Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CCAP Fund 4, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538777 Filed Document 0001538777-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BeaconLight Offshore Fund, Ltd. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483278 Filed Document 0000919574-14-000382 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RANGER SPECIALTY INCOME FUND, LTD See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners, LLC CIK Number 0001597190 Filed Document 0001597190-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Enginuity Worldwide LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Nancy M. Heimann CIK Number 0001597809 Filed Document 0001597809-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stormchief Catastrophe Services, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers No Sales Compensation CIK Number 0001597984 Filed Document 0001597932-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ADVISORY RESEARCH INTERNATONAL VALUE FUND LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455870 Filed Document 0001455870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trading Block Holdings, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,302,812 Associated Brokers / Dealers N/A CIK Number 0001508690 Filed Document 0001508690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
WEXFORD SPECTRUM FUND, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459430 Filed Document 0000902664-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KLONDEX MINES LTD See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $4,166,699 Associated Brokers / Dealers GMP Securities L.P., MGI Securities Inc., Mackie Research Capital Corporation, M Partners Inc., Jones, Gable & Company Limited, and PI Financial Corp. CIK Number 0001311605 Filed Document 0001140361-14-003028 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LSOP 3 REIT PA, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001597449 Filed Document 0001597449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
IOSEMANTICS LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LFC Alpha Ltd See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001386533 Filed Document 0001386533-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Enverid Systems, Inc. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $4,289,382 Associated Brokers / Dealers N/A CIK Number 0001590759 Filed Document 0001590759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DERWOOD REALTY CORP. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001598229 Filed Document 0001598226-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN TRUST BUYOUT (U.S.) FUND V, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001535612 Filed Document 0001597836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL LOW VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442329 Filed Document 0001442329-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YourPeople, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $17,104,682 Associated Brokers / Dealers N/A CIK Number 0001597587 Filed Document 0001597587-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Georgia AHI 2013 Fund A, LLC See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001582209 Filed Document 0001582209-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ATLAS QUANTITATIVE STRATEGIES, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001597951 Filed Document 0001171520-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
BeaconLight Domestic Fund, LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483277 Filed Document 0000919574-14-000381 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRC Emerging Managers Fund of Funds, LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley & Co., LLC CIK Number 0001516607 Filed Document 0001516607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Signal Capital, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001597802 Filed Document 0001597802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Tiburon Credit Opportunities Fund, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479781 Filed Document 0001479781-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW MultiOp Bakken Infill #3, LP See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001597933 Filed Document 0001597933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DW Whiting Red River #1, LP See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001597898 Filed Document 0001597898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
12655 WEST JEFFERSON OWNER, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001596513 Filed Document 0001596513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yazoo Capital Corp See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001539120 Filed Document 0001539120-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSISSIPPI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Ciminelli Real Estate Investment Fund 1, L.P. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001592526 Filed Document 0001592526-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Point6 LLC See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised $1,050,168 Associated Brokers / Dealers CircleUp CIK Number 0001563170 Filed Document 0001563170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vermeer Weather Fund, Ltd. See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567106 Filed Document 0001567106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Think Investments Fund LP See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597686 Filed Document 0001597678-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOUR GSA PROPERTIES HOLDINGS DST See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $359,006,396 Associated Brokers / Dealers Clearview Trading Advisors, Inc. CIK Number 0001597862 Filed Document 0001140361-14-002858 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
Beartooth Capital II, LP See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised $33,275,000 Associated Brokers / Dealers N/A CIK Number 0001510271 Filed Document 0001315863-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORGE Life Science, LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001597945 Filed Document 0001597945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Prism Jade Fund, L.P. See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486371 Filed Document 0001486371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Lively LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001584513 Filed Document 0001584513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
City Finance Co II LLC See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567648 Filed Document 0000935836-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GROWLIFE, INC. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers NA CIK Number 0001161582 Filed Document 0001079974-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ROYAL BANK OF CANADA See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $6,325,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-000507 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
BORONIA DIVERSIFIED FUND US LP See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305562 Filed Document 0001305562-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONGATE GLOBAL ALPHA FUND, LLC See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489569 Filed Document 0001144204-14-003454 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edenbrook Value Fund, LP See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540090 Filed Document 0000919574-14-000359 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeMoss Alternative Opportunities Offshore Fund, Ltd. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540124 Filed Document 0001540124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Lazard Emerging Markets Core Equity Trust See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001597552 Filed Document 0001597552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightline Capital Partners, LP See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Creek Butler CIK Number 0001334107 Filed Document 0000919574-14-000366 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birch Creek RMBS Value Fund, L.P. See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001526067 Filed Document 0001526067-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Microbion Corp See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers N/A CIK Number 0001318639 Filed Document 0001318639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
AtheroNova Inc. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001377053 Filed Document 0001377053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CP Crestview, LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001597271 Filed Document 0001597271-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WCG Partners LP See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414562 Filed Document 0001140361-14-002853 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund