|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001422816
- Filed Document
- 0001422816-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., and Andrew B. Linbeck
- CIK Number
- 0001415987
- Filed Document
- 0001415987-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001002638
- Filed Document
- 0001002638-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001532050
- Filed Document
- 0001532050-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484940
- Filed Document
- 0001484940-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- Sunbelt Securities, Inc., Arete Wealth Management, Inc., and Source Capital Group
- CIK Number
- 0001585777
- Filed Document
- 0001585777-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001094533
- Filed Document
- 0001094533-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $12,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597253
- Filed Document
- 0001597253-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505165
- Filed Document
- 0001505165-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a and n/a
- CIK Number
- 0001288471
- Filed Document
- 0001405086-14-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Butler Capital Investments, LLC
- CIK Number
- 0001510148
- Filed Document
- 0001510148-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Portfolio Advisors Alliance, Inc. and Agincourt Ltd.
- CIK Number
- 0001579166
- Filed Document
- 0001579166-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- HAWAII
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $861,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592402
- Filed Document
- 0001592402-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597468
- Filed Document
- 0001181431-14-002788
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596587
- Filed Document
- 0001140361-14-002380
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001288472
- Filed Document
- 0001405086-14-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $45,894
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597687
- Filed Document
- 0001597687-14-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001357838
- Filed Document
- 0001415889-14-000161
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001129620
- Filed Document
- 0000919574-14-000297
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594883
- Filed Document
- 0001594883-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597456
- Filed Document
- 0000905729-14-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594233
- Filed Document
- 0001594233-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Thomas Weisel Partners, LLC
- CIK Number
- 0001325830
- Filed Document
- 0001140361-14-002486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431412
- Filed Document
- 0001431412-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595044
- Filed Document
- 0001595044-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001403802
- Filed Document
- 0001393905-14-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Time Equities Securities LLC
- CIK Number
- 0001546282
- Filed Document
- 0001546282-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001309484
- Filed Document
- 0001309484-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001164236
- Filed Document
- 0001140361-14-002328
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552400
- Filed Document
- 0001569049-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Mercury Capital Advisors, LLC
- CIK Number
- 0001541513
- Filed Document
- 0001541513-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596446
- Filed Document
- 0001192482-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541591
- Filed Document
- 0000911959-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
NORTHGATE PARTNERS, A DELAWARE MULTIPLE SERIES LLC/SERIES NCD INVESTORS, A DE MULT. SERIES LLC/AOPTIX TECHNOLOGIES (SECONDARY PURCHASE)-(NCD SERIES A)
See All Filings
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597262
- Filed Document
- 0001597262-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597335
- Filed Document
- 0001597335-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466536
- Filed Document
- 0001466536-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001050269
- Filed Document
- 0000950172-14-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $85,000
- Associated Brokers / Dealers
- William Clark, Jaclyn Strife, and Garrett Paul
- CIK Number
- 0001586370
- Filed Document
- 0001586370-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597351
- Filed Document
- 0001597351-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597267
- Filed Document
- 0001566114-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539881
- Filed Document
- 0001539881-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517641
- Filed Document
- 0000919574-14-000300
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590837
- Filed Document
- 0000950172-14-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $18,405,751
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC and Watermark Advisors, LLC
- CIK Number
- 0001439789
- Filed Document
- 0001439789-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $42,999,985
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415776
- Filed Document
- 0001415776-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001045510
- Filed Document
- 0001045510-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-16 00:00:00 UTC |
- Amount To Be Raised
- $160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001175682
- Filed Document
- 0001175682-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CAPTRUST, CAPTRUST, CAPTRUST, and CAPTRUST
- CIK Number
- 0001496100
- Filed Document
- 0000919574-15-000489
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630255
- Filed Document
- 0000919574-15-000446
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $6,270,725
- Associated Brokers / Dealers
- Dave Nelson, Dan Shea, Bennie Jolly, Joe Lawrence, Kevin Larsen, Eastwind Holding Company, Allison Moore, David Funderbunk, Jasworld Group, LLC, Gloria Dameck, Robert Morrilla, Serdar Ergun, Hank Nametz, and Jeff Jackson
- CIK Number
- 0001436512
- Filed Document
- 0001436512-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|