Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aegis Holdings, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $21,313,576 Associated Brokers / Dealers N/A CIK Number 0001631825 Filed Document 0000898822-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
CIVOG TOTAL RETURN FUND, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560195 Filed Document 0001560195-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
AudioFlix, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001564554 Filed Document 0001004878-15-000061 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sense AI Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634064 Filed Document 0001634064-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Caxton, Ltd. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526900 Filed Document 0001526900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cupps Small Cap Growth Fund, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528317 Filed Document 0001422219-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meural Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001622142 Filed Document 0001622142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIVOG TOTAL RETURN FUND, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560195 Filed Document 0001560195-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Kelso Investment Associates IX, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, WENDY MAN YEE WONG, WENDY MAN YEE WONG, SIMON PAUL DUNN, SIMON PAUL DUNN, Mark Mason, Mark Mason, and Mohammed Afkhami CIK Number 0001624195 Filed Document 0001181431-15-002627 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CLUB MOTORSPORTS INC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001255733 Filed Document 0001255733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Klaff Markets Holdings LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $331,360,887 Associated Brokers / Dealers N/A CIK Number 0001634050 Filed Document 0001634050-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MeehanCombs Global Credit Opportunities Fund, LP See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570218 Filed Document 0001570218-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewCo Platform, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001633072 Filed Document 0001633072-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PATRIOT DRILLING FUND LXI See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001633558 Filed Document 0001633558-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
RGPC Investors, LLC - Series D See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001602684 Filed Document 0001602684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
SweetSense, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001633726 Filed Document 0001591408-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Signpost Capital Long Only Fund, Ltd. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598431 Filed Document 0000919574-15-002069 Exclusions or Exemptions 506c Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaball II See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers GABALL II LLC CIK Number 0001481219 Filed Document 0001481219-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NB ALPHA CAPTURE FUND LTD. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001600321 Filed Document 0001140361-15-007733 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DXA Eureka, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600182 Filed Document 0001140361-15-007505 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODSTOCK HOLDINGS INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Woodstock Financial Group Inc. CIK Number 0001095373 Filed Document 0001553350-15-000142 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
WhoPlusYou Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001547360 Filed Document 0001547360-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
COCONNECT, INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001088638 Filed Document 0001493152-15-000551 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mend VIP, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001633792 Filed Document 0001633792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Waldun Pharmaceuticals, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001634123 Filed Document 0001634123-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
McLean Plaza Associates, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $11,364,287 Associated Brokers / Dealers N/A CIK Number 0001633564 Filed Document 0001633564-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Broad Street Real Estate Opportunity Fund, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550845 Filed Document 0001550845-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pronutria Biosciences, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $28,299,993 Associated Brokers / Dealers N/A CIK Number 0001633070 Filed Document 0001633070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Finicity Factoring Co I, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001572753 Filed Document 0001572753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Laurel Canyon Funds, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0001634051 Filed Document 0001634051-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Bernstein Alternative Investment Strategies, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512705 Filed Document 0000902664-15-000909 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES DOMESTIC, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539665 Filed Document 0000902664-15-000911 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WIND ROSE FUND LTD See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424917 Filed Document 0001424917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SoFi Professional Loan Program 2015-A LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $616,303 Associated Brokers / Dealers SoFi Securities LLC CIK Number 0001634127 Filed Document 0000897069-15-000161 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LOOP88, INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599291 Filed Document 0001599291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Social Leverage Capital Fund II, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001616552 Filed Document 0001616552-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fairview Opportunity Fund, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001633549 Filed Document 0001633549-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FormZapper.com, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $451,358 Associated Brokers / Dealers N/A CIK Number 0001607685 Filed Document 0001607685-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Signpost Capital Fund Ltd. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540735 Filed Document 0000919574-15-002013 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DotAlign, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,913,370 Associated Brokers / Dealers N/A CIK Number 0001514754 Filed Document 0001514754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unchained Labs See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001633723 Filed Document 0001633723-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atheer, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001595879 Filed Document 0001595879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Special Opportunities Ltd. II SPC, Segregated Portfolio C See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001627884 Filed Document 0001627884-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE RIDGE DAY SURGERY CENTER L P See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $904,000 Associated Brokers / Dealers N/A CIK Number 0000911513 Filed Document 0000911513-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $884,000 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Birchwood Resources Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $804 Associated Brokers / Dealers N/A CIK Number 0001541032 Filed Document 0001541032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EcoR1 Special Opportunity Fund I, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633581 Filed Document 0000935836-15-000120 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAYFOUNDER HOLDINGS, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001621736 Filed Document 0001621736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt