Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lysosomal Therapeutics, Inc. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $20,000,004 Associated Brokers / Dealers N/A CIK Number 0001607854 Filed Document 0001607854-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Partners Ltd. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175160 Filed Document 0000919574-15-000986 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAIROS CATASTROPHE FUND L.P. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467861 Filed Document 0001467861-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
KAIROS CATASTROPHE FUND, LTD. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474568 Filed Document 0001474568-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BioLogiQ, Inc. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001518721 Filed Document 0001518721-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001611034 Filed Document 0001405086-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rustic Canyon Family of Restaurants, Inc. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001632453 Filed Document 0001632453-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AEI Net Lease Portfolio II DST See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised $20,070,000 Associated Brokers / Dealers FINRA Member Broker-Dealers CIK Number 0001627533 Filed Document 0001627533-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND - FIRST STATE INVESTMENTS INTERNATIONAL LTD See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northern Trust Securities, Inc. CIK Number 0001423236 Filed Document 0001405086-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SENSICS INC See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001429714 Filed Document 0001429714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Wild Squirrel LLC See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001601294 Filed Document 0001601294-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Element One LLC See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001633044 Filed Document 0001633044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
600 Summer, LP See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $4,429,516 Associated Brokers / Dealers N/A CIK Number 0001632805 Filed Document 0001632805-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Homeowner Preservation LLC Series 2014B See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001630648 Filed Document 0001630648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simbulus, Inc. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $999,998 Associated Brokers / Dealers N/A CIK Number 0001632820 Filed Document 0001632820-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Life Image Inc. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001459703 Filed Document 0001140361-15-004233 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Okoboji Capital Partners, L.P. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143698 Filed Document 0001095449-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Fund Ltd See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347973 Filed Document 0001347973-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Certus Financial Group LLC See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard J Roberts CIK Number 0001542145 Filed Document 0001542145-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M3 Biotechnology, Inc. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001620463 Filed Document 0001620463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
IRON CATASTROPHE FUND, L.P. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474572 Filed Document 0001474572-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Keepe Up, Inc. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001632751 Filed Document 0001632751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PALOMINO FUND LTD. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376149 Filed Document 0000919574-15-001003 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MULTI-ADVISOR FUNDS SMALL VALUE FUND- VAUGHAN NELSON INVESTMENT MANAGEMENT, LP See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northern Trust Securities, Inc. CIK Number 0001458298 Filed Document 0001405086-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nimbus Weather Fund Ltd See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC CIK Number 0001347885 Filed Document 0001347885-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Paulson Advantage Plus Fund, L.P. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001472224 Filed Document 0001566114-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyde Beach Partners LLC See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001631497 Filed Document 0001631497-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DSCP STRATEGIC PARTNERS FUND, LLC See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001632732 Filed Document 0001632732-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Emerging (Free) Markets Country Fund See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH BRIDGE CAPITAL LLC CIK Number 0001467835 Filed Document 0001504674-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESPBP Intermediate Holdings LLC See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606131 Filed Document 0000895345-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MIF VALUE FUND, LP See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised $13,365,000 Associated Brokers / Dealers N/A CIK Number 0001619364 Filed Document 0001619364-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CIFC CLO Warehouse Fund Onshore Feeder L.P. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632938 Filed Document 0001632938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOCO II Acquisitions, LLC See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001632645 Filed Document 0001632645-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FiscalNote, Inc. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $10,999,981 Associated Brokers / Dealers N/A CIK Number 0001631322 Filed Document 0001631322-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Spotzer Inc. See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617199 Filed Document 0001617199-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ONYX CATASTROPHE FUND LTD See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370064 Filed Document 0001370064-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
POINTER LP See All Filings	D/A	2015-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000863935 Filed Document 0000863935-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Social Bicycles - II) L.P. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001632891 Filed Document 0001632891-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
BOLD STROKE VENTURES INC. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $197,500 Associated Brokers / Dealers N/A CIK Number 0001595667 Filed Document 0001595667-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Direct Eats, Inc. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001633177 Filed Document 0001553350-15-000112 Exclusions or Exemptions 505 and 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Business Insider, Inc. See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $24,999,996 Associated Brokers / Dealers N/A CIK Number 0001498253 Filed Document 0001498253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2015-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TALON SPP, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001632479 Filed Document 0001632479-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
RB-CIV Savannah Investment Holdings LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $23,872,500 Associated Brokers / Dealers N/A CIK Number 0001632762 Filed Document 0001632762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HOPLITE PARTNERS, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351763 Filed Document 0000919574-15-000946 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWER'S SECRET, INC. See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001138738 Filed Document 0001138738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Fountains Germantown Holdings, LLC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001632614 Filed Document 0001632614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Charter Asset Management Fund, L.P. See All Filings	D/A	2015-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595267 Filed Document 0001595267-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAPOLLA INDUSTRIES INC See All Filings	D	2015-02-04 00:00:00 UTC
Amount To Be Raised $978,288 Associated Brokers / Dealers N/A CIK Number 0000875296 Filed Document 0001140361-15-004162 Exclusions or Exemptions 506b Accepted Date 2015-02-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity