|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001294311
- Filed Document
- 0000919574-14-000065
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595892
- Filed Document
- 0001595892-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509940
- Filed Document
- 0000919574-14-000077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001337085
- Filed Document
- 0001337085-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable and Not applicable
- CIK Number
- 0001584485
- Filed Document
- 0001181431-14-001594
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518266
- Filed Document
- 0001518266-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001345015
- Filed Document
- 0000919574-14-000089
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001121944
- Filed Document
- 0001121944-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001419752
- Filed Document
- 0001419752-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596009
- Filed Document
- 0001596009-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Babson Capital Securities LLC
- CIK Number
- 0001565775
- Filed Document
- 0001565779-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595890
- Filed Document
- 0001595890-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566648
- Filed Document
- 0001566648-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595728
- Filed Document
- 0001178858-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567778
- Filed Document
- 0001567778-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,500,083
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541460
- Filed Document
- 0001541460-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001595872
- Filed Document
- 0001595872-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564928
- Filed Document
- 0001595867-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Brooklyn Hotel Group LLC
- CIK Number
- 0001595251
- Filed Document
- 0001594089-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591686
- Filed Document
- 0001591686-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473107
- Filed Document
- 0001473107-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580989
- Filed Document
- 0001594911-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $11,976,470
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001455096
- Filed Document
- 0001062993-14-000056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $30,000,005
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568651
- Filed Document
- 0001568651-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Health Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566474
- Filed Document
- 0000950172-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $3,103,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550379
- Filed Document
- 0001550379-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595338
- Filed Document
- 0000902664-14-000052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596280
- Filed Document
- 0001596280-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595477
- Filed Document
- 0001595477-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $56,391
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594856
- Filed Document
- 0001140361-14-001154
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595566
- Filed Document
- 0001595566-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530900
- Filed Document
- 0001530900-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596192
- Filed Document
- 0001546927-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001314281
- Filed Document
- 0001362118-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551237
- Filed Document
- 0001551237-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $4,875,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595582
- Filed Document
- 0001595582-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595719
- Filed Document
- 0001595719-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Babson Capital Securities LLC
- CIK Number
- 0001565779
- Filed Document
- 0001565779-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $3,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596184
- Filed Document
- 0001596184-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001294131
- Filed Document
- 0000919574-14-000064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001204178
- Filed Document
- 0000919574-14-000088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, Inc.
- CIK Number
- 0001378527
- Filed Document
- 0001378527-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001419755
- Filed Document
- 0001419755-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM")
- CIK Number
- 0001382446
- Filed Document
- 0001452732-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $30,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559017
- Filed Document
- 0001559017-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $578,078
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001334961
- Filed Document
- 0001334961-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Recipient Laidlaw & Company (UK) Ltd.
- CIK Number
- 0001388320
- Filed Document
- 0001213900-14-000064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595971
- Filed Document
- 0001595971-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595646
- Filed Document
- 0001595646-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-07 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001596045
- Filed Document
- 0001596045-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|