Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Deltec Total Return Bond Fund, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001226076 Filed Document 0000919574-14-000442 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Urban Barbeque Oak., LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001596372 Filed Document 0001596372-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $218,930 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KETTLE BLACK OF MA, LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001597515 Filed Document 0001597515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Garrison Real Estate Fund III LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $625,000,000 Associated Brokers / Dealers N/A CIK Number 0001598522 Filed Document 0001598522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INCONTEXT SOLUTIONS, INC. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $6,958,000 Associated Brokers / Dealers N/A CIK Number 0001594293 Filed Document 0001594293-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Carlin Trend Mining, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001598028 Filed Document 0001598028-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BlackRock Co-Investment Fund IV, L.P. - US Taxable Series See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001596326 Filed Document 0001140361-14-003608 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
1250 Hunters Cove, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $4,470,000 Associated Brokers / Dealers N/A CIK Number 0001589707 Filed Document 0001589707-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
COUGAR MINERALS CORP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $378,859 Associated Brokers / Dealers N/A CIK Number 0001598773 Filed Document 0001183740-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CARLMONT WOODS, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, CHRISTOPER SCOTT HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001598109 Filed Document 0001598109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Mid Market (No.2) Feeder Limited Partnership See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $66,888,990 Associated Brokers / Dealers UBS Limited CIK Number 0001579213 Filed Document 0001579213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
SEGREGATED PORTFOLIO A OF SUMMIT ROCK PRIVATE EQUITY (OFFSHORE) PORTFOLIO I, SPC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427752 Filed Document 0000819176-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huntsville Retail Center DST See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $13,883,448 Associated Brokers / Dealers Inland Securities Corporation, Patrick W. Albrecht, Athena Chang, Christina S. Nielson, Joe P. Moore, Jr., Joseph A. Nugent, Jeffrey A. Bourdage, Richard S. Hyams, Dominick A. Ciocia, John P. Harvey, Jr., Andrew C. Pesha, Christopher E. Krejci, Samuel J. Angelo, Jr., Kenneth K. Tanaka, Jason T. Ice, Jason L. Steele, Brandon S. Wagner, Usha M. Sharma, Sung P. Lee, Michael A. Freeman, and Ewald M. Von Kanel CIK Number 0001582619 Filed Document 0001582619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $16,742,425 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SYMIC BIOMEDICAL, INC. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592597 Filed Document 0001592597-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRILOGY FINANCIAL PARTNERS INTERNATIONAL LTD See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001245130 Filed Document 0001245125-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sutherland Asset Management Corp See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001456906 Filed Document 0001593574-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Package Concierge, Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001597214 Filed Document 0001597214-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Segregated Portfolio A of Summit Rock Strategic Fixed Income Offshore Portfolio, SPC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424423 Filed Document 0000819176-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001119896 Filed Document 0000902664-14-000439 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian SPV VII-L, Ltd. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567820 Filed Document 0000902664-14-000458 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $3,551,732 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NB Private Debt Fund B LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597113 Filed Document 0000819176-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas Jack Oil & Gas Corp See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $8,400 Associated Brokers / Dealers N/A CIK Number 0001598308 Filed Document 0001019687-14-000295 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MORNING STREAM CAPITAL PARTNERS, L.P. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598568 Filed Document 0001598568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Indoor Harvest Corp See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339848 Filed Document 0001339848-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $77,256,058 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MESIROW FINANCIAL EMPLOYEE REAL ESTATE VALUE FUND II, L.P. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598476 Filed Document 0001598476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Search Security LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001464092 Filed Document 0001464092-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keystone NAP, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001598601 Filed Document 0001598601-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RTO Exploration, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001597574 Filed Document 0001597574-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NORTHCREEK APARTMENTS, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, CHRISTOPHER SCOTT HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001597950 Filed Document 0001598109-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG AE Woodford Offshore Co-Investment, LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $6,283,759 Associated Brokers / Dealers N/A CIK Number 0001596392 Filed Document 0001596392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOURADJI GLOBAL RESOURCES FUND L P See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372632 Filed Document 0001411484-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR JAPAN FUND LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001597352 Filed Document 0001573223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YEHIVE CORP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001557584 Filed Document 0001557584-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Central Park Group Atlas Global Fund, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, Stifel, Nicolaus and Company, Inc., HighTower Securities, LLC, and LPL Financial LLC CIK Number 0001540488 Filed Document 0001140361-14-003549 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR North America Fund XI ESC L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552455 Filed Document 0001552455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PixelEXX Systems, Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001598556 Filed Document 0001598556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394518 Filed Document 0001598522-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG CREDIT MACRO EVENT FUND LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001443418 Filed Document 0000919574-14-000439 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phuntsok US LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598408 Filed Document 0001598408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deltec Emerging Market Equities, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joanne Zerillo, Thorne L. Perkin, and Lorenzo L. Lorenzotti CIK Number 0000944100 Filed Document 0000919574-14-000441 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medallion Analytics Software Corp See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001491074 Filed Document 0001491074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
South County LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $346,500 Associated Brokers / Dealers none CIK Number 0001598541 Filed Document 0001598541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $16,350,127 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Biomeme Inc See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001596481 Filed Document 0001596481-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Trident VI DE Parallel Fund, L.P. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598644 Filed Document 0001181431-14-004352 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity