Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Apollo Overseas Partners (Delaware 892) VIII, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $18,476,470,000 Associated Brokers / Dealers UBS AG, Picton S.A., J.P. Morgan Securities LLC, and GSA Capital Associates, LLC CIK Number 0001580045 Filed Document 0000950142-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HARD ASSETS OPPORTUNITY FUND LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452732 Filed Document 0001482027-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $3,360,000 Associated Brokers / Dealers Security Research Associates, Inc. CIK Number 0001083743 Filed Document 0001140361-14-002750 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TS I Offshore Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001279816 Filed Document 0000919574-14-000326 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GADA Holdings, LLC See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539703 Filed Document 0001539703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Galena Private Equity Resources Fund LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capstone Advisers SA and Alternative Asset Investment Management Securities, LLC CIK Number 0001557888 Filed Document 0001557885-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HNO Green Fuels, Inc See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001520092 Filed Document 0001520092-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TRINITY GLOBAL GROWTH & INCOME FUND, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502918 Filed Document 0001502918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
Tilden Park Investment Fund LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509551 Filed Document 0000950142-14-000144 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mice on Broadway LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001597547 Filed Document 0001144204-14-002827 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TRINITY GOLD FUND, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488950 Filed Document 0001488950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
ITB Capital Income Fund I Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394210 Filed Document 0001394210-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
TIGER NEZU PARTNERS, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535290 Filed Document 0000919574-14-000314 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Littlejohn Opportunities Fund LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510288 Filed Document 0001315863-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified 501 Golf, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001597284 Filed Document 0001597284-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ACQ Equity Income Fund, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510655 Filed Document 0000919574-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moscow Mills, Inc See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001558101 Filed Document 0001558101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Nevada Sunrise Gold Corp See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $299,015 Associated Brokers / Dealers N/A CIK Number 0001415758 Filed Document 0001183740-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CapitalSpring Direct Lending Partners, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $255,935,000 Associated Brokers / Dealers BTIG LLC CIK Number 0001567524 Filed Document 0000897069-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Balanced Fund (Cayman), Ltd. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296069 Filed Document 0001296069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moment Ventures I, L.P. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001596879 Filed Document 0001596879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
123 Lumpsum Delaware Holdings, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575432 Filed Document 0001575432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GTCR FUND XI/B LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001591435 Filed Document 0001591432-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZocDoc Inc See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417902 Filed Document 0001417902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Concord Atlantic Holding, Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001463748-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WiL Fund I LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001596276 Filed Document 0001596276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aly Energy Services, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $2,361,750 Associated Brokers / Dealers N/A CIK Number 0000946822 Filed Document 0001477932-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ShopIgniter, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001486550 Filed Document 0001486550-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Austin Value Capital Fund I, LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597398 Filed Document 0001597398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cibus Global, Ltd. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $13,600,409 Associated Brokers / Dealers N/A CIK Number 0001483752 Filed Document 0001483752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Digital Arbitrage Inc. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001567778 Filed Document 0001567778-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Brook III LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001597358 Filed Document 0001597358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Adwar Drilling Fund II, L.P. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Newport Coast Securities, Inc. CIK Number 0001597063 Filed Document 0001597063-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
ITB PREMIUM FUND II LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392067 Filed Document 0001392067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Asian Century Quest Institutional Equity Fund, Ltd. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $36,700,000 Associated Brokers / Dealers N/A CIK Number 0001510656 Filed Document 0000919574-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Criterion Vista Fund, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510892 Filed Document 0000935836-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Investment Fund (I) VIII, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $18,476,470,000 Associated Brokers / Dealers UBS AG, Picton S.A., J.P. Morgan Securities LLC, and GSA Capital Associates, LLC CIK Number 0001580047 Filed Document 0000950142-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nevada Sunrise Gold Corp See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $94,672 Associated Brokers / Dealers N/A CIK Number 0001415758 Filed Document 0001183740-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Taveekan Capital Federal IT Fund I, L.P. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001597441 Filed Document 0001597441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM JAMES CAPITAL, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579246 Filed Document 0001579246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Indigeo Virtus, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001597764 Filed Document 0001597764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Taubenpost Capital LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404371 Filed Document 0000919574-14-000325 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galena Commodity Trade Finance Fund Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001557864 Filed Document 0001557885-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEZU CYCLICALS PARTNERS, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494879 Filed Document 0000919574-14-000313 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hard Assets Portfolio Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383720 Filed Document 0001482027-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Hedwig Broadway Co LLC See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001593377 Filed Document 0001144204-14-002749 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Apollo Co-Investors VIII (C), L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $18,476,470,000 Associated Brokers / Dealers N/A CIK Number 0001580021 Filed Document 0000950142-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GTCR FUND XI/C LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001591436 Filed Document 0001591432-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MDR Precision Fund, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561530 Filed Document 0001561530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AKO EUROPEAN LONG-ONLY FUND LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539315 Filed Document 0000919574-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund