|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001526360
- Filed Document
- 0001526360-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552703
- Filed Document
- 0001552703-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001031912
- Filed Document
- 0001031912-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutshe Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc.
- CIK Number
- 0001330073
- Filed Document
- 0001315863-15-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577148
- Filed Document
- 0001577148-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
Baring Investment Series, LLC - Baring ACWI Ex US (SRI) Equity Fund
See All Filings
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539316
- Filed Document
- 0001539316-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $6,557,708
- Associated Brokers / Dealers
- Kenneth Dayton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001532025
- Filed Document
- 0001532025-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633426
- Filed Document
- 0001633426-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $15,039
- Associated Brokers / Dealers
- Mark Maizel and Andrew Kraus
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $3,994,718
- Associated Brokers / Dealers
- Robert Michael Reveley and Toby Robert Chandler
- CIK Number
- 0001572344
- Filed Document
- 0001572344-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001268577
- Filed Document
- 0000926877-15-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001482386
- Filed Document
- 0001566114-15-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527407
- Filed Document
- 0001013594-15-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483361
- Filed Document
- 0000902664-15-000741
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Town Hall
- CIK Number
- 0001633324
- Filed Document
- 0000919574-15-001275
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND
See All Filings
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443715
- Filed Document
- 0001443715-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $929,689
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633831
- Filed Document
- 0001633831-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453379
- Filed Document
- 0000919574-15-001376
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $5,750,000
- Associated Brokers / Dealers
- dealer
- CIK Number
- 0001631098
- Filed Document
- 0001631101-15-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001584477
- Filed Document
- 0001584477-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Microventure Marketplace Inc.
- CIK Number
- 0001623400
- Filed Document
- 0001623400-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $4,368,070
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633733
- Filed Document
- 0001633733-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001362185
- Filed Document
- 0001362185-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001599136
- Filed Document
- 0001625257-15-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $70,111
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000880009
- Filed Document
- 0001534122-15-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Microventure Marketplace Inc.
- CIK Number
- 0001626295
- Filed Document
- 0001626295-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001296063
- Filed Document
- 0000919574-15-001460
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001133709
- Filed Document
- 0001133709-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001487781
- Filed Document
- 0001487781-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499364
- Filed Document
- 0001499364-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631663
- Filed Document
- 0001631663-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634190
- Filed Document
- 0001634190-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001600043
- Filed Document
- 0001600043-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $318,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634009
- Filed Document
- 0001634009-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526884
- Filed Document
- 0000919574-15-001302
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kovitz Securities, LLC
- CIK Number
- 0001326297
- Filed Document
- 0001326297-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633996
- Filed Document
- 0001633996-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568786
- Filed Document
- 0001507943-15-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633823
- Filed Document
- 0001633823-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001600941
- Filed Document
- 0001566114-15-000031
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Coronation Global Opportunities Fund - Coronation Global Emerging Markets Fund
See All Filings
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633428
- Filed Document
- 0000943663-15-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435833
- Filed Document
- 0001012975-15-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kovitz Securities, LLC
- CIK Number
- 0001178694
- Filed Document
- 0001178694-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633128
- Filed Document
- 0001144204-15-009736
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001011109
- Filed Document
- 0001011109-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- JMP Securities LLC
- CIK Number
- 0001531394
- Filed Document
- 0001531394-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- dealer
- CIK Number
- 0001631101
- Filed Document
- 0001631101-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001526361
- Filed Document
- 0001526361-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001566870
- Filed Document
- 0001566870-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|