Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LAKE SHORE III Corp See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596430 Filed Document 0000913849-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Credit Ltd. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509893 Filed Document 0000919574-14-000136 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-BAY VISTA APARTMENTS I, LP See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $5,660,583 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, Torry Scott, Taher Gilani, Booby Kyle Cowand, Maria Escobar, Donald Beary, Jay Wallinger, John H. Towers, MF Long II, Steven Pfaff, Azam Jaber, Carl Fuhrmann, Javier Larrea, Paul Gautier, Thomas Faught, Craig Drewes Emerson, John (Bradley) Wilson, Ronn Kudlacek, Shannon G Kropp, Lisa Allen, Mikiel Featherston, Brian E Smith, and Michael L Murray CIK Number 0001587892 Filed Document 0001587892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fiera Capital Corp See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505817 Filed Document 0000950103-14-000333 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
FIRST CLASS VACATIONS, INC. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers Jeffrey Nahom, Jeff Vanderpol, Steve Kleinnman, and Paul Taylor CIK Number 0001595921 Filed Document 0001595921-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
SF FLA Realty, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Lori Mayfield, Phyllis J. Beck, and Patrick J. Whelchel CIK Number 0001594503 Filed Document 0001594503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Glenn Texas Oil Co See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001596216 Filed Document 0001596216-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Midsummer Small Cap, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500900 Filed Document 0000919574-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALARC OFFSHORE FUND, LTD. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596108 Filed Document 0000919574-14-000124 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EarlyShares.com, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001555488 Filed Document 0001555488-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SAV Holdings Corp. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001595406 Filed Document 0001595097-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RODA GROUP CLEAN TECH FUND XII, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596312 Filed Document 0001596312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSI Absolute Return Fund L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443886 Filed Document 0001443886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Backupify, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $4,413,013 Associated Brokers / Dealers N/A CIK Number 0001483365 Filed Document 0001483365-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Realistic Joneses Ltd Liability Co See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001596381 Filed Document 0001596381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Definitive Guardian Partners, LP See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ounavarra Capital LLC and Corestone Distributors, LLC CIK Number 0001463163 Filed Document 0000919574-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balestra Spectrum Partners II, LLC See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474073 Filed Document 0001315863-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOICE EXPLORATION INC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $968,300 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CS Capital Partners Marble L.P. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $81,760,000 Associated Brokers / Dealers N/A CIK Number 0001595298 Filed Document 0001595298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angler's Journey Media Group, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001596071 Filed Document 0001596071-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ComplexCare Holdings, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001596307 Filed Document 0001596307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bespoke Capital Strategies, L.P. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595677 Filed Document 0001595677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHNL, INC. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,839,000 Associated Brokers / Dealers N/A CIK Number 0001554567 Filed Document 0001554567-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Investor B, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $78,916,386 Associated Brokers / Dealers N/A CIK Number 0001596490 Filed Document 0001596489-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TEXAS REIN LLC See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001593703 Filed Document 0001593703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
NFI Income Strategies Fund, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566741 Filed Document 0001566741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meriwether Aggregates, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,276,820 Associated Brokers / Dealers N/A CIK Number 0001596449 Filed Document 0001596449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Serra Capital II, LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001597861 Filed Document 0001597861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
D & S Energy Corp. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,640,000 Associated Brokers / Dealers None CIK Number 0001383778 Filed Document 0001383778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Invisible Sentinel, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $6,869,826 Associated Brokers / Dealers N/A CIK Number 0001459223 Filed Document 0001192482-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Walterboro, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $227,206 Associated Brokers / Dealers N/A CIK Number 0001596198 Filed Document 0001461373-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance CO of Connecticut See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Kirk L. Penland, Thomas J. Hummer, Stanley F. Eckert, Samir H. Sheth, and Steven W. Broadbent CIK Number 0000733076 Filed Document 0000937834-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
School Current, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596117 Filed Document 0001596117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
RedLeaf Management Partners, L.P. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $4,570,000 Associated Brokers / Dealers N/A CIK Number 0001597024 Filed Document 0001597024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zoomin Market, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001595562 Filed Document 0001595562-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Zebra Grocery, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596134 Filed Document 0001596134-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PLAISANCE FUND LP See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462049 Filed Document 0000919574-14-000116 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellAware Holdings, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001566486 Filed Document 0001566486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quippi Corp See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,560,544 Associated Brokers / Dealers N/A CIK Number 0001597368 Filed Document 0001597368-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Utrip, Inc. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001559164 Filed Document 0001559164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Syntonic Wireless, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596442 Filed Document 0001596442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Xpliant, Inc. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001554228 Filed Document 0001554228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Iconixx Software Corp See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001565206 Filed Document 0001565206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EXTRAPRISE GROUP INC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $3,003,045 Associated Brokers / Dealers N/A CIK Number 0001041518 Filed Document 0001041518-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OnCorps, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,123,209 Associated Brokers / Dealers N/A CIK Number 0001596084 Filed Document 0001596084-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DSG INVESTORS, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596389 Filed Document 0001596389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BroadOak Fund II, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $13,110,000 Associated Brokers / Dealers N/A CIK Number 0001561970 Filed Document 0001561970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALARC FUND, LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596131 Filed Document 0000919574-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalina Sea Ranch, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001596025 Filed Document 0001596025-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity