Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Opportunity Fund VIII, LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Mari Jo Larkin CIK Number 0001568835 Filed Document 0001568835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Crestline Offshore Menlo Fund, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565305 Filed Document 0000902664-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oakley-Allons Road Prospect See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $696,000 Associated Brokers / Dealers N/A CIK Number 0001593611 Filed Document 0001593611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Roth Gazillion I, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,120,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001595876 Filed Document 0001595876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRESIDENT & FELLOWS OF HARVARD COLLEGE See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315016 Filed Document 0000315016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Other
HUSKY VENTURES, INC. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
INNOVUS PHARMACEUTICALS, INC. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001411879 Filed Document 0001144204-14-000873 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
KNOWLEDGE DELIVERY SYSTEMS INC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001225818 Filed Document 0001225818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NetClarity, Inc. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001551237 Filed Document 0001551237-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BTTF LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001575873 Filed Document 0001575873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Guthrie County Bancshares, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595811 Filed Document 0001595811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Savin, Ltd. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595339 Filed Document 0000902664-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTECH International Large Cap Core Fund LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595978 Filed Document 0001595978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aplicor, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001449441 Filed Document 0001449441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
B4C Technologies, Inc. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001588811 Filed Document 0001553350-14-000019 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Catalina Sea Ranch, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001596025 Filed Document 0001596025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Holualoa Sky 123, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595758 Filed Document 0001595758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Wilsonart International Holdings LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595941 Filed Document 0001181431-14-001642 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Long-Short Fund (EUR & GBP) Ltd See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467586 Filed Document 0000919574-14-000087 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Credit Strategies, Ltd. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378528 Filed Document 0001378527-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Energy Group Sullivan #1-32 Joint Venture, LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001596094 Filed Document 0001596094-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
WATERFRONT LAND INVESTMENTS FUND I LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $424,647 Associated Brokers / Dealers N/A CIK Number 0001394788 Filed Document 0001394788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
STANFORD ALUMNI ANGELS EAST FUND 2013-C, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595030 Filed Document 0001595030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenview Equities LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001594089 Filed Document 0001594089-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pennybacker III Eagle, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001595654 Filed Document 0001181431-14-001938 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DCC NC, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers RICHARD LEVENSON CIK Number 0001596039 Filed Document 0001596039-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EZ LIFT Rescue Systems, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001553191 Filed Document 0001553191-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bear Creek Gold & Copper Co., LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001516017 Filed Document 0001516017-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Coro Mining Corp See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,169,002 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001329800 Filed Document 0001329800-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Adam Smith Ventures, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,571,840 Associated Brokers / Dealers ERNEST L. SMITH, DUVAN L. BROCK, JERRY E. DEMPSEY JR, JERRY L. PARRISH, JOHN H. LORD, MARK M. HEADRICK, and MARK C. PEDERSEN CIK Number 0001563621 Filed Document 0001563621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tricadia Credit Strategies, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378527 Filed Document 0001378527-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SARA CREEK GOLD CORP. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001415286 Filed Document 0001352362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Physical Commodity Traders #1 LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555351 Filed Document 0001555351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Tech Corp. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $636,520 Associated Brokers / Dealers N/A CIK Number 0001451512 Filed Document 0001477932-14-000052 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Franklin Templeton Emerging Market Debt Opportunities Fund, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas John Dickson, John Carter Bailey, Jr., Daniel R. Veddern, Sr., and Brian Zeiler CIK Number 0001504957 Filed Document 0001504957-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Global Systematic Traders Fund #4 LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555352 Filed Document 0001555352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light in the Tunnel LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529590 Filed Document 0001181431-14-002317 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Preserve at Wolf Laurel Fund, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,114,600 Associated Brokers / Dealers N/A CIK Number 0001595543 Filed Document 0001595543-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weiss Multi-Strategy Partners II (Cayman) Ltd. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509058 Filed Document 0000919574-14-000079 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arjuna Income & Impact Fund, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596022 Filed Document 0001596022-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egerton Capital Partners, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467583 Filed Document 0000919574-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tagwhat Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,345,389 Associated Brokers / Dealers N/A CIK Number 0001596098 Filed Document 0000950138-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Multi-Strategy Partners II LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509059 Filed Document 0000919574-14-000081 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Vision Development Corp. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001564262 Filed Document 0001564262-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
INTECH U.S. Managed Volatility Fund LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596014 Filed Document 0001596014-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONEWORK PARTNERS LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436452 Filed Document 0001436452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERGEYS REALTY CO See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001433864 Filed Document 0001345560-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Northeastern Ohio Hotel Energy Fund, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001596027 Filed Document 0000906318-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Joule Energy Reduction Asset Fund, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001595739 Filed Document 0001595739-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOX RUN ALPHA FUND LP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455434 Filed Document 0001455434-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity