Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AdAdapted, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001596535 Filed Document 0001596535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOLON CAPITAL LTD See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439861 Filed Document 0001439861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCB1 REIT HOLDING LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001597836 Filed Document 0001597836-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Commingled Asset Short Term Fund (CAST), Ltd. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570324 Filed Document 0001570324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brandywine Symphony Preferred Fund, LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515161 Filed Document 0001515161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calcbench, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $499,997 Associated Brokers / Dealers N/A CIK Number 0001595897 Filed Document 0001595897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADAPX INC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001421441 Filed Document 0001421441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Cellerant Therapeutics Inc See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $2,190,000 Associated Brokers / Dealers N/A CIK Number 0001293600 Filed Document 0001293600-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kel Capital Fund, LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537305 Filed Document 0001537305-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HARTWELL CONCENTRATED GROWTH PORTFOLIO LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354588 Filed Document 0000819176-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW ENGLAND LIFE INSURANCE CO See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030011 Filed Document 0001140361-14-002603 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
JIREH PROPERTIES Corp See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001576520 Filed Document 0001576520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Palisade Strategic Fund (Domestic) LLC See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001481750 Filed Document 0001481750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RAMSEY LONG-BIASED FUND, LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510499 Filed Document 0000919574-14-000349 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oracle Ten Fund L.P. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490900 Filed Document 0000871613-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Impello Entertainment, Inc. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001537380 Filed Document 0001537380-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPECIAL SITUATIONS TECHNOLOGY FUND LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001037284 Filed Document 0001140361-14-002812 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NOVO FUND LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425439 Filed Document 0000919574-14-000356 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrthoFi, Inc. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $595,000 Associated Brokers / Dealers N/A CIK Number 0001574312 Filed Document 0001574312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Edumedics LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001578224 Filed Document 0000911959-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LIGHTING SCIENCE GROUP CORP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0000866970 Filed Document 0000866970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MC Acquisition Holdings I, L.L.C. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $169,950,000 Associated Brokers / Dealers N/A CIK Number 0001597135 Filed Document 0000895345-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TalentSky, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hat Club Holdings, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001596984 Filed Document 0001596984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Sage Therapeutics, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001597553 Filed Document 0001597553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HEITMAN AMERICA REAL ESTATE TRUST L P See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HEITMAN SECURITIES LLC, AJAY SHARMA, and Corina M. Tong CIK Number 0001386847 Filed Document 0001386847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BOREAS LTD See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458532 Filed Document 0001458532-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CE Acquisition Co., LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001597625 Filed Document 0001597625-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
VALOR GOLD CORP. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001504937 Filed Document 0001415889-14-000172 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
HOUND PARTNERS LONG FUND, LTD. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597243 Filed Document 0000919574-14-000351 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wharton84 Limited Partnership See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Reichle and Ladden Cline CIK Number 0001597589 Filed Document 0001597589-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Waypoint Cordova Investors LP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers BROADWAY DIRECT INVESTMENTS, LLC CIK Number 0001595052 Filed Document 0001595052-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Perigee Capital Partners, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $5,556,250 Associated Brokers / Dealers N/A CIK Number 0001548247 Filed Document 0001548247-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
A&C Snacks LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001597512 Filed Document 0001597512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PATIENTSAFE SOLUTIONS, INC. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001274375 Filed Document 0001274375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPM CSQ REIT, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001597465 Filed Document 0001597465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Palisade Strategic Fund (Cayman) Ltd See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001481751 Filed Document 0001481751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Special Situations Life Sciences Fund LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333549 Filed Document 0001140361-14-002804 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
E-8 Feeholder, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597431 Filed Document 0001597431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEVANTO LTD See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458513 Filed Document 0001458513-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Valencia Technologies Corp See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001577185 Filed Document 0001577185-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Inventergy, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers Laidlaw & Company (UK), Ltd. CIK Number 0001577547 Filed Document 0001577547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Vaccines Inc See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $9,030,000 Associated Brokers / Dealers N/A CIK Number 0001598692 Filed Document 0001598692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
HOUND PARTNERS LONG FUND, LP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597257 Filed Document 0000919574-14-000350 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Hotel OP, LP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $3,684,836 Associated Brokers / Dealers N/A CIK Number 0001497612 Filed Document 0001497612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
ORACLE PARTNERS LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941901 Filed Document 0000871613-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WEEKS COMMUNICATIONS INC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001559649 Filed Document 0001559649-14-000003 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
SPQ Asia Opportunities US Fund Ltd See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597510 Filed Document 0001597510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYBERRY WEST PARTNERS L P See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000878083 Filed Document 0000878083-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloudian Holdings Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001597765 Filed Document 0001597765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity