Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLACKROCK GLOBAL HORIZONS I LP See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001426629 Filed Document 0001426629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMG CREDIT OPPORTUNITY FUND L.P. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527256 Filed Document 0000919574-14-003548 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMARTDATA CORP See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000827876 Filed Document 0001255294-14-000508 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Other
CAZ Energy Infrastructure Fund II, L.P. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571739 Filed Document 0001315863-14-000356 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINTON FUTURES FUND LTD See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC and Altegris Investments, Inc. CIK Number 0001388465 Filed Document 0001388465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COPsync, Inc. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised $256,000 Associated Brokers / Dealers N/A CIK Number 0001383154 Filed Document 0001185185-14-001434 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INERGETICS INC See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0000072170 Filed Document 0001144204-14-033507 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
AG Core Plus Realty Fund III, L.P. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and TransPacific Group LLC CIK Number 0001506642 Filed Document 0001315863-14-000351 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Opportunities Ltd See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413335 Filed Document 0000902664-14-002634 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Excelsior Private Markets Fund III (Master), LLC See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill, Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001572914 Filed Document 0001572914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finisterre Institutional Fund See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543946 Filed Document 0000919574-14-003567 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buffalo Forklift, LLC See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608993 Filed Document 0001608993-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
D-Wave Systems Inc. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $3,855,625 Associated Brokers / Dealers N/A CIK Number 0001547061 Filed Document 0001547061-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Anaplan, Inc. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $99,999,996 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001540755 Filed Document 0001540755-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FREE TO EAT, INC. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $1,543,600 Associated Brokers / Dealers N/A CIK Number 0001609015 Filed Document 0001609015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Site Diagnostics) L.P. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $641,200 Associated Brokers / Dealers N/A CIK Number 0001609303 Filed Document 0001609303-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Ohana Yoga, Inc. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608700 Filed Document 0001085760-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in Bizzabo) L.P. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $505,000 Associated Brokers / Dealers N/A CIK Number 0001609268 Filed Document 0001609268-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
TRADETOOLS TECHNOLOGY, INC. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001609080 Filed Document 0001609080-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
True Nature Inc See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001609118 Filed Document 0001609118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Debt
Harvest Technology Partners, L.P. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360727 Filed Document 0001095449-14-000081 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaSalle Asia Opportunity Fund IV, L.P. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001609103 Filed Document 0001140361-14-023264 Exclusions or Exemptions 506c Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Linnis ONE, LP See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608565 Filed Document 0001608565-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EUROSITE POWER INC. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528103 Filed Document 0001528103-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CAZ Real Estate Recovery Fund II, L.P. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575795 Filed Document 0001315863-14-000355 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackbird Academy, LLC See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised $1,628,500 Associated Brokers / Dealers N/A CIK Number 0001578868 Filed Document 0001578868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Sims Merrill Gardens III, LLC See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised $12,050,000 Associated Brokers / Dealers HJ Sims & Co., Inc. CIK Number 0001545238 Filed Document 0001545238-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
OurCrowd (Investment in Neverware II) L.P. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $134,500 Associated Brokers / Dealers N/A CIK Number 0001609304 Filed Document 0001609304-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Farber Continuum QP Fund, LP See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167804 Filed Document 0000945621-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upstart Network Trust See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603220 Filed Document 0001603220-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCM DISCOVERY FUND LP See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459510 Filed Document 0001459510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Lycaon Overseas Ltd See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486013 Filed Document 0000902664-14-002633 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DOUGLAS FALCON FUND, L.P. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593297 Filed Document 0001593297-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Consano Medical, Inc. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers Aaron Travis, Andrew Finnegan, Kevin Farrelly, and Ehrenberg Chesler Securities, Inc. CIK Number 0001609048 Filed Document 0001609048-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Powerlytics, Inc. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised $1,698,864 Associated Brokers / Dealers N/A CIK Number 0001534947 Filed Document 0001534947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Global Opportunity Fund See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478573 Filed Document 0000919574-14-003566 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Erdene Resource Development Corp See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $16,066 Associated Brokers / Dealers N/A CIK Number 0001398972 Filed Document 0001398972-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tallgrass Equity Health Sciences Fund, LP See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605769 Filed Document 0001605773-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Local Grown, LLC See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001609136 Filed Document 0001609136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Genovel Orthopedics, Inc. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606358 Filed Document 0001209191-14-036734 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Aver Informatics Inc. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001609215 Filed Document 0001609215-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Anderson City Beverage II, LLC See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $8,776,108 Associated Brokers / Dealers N/A CIK Number 0001607500 Filed Document 0001607500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
McGuire Denim, LLC See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592088 Filed Document 0001592088-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orthopedic Specialists of North America, PLLC See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001609478 Filed Document 0001609478-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
TARA PARTNERS, LLC See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609167 Filed Document 0001140361-14-022962 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ventura LS2 Fund, LLC See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001607748 Filed Document 0001607748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Pantheon Systems, Inc. See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised $21,499,999 Associated Brokers / Dealers N/A CIK Number 0001509079 Filed Document 0001509079-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Principle Commodity Futures, LP See All Filings	D	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609038 Filed Document 0001609038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pan Capital Energy Fund, LP See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576519 Filed Document 0001315863-14-000354 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Private Equity Fund VIII, L.P. See All Filings	D/A	2014-05-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572946 Filed Document 0000902664-14-002632 Exclusions or Exemptions 506b Accepted Date 2014-05-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity