealers N/A CIK Number 0001595302 Filed Document 0001595302-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Rapids Development Group, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers N/A CIK Number 0001571370 Filed Document 0001571370-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
J.P. Morgan European Corporate Finance Institutional Investors V LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595438 Filed Document 0001012975-13-000560 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CAZ Partners Fund, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001315863-13-000612 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund III Offshore, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001595431 Filed Document 0000902664-13-004078 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AV Therapeutics, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001537293 Filed Document 0001185185-13-002707 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Bioceptive, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001527900 Filed Document 0001527900-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity