Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HealthScripts of America - Frisco, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001597056 Filed Document 0001597056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Tax LLP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Big Lake Hotel Group, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers Big Lake Hotel Group, LLC CIK Number 0001597321 Filed Document 0001597321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Optimine Software, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001504208 Filed Document 0001504208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Swanson River Capital Partners LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565053 Filed Document 0001264128-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMBS Securitized Products Fund LTD See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597305 Filed Document 0001597305-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Demeter Capital Group LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596877 Filed Document 0001596877-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Income Properties, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001597148 Filed Document 0001010412-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Curtis Mathes, Inc. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001592786 Filed Document 0001592786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Suntex Fund III LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597322 Filed Document 0001597322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Salient Risk Parity Fund V15, LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, John C. Dawson III, Gregory A. Reid, Matthew P. Summers, Fred L. Williams, Jr., Arthur H. Sherman, David E. Hicks, William W. Cathriner II, Phillip M. Plant, J. Matthew Newtown, Stephen D. Strake, and Matthew H. Moncrief CIK Number 0001544372 Filed Document 0001544372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND PARTNERS FUND I LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001121653 Filed Document 0001405086-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DrivingSales, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $3,177,000 Associated Brokers / Dealers N/A CIK Number 0001597402 Filed Document 0001597402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SERIES B (PRIVATE DEBT) - PANORAMA POINT PARTNERSHIP, LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593449 Filed Document 0001593449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ethio-American Doctors Group, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None -- N/A CIK Number 0001550841 Filed Document 0001550841-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
VOICEPLATE.COM See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Lino Caringal CIK Number 0001548365 Filed Document 0001548365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RAM Fund LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Keith Perry CIK Number 0001451325 Filed Document 0001451325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VSC Holdings, Inc. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $2,173,000 Associated Brokers / Dealers N/A CIK Number 0001528024 Filed Document 0001528024-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Credit Partners II Offshore Core Feeder L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none, none, none, none, none, and none CIK Number 0001581274 Filed Document 0001181431-14-002623 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AUTOMATED CAPITAL SYSTEMS FUND, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544004 Filed Document 0001544004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Morgan Stanley Credit Partners II Onshore Core Feeder L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none, none, none, none, none, and none CIK Number 0001581275 Filed Document 0001181431-14-002630 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Valo Group Fund, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470538 Filed Document 0001470538-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Marlin Fund II, Limited Partnership See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kuck, Roxane Mellor, and Thomas R. Mellor CIK Number 0001159087 Filed Document 0000919574-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fintan Investments Ltd See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners, LLC CIK Number 0001325829 Filed Document 0001140361-14-002488 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Verandas-Phoenix LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001596720 Filed Document 0001596720-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Salient MLP TE Fund, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, and Andrew Linbeck CIK Number 0001540932 Filed Document 0001540932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TCM Momentum Fund LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001569476 Filed Document 0001569476-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
GLOBAL OPTION GROUP LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437344 Filed Document 0001437344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
MV Startup Fund V Series 1 See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001590279 Filed Document 0001590279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Oak Street Health, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001564406 Filed Document 0001564406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONAL FUEL SOLUTIONS, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $3,302,600 Associated Brokers / Dealers N/A CIK Number 0001593765 Filed Document 0001593765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CTI SCIENCE, INC. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001431739 Filed Document 0001144204-14-002531 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
JDPT Holdings, L.P. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597206 Filed Document 0001505165-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund V Series 2 See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001593282 Filed Document 0001593282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ING FINANCIAL PARTNERS INC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424367 Filed Document 0001140361-14-002426 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Other
Clearing, SPC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001597283 Filed Document 0001597283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Broadmark Dynamic Enhanced Equity Alpha Fund, LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NATIONAL SECURITIES CORPORATION CIK Number 0001306644 Filed Document 0000919574-14-000294 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Circles Fund LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346454 Filed Document 0001346454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Partners Fund II BPO, Ltd. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001366848 Filed Document 0001405086-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EMPERY TAX EFFICIENT, LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597111 Filed Document 0001597111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001595669 Filed Document 0000898432-14-000187 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andor Opportunity Offshore Fund Ltd See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517636 Filed Document 0000919574-14-000302 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AquaSpy Group, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers None CIK Number 0001493759 Filed Document 0001493759-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
TIY Academy, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594454 Filed Document 0001594454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BR SQUARED FINANCIAL, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516286 Filed Document 0001516286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
ASCEND PARTNERS FUND I, LTD. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001140329 Filed Document 0001405086-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NCD INVESTORS, A DELAWARE MULTIPLE SERIES LLC/AOPTIX TECHNOLOGIES (SECONDARY PURCHASE) - (NCD SERIES A) See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597261 Filed Document 0001597261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABACI CAPITAL, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541441 Filed Document 0001541441-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity