Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BlueArc Absolute Return Fund (TE), Ltd. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566603 Filed Document 0001566603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Frontiers Fund LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464847 Filed Document 0001464847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Wager, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $3,123,760 Associated Brokers / Dealers N/A CIK Number 0001596963 Filed Document 0001104659-14-002296 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Corsair Capital Partners Fund LP See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001597050 Filed Document 0001597050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AC AUTOPAY LLC Series 2014 A-31 See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers, Inc. and Douglas Karpf, CPA CIK Number 0001597378 Filed Document 0001597378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SONARDESIGN, INC. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001595505 Filed Document 0001595505-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Media Gobbler, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $5,093,059 Associated Brokers / Dealers N/A CIK Number 0001515077 Filed Document 0001515077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TBC Offshore Ltd. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595864 Filed Document 0001140361-14-002087 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grandmaster Capital Fund Ltd See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510374 Filed Document 0001510374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
RoosterBio, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596044 Filed Document 0001596044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Parchment Inc. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $34,999,994 Associated Brokers / Dealers N/A CIK Number 0001512299 Filed Document 0001512299-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BAM Zie Fund, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596715 Filed Document 0001596715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barefoot Books, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,147,000 Associated Brokers / Dealers N/A CIK Number 0001596936 Filed Document 0001596936-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Union Labor Life Insurance Co See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Nisson, Deborah, Goetz, Griffin, Howe, Luke, Norkus, Michael, and Courtright, Donald CIK Number 0001465722 Filed Document 0001465722-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Over $100,000,000 Type of Security Other
Castanea Partners Fund IV, L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594911 Filed Document 0001596555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG NORTH GRAPHITE CORP. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $276,472 Associated Brokers / Dealers N/A CIK Number 0001537642 Filed Document 0001183740-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Airwavz Solutions, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001597791 Filed Document 0001597791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HBK Multi-Strategy Offshore Fund Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385653 Filed Document 0001385653-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kalion, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,027,351 Associated Brokers / Dealers N/A CIK Number 0001595918 Filed Document 0001595918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN DIVERSIFIED FUND LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145185 Filed Document 0001507943-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANITAS GLOBAL OPPORTUNITY FUND, LTD. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564467 Filed Document 0000919574-14-000210 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rambler's Way Farm, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001596069 Filed Document 0001596069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Urological Services, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $69,308 Associated Brokers / Dealers N/A CIK Number 0001479532 Filed Document 0001479532-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BURGUNDY FUNDS DST-GLOBAL FOCUSED OPPORTUNITIES PORTFOLIO See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340634 Filed Document 0001268624-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners 9, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592593 Filed Document 0001592593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIODESIX INC See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $16,362,306 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Manager Cayman Portfolio, Ltd. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595913 Filed Document 0001595913-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Route One Offshore Fund, Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503229 Filed Document 0000935836-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pinta Biotherapeutics, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $6,311,156 Associated Brokers / Dealers N/A CIK Number 0001593629 Filed Document 0001019687-14-000135 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HARBERT MACRO FUND, LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566438 Filed Document 0000919574-14-000215 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital International Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502358 Filed Document 0001502358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pallet USA, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,670,175 Associated Brokers / Dealers N/A CIK Number 0001597492 Filed Document 0000892712-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $24,680,164 Associated Brokers / Dealers Michael Moorhead, Jennifer Kephart, Monte Harrick, and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Avenue Europe Capital Solutions Feeder, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001596383 Filed Document 0000950103-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Autonomy Real Estate Fund III: Spain Opportunities Offshore LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566729 Filed Document 0001566729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, and Stephen D. Strake CIK Number 0001589065 Filed Document 0001589065-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kontagent Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $4,793,334 Associated Brokers / Dealers N/A CIK Number 0001493550 Filed Document 0001493550-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GNE DESIGN INC. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001595048 Filed Document 0001595048-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HICKOK INC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $716,880 Associated Brokers / Dealers N/A CIK Number 0000047307 Filed Document 0000047307-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Traina Interactive Corp. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers N/A CIK Number 0001541318 Filed Document 0001541318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Habitat Green Investments, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $5,082,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001596567 Filed Document 0001596567-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
METHES ENERGIES INTERNATIONAL LTD See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $2,612,321 Associated Brokers / Dealers ViewTrade Securities, Inc, Barrett and Company, and Finance 500, Inc. CIK Number 0001436549 Filed Document 0001595648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Chilton Global Natural Resources Long Opportunities (BVI) Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566830 Filed Document 0000950103-14-000216 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARIN/COURTYARD LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers N/A CIK Number 0001598396 Filed Document 0001598396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mountain RF Sensors, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597045 Filed Document 0001597045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Agamemnon Fund Ltd See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596451 Filed Document 0001596451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MESA VERDE VENTURE PARTNERS II, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001596580 Filed Document 0001144204-14-002045 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Other
Rhode Island Farm & Food Fund, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001596903 Filed Document 0001596903-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business RHODE ISLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Talisman Realty Capital, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566538 Filed Document 0001595990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morningside Analytics, Inc See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $4,663,042 Associated Brokers / Dealers N/A CIK Number 0001596801 Filed Document 0001596801-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity