Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
95/58 Emporia Partners, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001594927 Filed Document 0001594927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Teton Fund, L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595271 Filed Document 0001595271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acrecent Financial Corp See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001579153 Filed Document 0001579153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PUERTO RICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Reservoir Resource Partners, L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001595182 Filed Document 0001595182-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairfield Reflections REIT See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595696 Filed Document 0001595696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawaiian Legacy Hardwoods LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Actively Learn Inc. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $685,190 Associated Brokers / Dealers N/A CIK Number 0001586575 Filed Document 0001586575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EmergeVest Fund LP See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595188 Filed Document 0001595188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Ledge Long/Short Fund, LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509378 Filed Document 0000919574-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Shores Bancorporation, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $12,320,000 Associated Brokers / Dealers N/A CIK Number 0001477842 Filed Document 0001477842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Arizona Custard, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001595716 Filed Document 0001595716-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IR4C Inc See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001550324 Filed Document 0001550324-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Maple Bay Asset Management See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001595599 Filed Document 0001595599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Durham Enterprises Corp See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001595707 Filed Document 0001595707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
DALTON GREATER CHINA OFFSHORE FEEDER FUND See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384438 Filed Document 0001209191-14-000553 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIREF INTERNATIONAL FUND II PTE LTD See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Elara Securities Inc CIK Number 0001595592 Filed Document 0001595592-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Other
LyfeStart International, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001588555 Filed Document 0001588555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Almitas Opportunity Fund LP See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595361 Filed Document 0001595361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopoff Strategic Income Fund, L.P. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001566276 Filed Document 0001566276-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Deanslist, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001595310 Filed Document 0001595310-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Midwest Energy/Exploration Partners, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001595680 Filed Document 0001595680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Other
BlueCava, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Social Finance NY State Workforce Re-Entry 2013 LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001594825 Filed Document 0001594825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE ENDOSCOPIC DEVICES INC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,924,169 Associated Brokers / Dealers N/A CIK Number 0001310090 Filed Document 0001310090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Donner 3-D Offset Joint Venture See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001595980 Filed Document 0001354488-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
ALT Bioscience LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers Brutus Clay CIK Number 0001424900 Filed Document 0001424900-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Akamatsu Fund See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592824 Filed Document 0001592823-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGW Premier Shooting Club, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595524 Filed Document 0001595524-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CSA Medical Inc See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001403000 Filed Document 0001403000-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ada Series Total Return Fund LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489783 Filed Document 0001489783-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Genestamp, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595806 Filed Document 0001595806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NRGTEQ USA INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595662 Filed Document 0001595662-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NB PINE ROCK FUND LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001456066 Filed Document 0001456066-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KeyView Labs, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001566760 Filed Document 0001198912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Unmanned Innovation Inc. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $14,959,440 Associated Brokers / Dealers N/A CIK Number 0001549546 Filed Document 0001549546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noro-Moseley Partners SBIC, L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585815 Filed Document 0001585815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSTARA NUTRIENT RECOVERY TECHNOLOGIES INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $629,207 Associated Brokers / Dealers N/A CIK Number 0001439004 Filed Document 0001439004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Arizona Custard, LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001595716 Filed Document 0001595716-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fairfield Woodway Square REIT See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595697 Filed Document 0001595697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR All Country International Equity Fund, L.P. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551417 Filed Document 0001551417-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M West Propco XXI LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595638 Filed Document 0001595638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fairfield Berkeley Place REIT See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595689 Filed Document 0001595689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fred Beverages Inc See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $307,377 Associated Brokers / Dealers N/A CIK Number 0001412652 Filed Document 0001140361-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ross Creek Partners, L.P. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499632 Filed Document 0001499632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Godley Marsh Fund, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,673,250 Associated Brokers / Dealers N/A CIK Number 0001595514 Filed Document 0001595514-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precision Ventures II, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001595558 Filed Document 0001595558-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DALTON ASIA (OFFSHORE FEEDER) FUND See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428064 Filed Document 0001209191-14-000535 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenfield Acquisition Partners VII, L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001595580 Filed Document 0000950172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Upland Software, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $19,826,344 Associated Brokers / Dealers N/A CIK Number 0001505155 Filed Document 0001505155-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BA Hedge Fund Solutions, LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459582 Filed Document 0001459582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund