Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PM Fund III LLC See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers none CIK Number 0001607372 Filed Document 0001607372-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Genius Brands International, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001355848 Filed Document 0001019687-14-002169 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Foundation Specialty Financing Fund, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $7,085,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001609281 Filed Document 0001609281-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Amvona Fund, LP See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557348 Filed Document 0001546927-14-000121 Exclusions or Exemptions 506c Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Drill Map, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $3,227,781 Associated Brokers / Dealers N/A CIK Number 0001562352 Filed Document 0001562352-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Rethink Autism, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001433164 Filed Document 0001433164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCCP Mezzanine Recovery Partners I, L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001607030 Filed Document 0001607030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KCM MID CAP VALUE FUND LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358550 Filed Document 0001358550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Financial Services Fund, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $5,970,000 Associated Brokers / Dealers None CIK Number 0001609294 Filed Document 0001609294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ramius Co-Investment III LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609282 Filed Document 0001609282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Global Funds, LLC - BBH Credit Value Series See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596136 Filed Document 0001596136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROTEON THERAPEUTICS INC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $29,565,934 Associated Brokers / Dealers N/A CIK Number 0001359931 Filed Document 0001140361-14-023275 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Strategic Credit Fund C (Cayman), L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607509 Filed Document 0001607509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MetaIntell, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607790 Filed Document 0001607790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VESEY STREET FUND V-M, L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608685 Filed Document 0001603977-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDSTREAM FUND LTD See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426240 Filed Document 0001393725-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HSM 3024 Hwy 121, Ltd. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608875 Filed Document 0001608875-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Agro Nica Holdings LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001607846 Filed Document 0001015325-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business BELIZE Revenue or Assets Decline to Disclose Type of Security Equity
entegra technologies inc. See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $785,000 Associated Brokers / Dealers N/A CIK Number 0001582833 Filed Document 0001582833-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Caspian Graphene, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001609371 Filed Document 0001609371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PING IDENTITY CORP See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $468,000 Associated Brokers / Dealers N/A CIK Number 0001217320 Filed Document 0001217320-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Rideau Analytics, LLLP See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550477 Filed Document 0001550477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Financial Services Fund, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers None CIK Number 0001609294 Filed Document 0001609294-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TIDE PETROLEUM CORP. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609596 Filed Document 0001520138-14-000121 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Midway Lake Heather, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $4,535,000 Associated Brokers / Dealers N/A CIK Number 0001608757 Filed Document 0001608757-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Palma Investments, L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $89,267,000 Associated Brokers / Dealers N/A CIK Number 0001609296 Filed Document 0001609296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIVINGSOCIAL, INC. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,588,615 Associated Brokers / Dealers N/A CIK Number 0001439606 Filed Document 0001439606-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Crow Point L/S Portfolio, L. P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609137 Filed Document 0001609137-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHINEUS VOYAGER, L.P. See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001201665 Filed Document 0001201665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BitRock, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,165,824 Associated Brokers / Dealers N/A CIK Number 0001609368 Filed Document 0001609368-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAB EUROPEAN CREDIT OPPORTUNITIES FUND LTD See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426242 Filed Document 0001393725-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Directr, Inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609344 Filed Document 0001609344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
entegra technologies inc. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $785,000 Associated Brokers / Dealers N/A CIK Number 0001582833 Filed Document 0001582833-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Mack Real Estate Partners L.P. See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602580 Filed Document 0001012975-14-000337 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOBALINE INC. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $6,999,997 Associated Brokers / Dealers N/A CIK Number 0001563617 Filed Document 0001563617-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Credit Opportunities Fund LP See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffery Anderson, Mariner Group Capital Markets, Inc., and NYLIFE Distributors LLC CIK Number 0001460023 Filed Document 0001140361-14-023647 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Global Management LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $21,317,767 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-021511 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
212Gaming, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609027 Filed Document 0001609027-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arnold Capital Seed Fund, L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers n/a CIK Number 0001608800 Filed Document 0001608800-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PharmaMax Co-Investment Fund, LP See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001618634 Filed Document 0001618634-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sandler Cres I, LP See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571790 Filed Document 0001571790-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shea Ventures Opportunity Fund II, LP See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $77,407,000 Associated Brokers / Dealers EDI Financial, Inc. CIK Number 0001565218 Filed Document 0001609296-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PING IDENTITY CORP See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $492,000 Associated Brokers / Dealers N/A CIK Number 0001217320 Filed Document 0001217320-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
COBALT TECHNOLOGIES INC See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001381588 Filed Document 0001381588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orion WR Investment Associates, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,340,000 Associated Brokers / Dealers N/A CIK Number 0001609297 Filed Document 0001609297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
North Beach 610, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001609350 Filed Document 0001609350-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Genesis Financial Services Fund, LLC See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001609294 Filed Document 0001609294-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DLJ Real Estate Capital Partners V (China), L.P. See All Filings	D	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001609329 Filed Document 0001012975-14-000338 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contractual Income Fund, LP See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RiverRock Securities, LLC CIK Number 0001608025 Filed Document 0001608025-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nu-Med Plus, Inc. See All Filings	D/A	2014-05-28 00:00:00 UTC
Amount To Be Raised $171,500 Associated Brokers / Dealers N/A CIK Number 0001543637 Filed Document 0001548123-14-000228 Exclusions or Exemptions 506b Accepted Date 2014-05-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity